BETA

IPO registrations (S-1, F-1) · Registrants

Pattern Energy Group Inc.

SEC CIK
1561660 · filings on EDGAR ↗
Registration
Form S-1, first filed 2013-08-09, last 2014-05-05; 2 initial registrations, 5 amendments
Outcome
Final prospectus filed 2013-09-27; declared effective 2013-09-26
Industry (SIC)
Electric Services 4911
Incorporated in
DE
Business address
1088 SANSOME STREET, San Francisco, CA 94111
EDGAR entity type
operating
Insiders and CEO pay
Pattern Energy Group Inc. on the corporate pages

Offering terms

Proposed price range
$19.00–$21.00 per share (S-1/A filed 2013-09-09)
Final price
$22.00 per share, above the range (424B1 filed 2013-09-27, an initial public offering)
Shares sold
16,000,000
Gross proceeds
$352,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PEGI
Lead underwriters
BMO Capital Markets (3,840,000 shares); RBC Capital Markets (3,840,000 shares); Morgan Stanley (3,120,000 shares); Scotiabank (880,000 shares); Wells Fargo (880,000 shares); Canaccord Genuity (400,000 shares); Merrill Lynch (1,760,000 shares); CIBC World Markets (880,000 shares)
Syndicate
BofA Securities; Raymond James (400,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 12

FiledFormWhat it isName as filedEDGAR
2013-08-09S-1S-1 (registration)Pattern Energy Group Inc.0001193125-13-329269 ↗
2013-09-03S-1/AS-1/A (amendment)Pattern Energy Group Inc.0001193125-13-355732 ↗
2013-09-05S-1/AS-1/A (amendment)Pattern Energy Group Inc.0001193125-13-358527 ↗
2013-09-09S-1/AS-1/A (amendment)Pattern Energy Group Inc.0001193125-13-360498 ↗
2013-09-20S-1/AS-1/A (amendment)Pattern Energy Group Inc.0001193125-13-373310 ↗
2013-09-26EFFECTEFFECT (declared effective)Pattern Energy Group Inc.9999999995-13-002793 ↗
2013-09-27424B1424B1 (final prospectus)Pattern Energy Group Inc.0001193125-13-380934 ↗
2014-04-25S-1S-1 (registration)Pattern Energy Group Inc.0001193125-14-158705 ↗
2014-05-05S-1/AS-1/A (amendment)Pattern Energy Group Inc.0001193125-14-182454 ↗
2014-05-08S-1MEFS-1MEF (added securities)Pattern Energy Group Inc.0001193125-14-190641 ↗
2014-05-08EFFECTEFFECT (declared effective)Pattern Energy Group Inc.9999999995-14-001384 ↗
2014-05-09424B4424B4 (final prospectus)Pattern Energy Group Inc.0001193125-14-190929 ↗

Prospectus pages read 3

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-09-09S-1/Aregistration statement$19.00–$21.00$20.0016,000,000$320,000,000Nasdaq PEGI10primary document; range, price sentence, shares headline, proceeds computed, cover names 8document ↗
2013-09-20S-1/Aregistration statement--0primary document; no terms founddocument ↗
2013-09-27424B1final prospectus$22.0016,000,000$352,000,000Nasdaq PEGI10primary document; price sentence, shares headline, proceeds table, underwriting table 9, cover names 8document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Armistead Hunter H.OfficerEVP, Business Development; Exec. VP, Business Development222013–2020
Blaine Dyann S.OfficerVice President and Secretary32013–2014
Elkort Daniel M.OfficerEVP and Chief Legal Officer; Executive V.P. & Gen. Counsel; Exec. V.P. and Gen. Counsel; Exec. VP and General Counsel; Exec. V.P. Gen. Counsel612013–2020
Garland Michael M.Director,Officer; OfficerDirector and CEO; Director, President and CEO222013–2020
Hoffman Michael BDirector12013
Lillybeck Eric S.OfficerSr. VP, Fiscal and Admin Serv.; S. VP, Fiscal and Admin Serv.442013–2016
Lyon Michael J.OfficerChief Financial Officer; President212013–2020
Pattern Energy GP, LLCDirector,TenPercentOwner; TenPercentOwner102013–2017
Pattern Energy Group Holdings GP LLCDirector,TenPercentOwner; TenPercentOwner102013–2017
Pattern Energy Group Holdings LPDirector,TenPercentOwner; TenPercentOwner102013–2017
Pattern Energy Group LPDirector,TenPercentOwner; TenPercentOwner102013–2017
Pattern Renewables GP LLCDirector,TenPercentOwner; TenPercentOwner102013–2017
Pattern Renewables LPDirector,TenPercentOwner; TenPercentOwner102013–2017
Pedersen Esben W.OfficerCheif Investment Officer; Chief Financial Officer; Chief Investment Officer862013–2020
R/C Renewable Energy GP II, L.L.C.Director,TenPercentOwner; TenPercentOwner102013–2017
R/C Wind II LPDirector,TenPercentOwner; TenPercentOwner102013–2017
Riverstone/Carlyle Renewable Energy Grant GP, L.L.C.Director,TenPercentOwner; TenPercentOwner102013–2017
Russell Dean S.OfficerSr VP., Engineer. & Constr.; Sr. VP, Engineering & Constr.; S VP, Engineering & Constr.; S. VP, Engineering & Constr.402013–2016
Shugart Christopher M.OfficerSenior VP, Operations; Sr. Vice President, Operations; SVP, Corporate Operations752013–2020
BATKIN ALAN RDirector302013–2020
Bellinger Patricia S.Director282013–2018
BROWNE LORD OF MADINGLEYDirector132013–2020
Hall Douglas G.Director302013–2020
Newson Patricia M.Director282013–2020
Deters Kevin J.OfficerVP, Eng, Siting & Construction92016–2019
Devlin Kevin E.OfficerSVP Project Operations; SVP Strategic Operations; SVP, Strategic Operations112016–2020
Ostberg RichardOfficerSVP, Chief Accounting Officer; SVP, Controller62017–2020
Goodman RichardDirector82019–2020
Sutphen MonaDirector82019–2020

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationPATTERN ENERGY GROUP LLCCAState business registriesname and state
Business registrationPATTERN ENERGY GROUP LPCAState business registriesname and state
Business registrationPATTERN ENERGY GROUP LPCAState business registriesname and state
Business registrationPATTERN ENERGY GROUP LPCAState business registriesname and state
Plan sponsorPATTERN ENERGY GROUP INC.CAForm 5500 (employee benefit plans)name and state
Plan sponsorPATTERN ENERGY GROUP LPCAForm 5500 (employee benefit plans)name and state
Political committeePATTERN ENERGY GROUP INC. PAC (connected to PATTERN ENERGY GROUP INC.)CACampaign finance (FEC)name and state
Lobbying clientPATTERN ENERGY GROUPCAFederal lobbying (LDA)name and state
Lobbying clientPATTERN ENERGY GROUP LPCAFederal lobbying (LDA)name and state
Nonprofit28677950 PATTERN ENERGY SAN FRANCISCOCANonprofits (IRS Form 990)same street address and ZIP code, 1088 SANSOME ST 94111 (FUZZY: a shared address, not proof of a shared organization)
SEC filerPattern Energy Group Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerPATTERN ENERGY GROUP LPCATrademarks (USPTO)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Electric Services, CA first:

More with this interest.

In other datasets, the same topic (Energy) in CA:

Interests: Electric Services · Energy