IPO registrations (S-1, F-1) · Registrants
Northern Tier Energy LP
- SEC CIK
- 1533454 · filings on EDGAR ↗
- Former names
- Northern Tier Energy, Inc. (2011–2012)
- Registration
- Form S-1, first filed 2011-12-13, last 2013-04-29; 3 initial registrations, 12 amendments
- Outcome
- Final prospectus filed 2012-07-27; declared effective 2012-07-25
- Industry (SIC)
- Petroleum Refining 2911
- Incorporated in
- DE
- Business address
- 1250 W. WASHINGTON STREET, SUITE 300, Tempe, AZ 85281
- EIN
- 80-0763623
- EDGAR entity type
- operating
- Insiders and CEO pay
- Northern Tier Energy LP on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2012-07-16)
- Final price
- $14.00 per share, below the range (424B4 filed 2012-07-27, an initial public offering)
- Gross proceeds
- $227,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NTI
- Lead underwriters
- Goldman Sachs
- Syndicate
- Barclays; BofA Securities; Credit Suisse; Deutsche Bank; UBS; Macquarie; J.P. Morgan
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NORTHERN TIER ENERGY LLC Fuzzy (name and state)
- SEC filer: Northern Tier Energy LP EXACT (CIK (EXACT))
- Person page: Bernard W Aronson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Dan F Smith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Jeff A Stevens Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Michael G Macdougall Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Scott D Josey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas W Hofmann Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 25
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-12-13 | S-1 | S-1 (registration) | Northern Tier Energy, Inc. | 0001193125-11-338744 ↗ |
| 2012-02-10 | S-1/A | S-1/A (amendment) | Northern Tier Energy, Inc. | 0001193125-12-052771 ↗ |
| 2012-05-07 | S-1/A | S-1/A (amendment) | Northern Tier Energy, Inc. | 0001193125-12-212817 ↗ |
| 2012-05-31 | S-1/A | S-1/A (amendment) | Northern Tier Energy, Inc. | 0001193125-12-254134 ↗ |
| 2012-07-02 | S-1/A | S-1/A (amendment) | Northern Tier Energy, Inc. | 0001193125-12-290438 ↗ |
| 2012-07-16 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-12-302521 ↗ |
| 2012-07-18 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-12-306225 ↗ |
| 2012-07-25 | EFFECT | EFFECT (declared effective) | Northern Tier Energy LP | 9999999995-12-002259 ↗ |
| 2012-07-27 | 424B4 | 424B4 (final prospectus) | Northern Tier Energy LP | 0001193125-12-319114 ↗ |
| 2012-11-23 | S-1 | S-1 (registration) | Northern Tier Energy LP | 0001193125-12-479114 ↗ |
| 2012-12-10 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-12-497176 ↗ |
| 2012-12-13 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-12-501059 ↗ |
| 2013-01-10 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-13-008529 ↗ |
| 2013-01-16 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-13-014698 ↗ |
| 2013-01-17 | S-1MEF | S-1MEF (added securities) | Northern Tier Energy LP | 0001193125-13-016393 ↗ |
| 2013-01-17 | EFFECT | EFFECT (declared effective) | Northern Tier Energy LP | 9999999995-13-000211 ↗ |
| 2013-01-18 | 424B1 | 424B1 (final prospectus) | Northern Tier Energy LP | 0001193125-13-017625 ↗ |
| 2013-03-28 | S-1 | S-1 (registration) | Northern Tier Energy LP | 0001193125-13-132599 ↗ |
| 2013-04-26 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-13-178028 ↗ |
| 2013-04-29 | S-1/A | S-1/A (amendment) | Northern Tier Energy LP | 0001193125-13-182270 ↗ |
| 2013-04-30 | EFFECT | EFFECT (declared effective) | Northern Tier Energy LP | 9999999995-13-001270 ↗ |
| 2013-05-01 | 424B1 | 424B1 (final prospectus) | Northern Tier Energy LP | 0001193125-13-191571 ↗ |
| 2013-08-14 | 424B1 | 424B1 (final prospectus) | Northern Tier Energy LP | 0001193125-13-334888 ↗ |
| 2013-10-01 | EFFECT | EFFECT (declared effective) | Northern Tier Energy LP | 9999999995-13-002854 ↗ |
| 2014-12-16 | EFFECT | EFFECT (declared effective) | Northern Tier Energy LP | 9999999995-14-003706 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-07-16 | S-1/A | registration statement | $19.00–$21.00 | - | - | NYSE NTI | 8 | primary document; range, cover names 8 | document ↗ | |
| 2012-07-18 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2012-07-27 | 424B4 | final prospectus | $14.00 | - | $227,500,000 | NYSE NTI | 8 | primary document; price table, proceeds table, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ACON Funds Management, L.L.C. | Director,TenPercentOwner | 10 | 2012–2013 | ||
| ACON Refining Partners, L.L.C. | Director,TenPercentOwner | 10 | 2012–2013 | ||
| AIP V GenPar, L.L.C. | Director,TenPercentOwner | 10 | 2012–2013 | ||
| ARONSON BERNARD W | Director | 5 | 2012–2013 | person page Fuzzy | |
| Bonczek David | Officer | Executive VP and CFO; VP and Chief Financial Officer; VP & CFO | 10 | 2012–2015 | |
| BONDERMAN DAVID | Director,TenPercentOwner; Other | 10 | 2012–2013 | ||
| COULTER JAMES G | Director,TenPercentOwner; Other | 10 | 2012–2013 | ||
| GINNS JONATHAN J | Director | 5 | 2012–2013 | ||
| Hofmann Thomas W | Director | 6 | 2012–2016 | person page Fuzzy | |
| JOSEY SCOTT D | Director | 3 | 2012–2014 | person page Fuzzy | |
| Kuchta Hank | Director,Officer; Officer | President and CEO; President, CEO & Director; President, COO & Director | 5 | 2012–2014 | |
| Liaw Eric | Director | 2 | 2012 | ||
| MacDougall Michael G. | Director | 2 | 2012 | person page Fuzzy | |
| Mullins Greg | Officer; Other | See remarks | 3 | 2012–2014 | |
| Northern Tier Energy GP LLC | Director | 1 | 2012 | ||
| Northern Tier Holdings LLC | Director,TenPercentOwner; Other | 10 | 2012–2013 | ||
| Northern Tier Investors, LLC | Director,TenPercentOwner; Other | 10 | 2012–2013 | ||
| Northern Tier Investors LP | Director,TenPercentOwner; Other | 10 | 2012–2013 | ||
| NTI GenPar, LLC | Director,TenPercentOwner; Other | 10 | 2012–2013 | ||
| Rodriguez Mario E. | Director,Officer | CEO and Director | 2 | 2012 | |
| SMITH DAN F | Director | 6 | 2012–2016 | person page Fuzzy | |
| TPG Group Holdings (SBS) Advisors, Inc. | Director,TenPercentOwner | 6 | 2012–2013 | ||
| Kuchta Chet | Officer | Chief Operating Officer; VP and Chief Operating Officer | 3 | 2013–2014 | |
| TPG Advisors VI, Inc. | Director,TenPercentOwner; Other | 4 | 2013 | ||
| Duckworth Rocky L | Director | 6 | 2013–2016 | ||
| Barfield Lowry | Director | 5 | 2013–2016 | ||
| Foster Paul L | Director | 5 | 2013–2016 | ||
| NT InterHoldCo LLC | Director,TenPercentOwner | 2 | 2013–2016 | ||
| Stevens Jeff A | Director | 5 | 2013–2016 | person page Fuzzy | |
| WEAVER SCOTT D | Director | 5 | 2013–2016 | ||
| Western Refining, Inc. | Director,TenPercentOwner | 2 | 2013–2016 | ||
| Bennett Timothy | Director | 5 | 2014–2016 | ||
| LAMP DAVID L | Director,Officer; Officer | President and CEO | 6 | 2014–2016 | |
| Buhrig Melissa M | Officer | Exec VP, General Counsel & Sec | 5 | 2014–2016 | |
| Stevens Scott L | Officer | Sr VP & Chief Commercial Offcr | 5 | 2014–2016 | |
| Davis Karen Berriman | Officer | Executive Vice President; Executive VP and CFO; Exec VP, CFO | 4 | 2015–2016 | |
| Western Acquisition Holdings, LLC | TenPercentOwner | 1 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NORTHERN TIER ENERGY LLC | AZ | State business registries | name and state |
| SEC filer | Northern Tier Energy LP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Bernard W Aronson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Dan F Smith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Jeff A Stevens | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Michael G Macdougall | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Scott D Josey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Thomas W Hofmann | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Petroleum Refining, AZ first:
- GREEN PLANET GROUP, INC. AZ
- INFITECH VENTURES INC A6
- Brooge Energy Ltd C0
- MERCFUEL INC CA
- PETROSONIC ENERGY, INC. CA
- PREMCOR INC CT
- NTR Acquisition Co. CT
- LYONDELL CHEMICAL TECHNOLOGY LP DE
- China Integrated Energy, Inc. FL
- Calumet Specialty Products Partners, L.P. IN
Interests: Petroleum Refining