IPO registrations (S-1, F-1) · Registrants
GLOBAL BRASS & COPPER HOLDINGS, INC.
- SEC CIK
- 1533526 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-10-28, last 2013-11-26; 3 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 2013-05-23; declared effective 2013-05-22
- Industry (SIC)
- Rolling Drawing & Extruding of Nonferrous Metals 3350
- Business address
- 475 N. MARTINGALE ROAD, SUITE 1200, Schaumburg, IL 60173
- EIN
- 06-1826563
- EDGAR entity type
- operating
- Insiders and CEO pay
- GLOBAL BRASS & COPPER HOLDINGS, INC. on the corporate pages
Offering terms
- Proposed price range
- $11.00–$12.00 per share (S-1/A filed 2013-05-22)
- Final price
- $11.00 per share, within the range (424B4 filed 2013-05-23, an initial public offering)
- Shares sold
- 7,000,000
- Gross proceeds
- $77,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol BRSS
- Lead underwriters
- Goldman Sachs (2,800,000 shares); Morgan Stanley (2,800,000 shares)
- Syndicate
- William Blair (700,000); KeyBanc Capital Markets (700,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: WIELAND NORTH AMERICA, INC. EXACT (EIN (EXACT))
- SEC filer: GLOBAL BRASS & COPPER HOLDINGS, INC. EXACT (CIK (EXACT))
- Person page: Martin E Welch Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 22
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-10-28 | S-1 | S-1 (registration) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-11-286313 ↗ |
| 2012-01-06 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-12-005169 ↗ |
| 2012-02-10 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-12-052108 ↗ |
| 2012-09-18 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-12-395519 ↗ |
| 2012-11-13 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-12-466123 ↗ |
| 2013-04-05 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-144263 ↗ |
| 2013-05-08 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-205858 ↗ |
| 2013-05-13 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-215346 ↗ |
| 2013-05-20 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-227736 ↗ |
| 2013-05-22 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-230426 ↗ |
| 2013-05-22 | EFFECT | EFFECT (declared effective) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 9999999995-13-001601 ↗ |
| 2013-05-23 | 424B4 | 424B4 (final prospectus) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-233167 ↗ |
| 2013-09-06 | EFFECT | EFFECT (declared effective) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 9999999995-13-002592 ↗ |
| 2013-09-11 | S-1 | S-1 (registration) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-364185 ↗ |
| 2013-09-20 | S-1/A | S-1/A (amendment) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-373445 ↗ |
| 2013-09-25 | EFFECT | EFFECT (declared effective) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 9999999995-13-002788 ↗ |
| 2013-09-26 | 424B4 | 424B4 (final prospectus) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-380147 ↗ |
| 2013-11-26 | S-1 | S-1 (registration) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-13-454993 ↗ |
| 2013-12-05 | EFFECT | EFFECT (declared effective) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 9999999995-13-003465 ↗ |
| 2014-01-09 | 424B4 | 424B4 (final prospectus) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-14-006709 ↗ |
| 2014-01-22 | 424B4 | 424B4 (final prospectus) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-14-017299 ↗ |
| 2014-01-24 | 424B4 | 424B4 (final prospectus) | GLOBAL BRASS & COPPER HOLDINGS, INC. | 0001193125-14-020549 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-05-22 | S-1/A | registration statement | $11.00–$12.00 | 7,000,000 | - | NYSE BRSS | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2013-05-23 | 424B4 | final prospectus | $11.00 | 7,000,000 | $77,000,000 | NYSE BRSS | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Becker Daniel B | Officer | President - A.J. Oster | 2 | 2013 | |
| Bernstein Jay | Director | 1 | 2013 | ||
| BURRITT DAVID B | Director | 2 | 2013 | ||
| Denner Devin K | Officer | President - Chase Brass; President - Chase Brass, LLC | 22 | 2013–2019 | |
| Halkos Holdings, LLC | Other; TenPercentOwner | 4 | 2013–2014 | ||
| Hamilton Scott B | Officer | General Counsel & Secretary | 20 | 2013–2017 | |
| KPS Capital Partners, LLC | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Investors II GP, LLC | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Investors III, LP | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Investors III, Ltd. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Investors II, L.P. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Special Situations Fund II (A), L.P. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Special Situations Fund III (A), L.P. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Special Situations Fund III, L.P. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| KPS Special Situations Fund II, L.P. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| Micchelli Robert T | Officer | Chief Financial Officer; Executive | 17 | 2013–2017 | |
| PALMER RAQUEL | Director | 1 | 2013 | ||
| PSAROS MICHAEL G | Director; DirectorOther | 5 | 2013–2014 | ||
| Schwind Paul | Officer | Corporate Controller | 12 | 2013–2015 | |
| SHAPIRO DAVID | Director | 5 | 2013–2014 | ||
| Thanopoulos George | Director | 3 | 2013–2014 | ||
| WALKER JOHN H | Director; Officer | Chief Executive Officer | 6 | 2013–2019 | |
| WASZ JOHN J | Director,Officer; Officer | Chief Executive Officer; President-Olin Brass; COO; President-Olin Brass;COO | 23 | 2013–2019 | |
| Welch Martin E | Director | 12 | 2013–2019 | person page Fuzzy | |
| Whitaker Ronald C | Director | 10 | 2013–2019 | ||
| Bense Kevin W | Officer | President - A.J. Oster, LLC | 17 | 2013–2018 | |
| AVRIL VICKI L | Director | 8 | 2014–2019 | ||
| MARSH DONALD L JR | Director | 8 | 2014–2019 | ||
| Kodosky Christopher J | Officer | Chief Financial Officer; Vice President Finance | 17 | 2014–2019 | |
| RAY BRADFORD T | Director | 8 | 2014–2019 | ||
| TOLER WILLIAM G | Officer | Executive Vice President; President - GBC Metals, LLC | 20 | 2014–2019 | |
| Kidd Bryan L | Officer | Corporate Controller | 11 | 2016–2019 | |
| Taylor Dale R | Officer | President - GBC Metals, LLC | 9 | 2017–2019 | |
| D'Angelo Anne-Marie W | Officer | General Counsel & Secretary | 5 | 2017–2019 | |
| Kern David W | Officer | VP - Human Resources | 5 | 2018–2019 | |
| Keown Gregory B | Officer | President - A.J. Oster, LLC | 5 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | GLOBAL BRASS & COPPER HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | WIELAND NORTH AMERICA, INC. | EIN (EXACT) | ||
| Person page | Martin E Welch | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.