IPO registrations (S-1, F-1) · Registrants
NV5 Global, Inc.
- SEC CIK
- 1532961 · filings on EDGAR ↗
- Name on the registration
- NV5 Holdings, Inc.
- Former names
- NV5 Holdings, Inc. (2011–2015)
- Registration
- Form S-1, first filed 2013-01-28, last 2013-03-26; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2013-03-27; declared effective 2013-03-26
- Industry (SIC)
- Services-Miscellaneous Business Services 7380
- Incorporated in
- DE
- Business address
- 200 SOUTH PARK ROAD, SUITE 350, Hollywood, FL 33021
- EIN
- 45-3458017
- EDGAR entity type
- operating
- Insiders and CEO pay
- NV5 Global, Inc. on the corporate pages
Offering terms
- Proposed price range
- $5.00–$7.00 per share (S-1/A filed 2013-03-26)
- Final price
- $6.00 per share, within the range (424B4 filed 2013-03-27, an initial public offering)
- Shares sold
- 1,400,000
- Gross proceeds
- $8,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NVEE
- Lead underwriters
- Roth Capital Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NV5 GLOBAL, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: NV5 GLOBAL, INC. Fuzzy (name and state)
- SEC filer: NV5 Global, Inc. EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-01-28 | S-1 | S-1 (registration) | NV5 Holdings, Inc. | 0001193125-13-024365 ↗ |
| 2013-03-11 | S-1/A | S-1/A (amendment) | NV5 Holdings, Inc. | 0001193125-13-100453 ↗ |
| 2013-03-20 | S-1/A | S-1/A (amendment) | NV5 Holdings, Inc. | 0001193125-13-116827 ↗ |
| 2013-03-26 | S-1/A | S-1/A (amendment) | NV5 Holdings, Inc. | 0001193125-13-125025 ↗ |
| 2013-03-26 | S-1MEF | S-1MEF (added securities) | NV5 Holdings, Inc. | 0001193125-13-127425 ↗ |
| 2013-03-26 | EFFECT | EFFECT (declared effective) | NV5 Holdings, Inc. | 9999999995-13-000796 ↗ |
| 2013-03-27 | 424B4 | 424B4 (final prospectus) | NV5 Holdings, Inc. | 0001193125-13-127841 ↗ |
| 2014-08-27 | EFFECT | EFFECT (declared effective) | NV5 Holdings, Inc. | 9999999995-14-002621 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-03-26 | S-1/A | registration statement | $5.00–$7.00 | 1,000,000 | - | Nasdaq NVEE | 1 | primary document; range, shares headline, cover names 1 | document ↗ | |
| 2013-03-27 | 424B4 | final prospectus | $6.00 | 1,400,000 | $8,400,000 | Nasdaq NVEE | 1 | primary document; price table, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALFORD DONALD C | Director,Officer; Officer | Executive VP | 33 | 2013–2024 | |
| Hockman Alexander A. | Director,Officer; Officer | CEO Infrastructure; Co-CEO; Executive VP; President & COO | 47 | 2013–2025 | |
| Liss Jeffrey A. | Director | 14 | 2013–2018 | ||
| O'Brien MaryJo | Director,Officer; Officer | Ex VP, Chief Admin & Secretary | 40 | 2013–2025 | |
| Pruitt William D | Director | 26 | 2013–2025 | ||
| RAMA MICHAEL P | Officer | VP; VP and CFO | 21 | 2013–2019 | |
| Salontai Gerald J. | Director | 17 | 2013–2020 | ||
| Tong Richard | Director,Officer; Officer | Exec VP and General Counsel | 48 | 2013–2025 | |
| WRIGHT DICKERSON | Director,Officer,TenPercentOwner | CEO and President; Chairman and CEO; Executive Chairman | 51 | 2013–2025 | |
| Francois Tardan | Director | 28 | 2015–2025 | ||
| Conner Laurie Catherine | Director | 7 | 2019–2023 | ||
| Codispoti Edward H | Officer | CFO | 15 | 2019–2025 | |
| Renshaw Michael John | Director | 1 | 2021 | ||
| Dickins Denise | Director | 6 | 2021–2025 | ||
| Freckmann Brian C. | Director | 6 | 2023–2025 | ||
| Heraud Benjamin | Officer | CEO; Co-CEO | 7 | 2024–2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NV5 GLOBAL, INC. | FL | State business registries | name and state |
| Business registration | NV5 GLOBAL, INC. | FL | State business registries | name and state |
| SEC filer | NV5 Global, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | NV5 Global, Inc | FL | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Miscellaneous Business Services, FL first:
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- ProText Mobility, Inc. FL
- Solar Park Initiatives, Inc. FL
- ChinAmerica Andy Movie Entertainment Media Co. FL
- ION-3 Corp FL
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- KOLASCO CORP A6
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In other datasets, the same topic (Technology) in FL:
- Form D issuer: 3D FUTURE VISION II, INC. (Form D private offerings)
- Lobbying client: 1-800-DONOTCALL (Federal lobbying (LDA))
Interests: Services-Miscellaneous Business Services · Technology