IPO registrations (S-1, F-1) · Registrants
UCP, Inc.
- SEC CIK
- 1572684 · filings on EDGAR ↗
- Former names
- UCP, LLC (2013–2013)
- Registration
- Form S-1, first filed 2013-04-04, last 2013-07-08; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2013-07-18; declared effective 2013-07-17
- Industry (SIC)
- Operative Builders 1531
- Business address
- 99 ALMADEN BOULEVARD, SUITE 400, San Jose, CA 95113
- EIN
- 90-0978085
- EDGAR entity type
- operating
- Insiders and CEO pay
- UCP, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2013-07-08)
- Final price
- $15.00 per share, within the range (424B4 filed 2013-07-18, an initial public offering)
- Shares sold
- 7,750,000
- Gross proceeds
- $116,250,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol UCP
- Lead underwriters
- Citigroup; Deutsche Bank
- Syndicate
- JMP Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: UCP, Inc. EXACT (CIK (EXACT))
- Person page: Mr Maxim C W Webb Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-04-04 | S-1 | S-1 (registration) | UCP, LLC | 0001572684-13-000004 ↗ |
| 2013-05-21 | S-1/A | S-1/A (amendment) | UCP, Inc. | 0001572684-13-000013 ↗ |
| 2013-05-22 | S-1/A | S-1/A (amendment) | UCP, Inc. | 0001572684-13-000015 ↗ |
| 2013-06-14 | S-1/A | S-1/A (amendment) | UCP, Inc. | 0001572684-13-000020 ↗ |
| 2013-06-24 | S-1/A | S-1/A (amendment) | UCP, Inc. | 0001572684-13-000026 ↗ |
| 2013-07-08 | S-1/A | S-1/A (amendment) | UCP, Inc. | 0001193125-13-284096 ↗ |
| 2013-07-17 | EFFECT | EFFECT (declared effective) | UCP, Inc. | 9999999995-13-002106 ↗ |
| 2013-07-18 | 424B4 | 424B4 (final prospectus) | UCP, Inc. | 0001193125-13-294290 ↗ |
| 2014-08-15 | EFFECT | EFFECT (declared effective) | UCP, Inc. | 9999999995-14-002534 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-07-08 | S-1/A | registration statement | $15.00–$17.00 | 7,750,000 | - | NYSE UCP | 3 | primary document; range, shares headline, cover names 3 | document ↗ | |
| 2013-07-18 | 424B4 | final prospectus | $15.00 | 7,750,000 | $116,250,000 | NYSE UCP | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bogue Dustin L. | Director,Officer | President and CEO; PRESIDENT AND CEO; See Remarks | 22 | 2013–2017 | |
| CORTNEY MICHAEL C | Director | 7 | 2013–2017 | ||
| Fletcher James W. | Officer | CHIEF OPERATING OFFICER; COO | 6 | 2013–2014 | |
| HART JOHN R | Director; Director,TenPercentOwner | 2 | 2013 | ||
| La Herran William J. | Officer | CFO and Treasurer; CFO AND TREASURER | 9 | 2013–2015 | |
| Lori Peter Henry | Director | 8 | 2013–2017 | ||
| WEBB MAXIM C W | Director | 1 | 2013 | person page Fuzzy | |
| PICO HOLDINGS INC /NEW | TenPercentOwner | 2 | 2013–2017 | ||
| Bokas Deno G | Officer | CHIEF ACCOUNTING OFFICER | 1 | 2014 | |
| WADE KATHLEEN R | Director | 5 | 2014–2017 | ||
| BUCKINGHAM CAPITAL MANAGEMENT INC | TenPercentOwner | 12 | 2015–2017 | ||
| Baker Timothy Alan | Officer | CHIEF ACCOUNTING OFFICER | 2 | 2015 | |
| Pirrello James M | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 5 | 2016–2017 | |
| SPERON ERIC H. | Director | 2 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | UCP, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Mr Maxim C W Webb | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Operative Builders, CA first:
- WILLIAM LYON HOMES CA
- WILLIAM LYON HOMES INC CA
- City Ventures, Inc. CA
- HEAVENSTONE CORP CA
- Thomas James Homes, Inc. CA
- CAPITAL PACIFIC HOLDINGS INC CA
- Taylor Morrison Home Corp AZ
- New Home Co Inc. AZ
- Meritage Homes CORP AZ
- Century Communities, Inc. CO
In other datasets, the same topic (Construction) in CA:
- Form D issuer: 0 Le Roy Ave, LLC (Form D private offerings)
- Lobbying client: ACTIVISION BLIZZARD, INC. (Federal lobbying (LDA))
Interests: Operative Builders · Construction