IPO registrations (S-1, F-1) · Registrants
Tumi Holdings, Inc.
- SEC CIK
- 1535031 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-12-13, last 2013-03-26; 3 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2012-04-20; declared effective 2012-04-18
- Industry (SIC)
- Leather & Leather Products 3100
- Incorporated in
- DE
- Business address
- 1001 DURHAM AVE., South Plainfield, NJ 07080
- EIN
- 04-3799139
- EDGAR entity type
- operating
- Insiders and CEO pay
- Tumi Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2012-04-13)
- Final price
- $18.00 per share, above the range (424B4 filed 2012-04-20, an initial public offering)
- Shares sold
- 18,779,865 (15,608,221 by the company, 3,171,644 by selling holders)
- Gross proceeds
- $338,037,570 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol TUMI
- Lead underwriters
- Goldman Sachs (6,901,600 shares); Credit Suisse (6,244,305 shares)
- Syndicate
- J.P. Morgan (2,816,980); William Blair (1,408,490); Jefferies (1,408,490)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Tumi Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Michael J Mardy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 19
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-12-13 | S-1 | S-1 (registration) | Tumi Holdings, Inc. | 0001193125-11-339294 ↗ |
| 2012-01-25 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001193125-12-023385 ↗ |
| 2012-02-10 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001193125-12-052020 ↗ |
| 2012-03-16 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001193125-12-117900 ↗ |
| 2012-04-03 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001193125-12-146727 ↗ |
| 2012-04-09 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001193125-12-153994 ↗ |
| 2012-04-13 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001193125-12-162895 ↗ |
| 2012-04-18 | EFFECT | EFFECT (declared effective) | Tumi Holdings, Inc. | 9999999995-12-001089 ↗ |
| 2012-04-20 | 424B4 | 424B4 (final prospectus) | Tumi Holdings, Inc. | 0001193125-12-173265 ↗ |
| 2012-10-16 | S-1 | S-1 (registration) | Tumi Holdings, Inc. | 0001535031-12-000008 ↗ |
| 2012-10-29 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001535031-12-000014 ↗ |
| 2012-11-05 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001535031-12-000016 ↗ |
| 2012-11-08 | EFFECT | EFFECT (declared effective) | Tumi Holdings, Inc. | 9999999995-12-003199 ↗ |
| 2012-11-09 | 424B1 | 424B1 (final prospectus) | Tumi Holdings, Inc. | 0001535031-12-000022 ↗ |
| 2013-03-07 | S-1 | S-1 (registration) | Tumi Holdings, Inc. | 0001535031-13-000010 ↗ |
| 2013-03-26 | S-1/A | S-1/A (amendment) | Tumi Holdings, Inc. | 0001535031-13-000017 ↗ |
| 2013-03-27 | EFFECT | EFFECT (declared effective) | Tumi Holdings, Inc. | 9999999995-13-000809 ↗ |
| 2013-03-28 | 424B1 | 424B1 (final prospectus) | Tumi Holdings, Inc. | 0001535031-13-000024 ↗ |
| 2014-09-08 | 424B1 | 424B1 (final prospectus) | Tumi Holdings, Inc. | 0001535031-14-000041 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-04-13 | S-1/A | registration statement | $15.00–$17.00 | 18,779,865 | - | NYSE TUMI | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2012-04-20 | 424B4 | final prospectus | $18.00 | 18,779,865 | $338,037,570 | NYSE TUMI | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DHC Ltd | TenPercentOwner; TenPercentOwnerOther | 6 | 2012–2016 | ||
| Doughty Hanson & Co IV Ltd | TenPercentOwner | 6 | 2012–2016 | ||
| Doughty Hanson & Co IV Nominees Four Ltd | TenPercentOwner | 3 | 2012 | ||
| Doughty Hanson & Co IV Nominees One Ltd | TenPercentOwner | 3 | 2012 | ||
| Doughty Hanson & Co IV Nominees Two Ltd | TenPercentOwner | 3 | 2012 | ||
| Griffith Jerome | Director,Officer | CEO and President | 11 | 2012–2016 | |
| GROMEK JOSEPH R | Director | 10 | 2012–2016 | ||
| Hanson Richard P | DirectorOther | 4 | 2012–2013 | ||
| Hurwitz Steven M | Officer | SVP - Prod Dvlp/Mfg/Sourcing | 30 | 2012–2016 | |
| JOHNSON THOMAS H | Director | 8 | 2012–2016 | ||
| Krantzler Alan | Officer | Chief Merchandising Officer; SVP - Brand Management | 3 | 2012–2014 | |
| MARDY MICHAEL J | Director,Officer | CFO and EVP | 13 | 2012–2016 | person page Fuzzy |
| Nelson Thomas H | Officer | SVP and MD - Asia Pacific | 7 | 2012–2013 | |
| Officer Nominees Ltd | TenPercentOwner | 3 | 2012 | ||
| Wolfe Denielle M | Officer | Vice President - Design | 2 | 2012–2013 | |
| Bennett Claire M. | Director | 8 | 2013–2016 | ||
| LEVY ADAM | Officer | President, Retail | 4 | 2013–2015 | |
| GRAY PETER L | Officer | EVP and General Counsel | 8 | 2013–2016 | |
| Fielding Christopher J. L. | Director | 1 | 2013 | ||
| SMITH ALEX | Director | 7 | 2013–2016 | ||
| Riley David | Officer | CAO and SVP, Finance | 5 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Tumi Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Michael J Mardy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.