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IPO registrations (S-1, F-1) · Registrants

Voya Financial, Inc.

SEC CIK
1535929 · filings on EDGAR ↗
Name on the registration
ING U.S., Inc.
Former names
ING U.S., Inc. (2012–2014)
Registration
Form S-1, first filed 2012-11-09, last 2014-03-18; 3 initial registrations, 9 amendments
Outcome
Final prospectus filed 2013-05-03; declared effective 2013-05-01
Industry (SIC)
Life Insurance 6311
Incorporated in
DE
Business address
200 PARK AVENUE, New York, NY 10166
EIN
52-1222820
Ticker
VOYA, VOYA-PB (NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
Voya Financial, Inc. on the corporate pages

Offering terms

Proposed price range
$21.00–$24.00 per share (S-1/A filed 2013-04-29)
Final price
$19.50 per share, below the range (424B1 filed 2013-05-03, an initial public offering)
Shares sold
65,192,307
Gross proceeds
$1,271,249,987 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol VOYA
Lead underwriters
Morgan Stanley (15,385,384 shares); Goldman Sachs (15,385,384 shares); Citigroup (10,033,096 shares)
Syndicate
ING (1,877,539); BofA Securities; Credit Suisse (3,125,971); Deutsche Bank (3,125,971); J.P. Morgan (3,125,971); Barclays (1,251,692); RBC Capital Markets (1,251,692); Truist Securities (1,251,692); Evercore (625,846); KBW (625,846); Stifel; Raymond James; Piper Sandler (561,958); Wells Fargo (625,846); BNY Mellon Capital Markets, LLC (561,958); Commerzbank; HSBC (561,958); Ramirez & Co. (156,462); Siebert Williams Shank (156,462); Merrill Lynch (3,125,971); Raymond James Financial Inc (625,846); Sandler O’Neill & Partners, L.P (625,846); Commerz Markets LLC (561,958); Mediobanca – Banca di Credito Finanziario S.p.A (561,958)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 29

FiledFormWhat it isName as filedEDGAR
2012-11-09S-1S-1 (registration)ING U.S., Inc.0001193125-12-462452 ↗
2013-01-23S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-020843 ↗
2013-03-19S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-115273 ↗
2013-04-05S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-144078 ↗
2013-04-16S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-156812 ↗
2013-04-25S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-174128 ↗
2013-04-29S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-182311 ↗
2013-05-01S-1MEFS-1MEF (added securities)ING U.S., Inc.0001193125-13-192913 ↗
2013-05-01EFFECTEFFECT (declared effective)ING U.S., Inc.9999999995-13-001324 ↗
2013-05-03424B1424B1 (final prospectus)ING U.S., Inc.0001193125-13-198850 ↗
2013-07-11EFFECTEFFECT (declared effective)ING U.S., Inc.9999999995-13-002061 ↗
2013-07-12424B1424B1 (final prospectus)ING U.S., Inc.0001193125-13-289424 ↗
2013-09-13S-1S-1 (registration)ING U.S., Inc.0001193125-13-366635 ↗
2013-09-25S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-378551 ↗
2013-10-21S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-13-404719 ↗
2013-10-23S-1MEFS-1MEF (added securities)ING U.S., Inc.0001193125-13-408484 ↗
2013-10-23EFFECTEFFECT (declared effective)ING U.S., Inc.9999999995-13-003053 ↗
2013-10-25424B1424B1 (final prospectus)ING U.S., Inc.0001193125-13-411595 ↗
2013-11-20EFFECTEFFECT (declared effective)ING U.S., Inc.9999999995-13-003331 ↗
2014-03-10S-1S-1 (registration)ING U.S., Inc.0001193125-14-091774 ↗
2014-03-18S-1/AS-1/A (amendment)ING U.S., Inc.0001193125-14-103998 ↗
2014-03-19EFFECTEFFECT (declared effective)ING U.S., Inc.9999999995-14-000701 ↗
2014-03-21424B1424B1 (final prospectus)ING U.S., Inc.0001193125-14-110558 ↗
2014-09-02424B1424B1 (final prospectus)Voya Financial, Inc.0001193125-14-329269 ↗
2014-09-04424B1424B1 (final prospectus)Voya Financial, Inc.0001193125-14-332269 ↗
2014-11-12424B1424B1 (final prospectus)Voya Financial, Inc.0001193125-14-409547 ↗
2014-11-14424B1424B1 (final prospectus)Voya Financial, Inc.0001193125-14-413306 ↗
2015-03-03424B1424B1 (final prospectus)Voya Financial, Inc.0001193125-15-075308 ↗
2015-03-05424B1424B1 (final prospectus)Voya Financial, Inc.0001193125-15-078870 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-04-29S-1/Aregistration statement$21.00–$24.0064,166,667-NYSE VOYA22primary document; range, shares headline, cover names 22document ↗
2013-05-03424B1final prospectus$19.5065,192,307$1,271,249,987NYSE VOYA27primary document; price table, shares headline, proceeds table, underwriting table 23, cover names 22document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BEAMS MALIZ EOfficerSee Remarks52013–2014person page Fuzzy
Becker Jeffrey TOfficerSee Remarks132013–2016person page Fuzzy
Boers Johannes M.M.Director12013
Britton Donald WOfficerSee Remarks32013
Flynn Partick GDirector22013
Harryvan Dick H.Director32013–2014
HEALY BRIDGET MOfficerSee Remarks52013–2014
HOMMEN JAN HMDirector22013
HUBBELL FRED SDirector72013–2017
ING GROEP NVDirector,TenPercentOwner; TenPercentOwner82013–2015
ING INSURANCE INTERNATIONAL B.V.TenPercentOwner42013
ING INSURANCE TOPHOLDING N.V.TenPercentOwner42013
ING VERZEKERINGEN N.V.TenPercentOwner42013
Karaoglan Alain MOfficerSee Remarks242013–2018
MARTIN RODNEY O JRDirector,Officer; Director,OtherChairman and CEO; Chief Executive Officer962013–2024
Nagel Wilfred F.Director12013
Pierson Steven TOfficerChief Accounting Officer72013–2015
SILVA KEVIN DOfficerSee Remarks352013–2023person page Fuzzy
Smith Michael SOfficerChief Risk Officer; See Remarks352013–2022
Steenbergen Ewout LOfficerEVP and CFO; See Remarks122013–2016
ZWIENER DAVID KDirector142013–2024
GRISWELL J BARRYDirector122013–2020
Koemans HendricusDirector12013
Ragavan Chetlur SOfficerChief Risk Officer; See Remarks512014–2019
Chwick JaneDirector152014–2026
WRIGHT DEBORAH CDirector62014–2018
Biggar LynneDirector362014–2026
TRIPODI JOSEPH VDirector172015–2026person page Fuzzy
Nelson Charles POfficerCEO, Retirement; See Remarks1552015–2023person page Fuzzy
GILLIS RUTH ANN MDirector492015–2026person page Fuzzy
POLLITT BYRON H JRDirector132015–2023person page Fuzzy
Horan Joseph D.OfficerSee Remarks22015
Walsh Patricia JOfficerSee Remarks592015–2020person page Fuzzy
Cobb Clyde Landon Jr.OfficerSee Remarks182015–2022
Hurtsellers ChristineOfficerSee Remarks282016–2023
Ferrara NancyOfficerSee Remarks752016–2024
Johnson Carolyn MOfficerSee Remarks342016–2019
Parent Margaret M.OfficerSee Remarks122016–2020
Arledge CurtisDirector22018
DeRose KathleenDirector92019–2026
Port LarryOfficerSee Remarks52020–2021
LEWIS AYLWIN BDirector92020–2026person page Fuzzy
MARRIOTT INTERNATIONAL INC /MD/Director12020
Grubka Robert L.OfficerCEO, Health Solutions; See Remarks272021–2024
Katz Michael RobertOfficerSee Remarks172021–2026
Keshavan SanthoshOfficerSee Remarks172021–2026
Lavallee Heather H.OfficerCEO, Wealth Solutions; See Remarks852021–2026
Butler Yvette S.Director82021–2026
Taylor Vincent A.OfficerSee Remarks12022
Ogle TrevorOfficerSee Remarks182022–2026
Oh Tony DOfficerSee Remarks162022–2026
To My ChiOfficerSee Remarks82022–2025
Templin Donald C.OfficerSee Remarks52022–2025person page Fuzzy
Levin MatthewOfficerSee Remarks12023
Ersek HikmetDirector52023–2026
Bowman BiffDirector52023–2026
Thompson Brannigan COther72023–2026
Leary Robert GDirector52024–2026
Toms MatthewOther52024–2026
Mullaney William JDirector42024–2026
O'Neill Francis G.Other42024–2025
Tressy RachelOfficerSee below.; See remarks.52024–2026
Kaduson JayOther32025–2026
Longerstaey Jacques MOther22025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationVOYA FINANCIAL, INC.NYState business registriesname and state
Business registrationVOYA FINANCIAL, INC.NYState business registriesname and state
Political committeeVOYA FINANCIAL, INC., POLITICAL ACTION COMMITTEE (VOYA FINANCIAL PAC) (connected to VOYA FINANCIAL, INC.)NYCampaign finance (FEC)name and state
Lobbying clientVOYA FINANCIAL, INC.NYFederal lobbying (LDA)name and state
SEC filerVoya Financial, Inc.SEC filers (EDGAR)CIK (EXACT)
Business registrationCOLUMBINE LIFE INSURANCE COMPANYState business registriesEIN (EXACT, as the state registration reports it)
Person pageAylwin B LewisPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageByron H Pollitt JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageCharles P NelsonPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageDonald C TemplinPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageJeffrey T BeckerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageJoseph V TripodiPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageKevin D SilvaPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageMaliz E BeamsPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pagePatricia J WalshPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageRuth Ann M GillisPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Life Insurance, NY first:

More with this interest.

In other datasets, the same topic (Insurance) in NY:

Interests: Life Insurance · Insurance