IPO registrations (S-1, F-1) · Registrants
Esquire Financial Holdings, Inc.
- SEC CIK
- 1531031 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-05-31, last 2017-06-22; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2017-06-27; declared effective 2017-06-26
- Industry (SIC)
- Commercial Banks, NEC 6029
- Incorporated in
- MD
- Business address
- 100 JERICHO QUADRANGLE, SUITE 100, Jericho, NY 11753
- Ticker
- ESQ (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Esquire Financial Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2017-06-22)
- Final price
- $14.00 per share, within the range (424B4 filed 2017-06-27, an initial public offering)
- Shares sold
- 2,363,873 (1,800,000 by the company, 563,873 by selling holders)
- Gross proceeds
- $33,094,222 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ESQ
- Lead underwriters
- Sandler O’Neill & Partners, L.P (2,363,873 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ESQUIRE FINANCIAL HOLDINGS, INC. Fuzzy (name and state)
- Business registration: ESQUIRE FINANCIAL HOLDINGS, INC. Fuzzy (name and state)
- Form D issuer: Esquire Financial Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: Esquire Financial Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Kevin C Waterhouse Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard T Powers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-05-31 | S-1 | S-1 (registration) | Esquire Financial Holdings, Inc. | 0001571049-17-005526 ↗ |
| 2017-06-19 | S-1/A | S-1/A (amendment) | Esquire Financial Holdings, Inc. | 0001571049-17-006022 ↗ |
| 2017-06-22 | S-1/A | S-1/A (amendment) | Esquire Financial Holdings, Inc. | 0001571049-17-006125 ↗ |
| 2017-06-26 | EFFECT | EFFECT (declared effective) | Esquire Financial Holdings, Inc. | 9999999995-17-001660 ↗ |
| 2017-06-27 | 424B4 | 424B4 (final prospectus) | Esquire Financial Holdings, Inc. | 0001571049-17-006282 ↗ |
| 2018-10-17 | EFFECT | EFFECT (declared effective) | Esquire Financial Holdings, Inc. | 9999999995-18-002653 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-06-22 | S-1/A | registration statement | $14.00–$16.00 | 2,363,873 | - | Nasdaq ESQ | 1 | primary document; range, shares headline, underwriting table 1 | document ↗ | |
| 2017-06-27 | 424B4 | final prospectus | $14.00 | 2,363,873 | $33,094,222 | Nasdaq ESQ | 1 | primary document; price sentence, shares headline, proceeds table, underwriting table 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bader Eric S | Officer | EVP and COO; EVP, CFO and Treasurer; EVP, COO and Corp Sec; EVP, COO & Corporate Secretary | 30 | 2017–2026 | |
| Coelho Anthony | Director | 15 | 2017–2026 | ||
| Deutsch Todd | Director | 16 | 2017–2025 | ||
| Grossman Marc D | Director | 13 | 2017–2022 | ||
| Herman Russ M | Director | 10 | 2017–2022 | ||
| HILL JANET | Director | 7 | 2017–2021 | ||
| Kornhaber Ari P | Officer | EVP and Director of Sales; EVP and Head of Corp Dev; EVP & Director of Sales | 28 | 2017–2026 | |
| Mitzman Robert | Director | 20 | 2017–2026 | ||
| Morgan John B | Director | 3 | 2017–2018 | ||
| Powers Richard T | Director | 31 | 2017–2026 | person page Fuzzy | |
| Sagliocca Andrew C | Director,Officer | President and CEO; Vice Chairman, President & CEO | 29 | 2017–2026 | |
| SHIELDS DENNIS | Director,Officer | Exec Chairman of the Board; Exec. Chairman of the Board | 3 | 2017–2018 | |
| Tandon Parag | Officer | CAO and Controller; Chief Acctg Off and Controller | 9 | 2017–2022 | |
| Thompson Jack T | Director | 3 | 2017–2018 | ||
| Waterhouse Kevin C | Director | 32 | 2017–2025 | person page Fuzzy | |
| ZISES SELIG | Director | 59 | 2017–2026 | ||
| Deutsch James F. | Director | 1 | 2018 | ||
| Lacapria Michael | Officer | Chief Financial Officer; SVP & Chief Financial Officer | 18 | 2019–2026 | |
| Melohn Joseph | Director | 10 | 2022–2025 | ||
| Nigam Rena | Director | 4 | 2024–2025 | ||
| Kelly Raymond Francis | Director | 2 | 2025 | ||
| Korn Martin S. | Officer | EVP and CTO | 1 | 2026 | |
| CARONIA LEONARD | Director | 3 | 2026 | ||
| O'ROURKE MICHAEL G | Director,Officer | President of Chicago Bank Div | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-01-12 | Esquire Financial Holdings, Inc. | Other Banking and Financial Services | $25,000,000 | $17,238,250 | 40 | 6 |
| 2014-08-07 | Esquire Financial Holdings, Inc. | Other Banking and Financial Services | $7,500,000 | $3,566,900 | 0 | 1 |
| 2012-02-08 | Esquire Financial Holdings, Inc. | Other Banking and Financial Services | $12,500,000 | $5,472,505 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ESQUIRE FINANCIAL HOLDINGS, INC. | NY | State business registries | name and state |
| Business registration | ESQUIRE FINANCIAL HOLDINGS, INC. | NY | State business registries | name and state |
| Form D issuer | Esquire Financial Holdings, Inc. | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | Esquire Financial Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Kevin C Waterhouse | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Richard T Powers | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Commercial Banks, NEC, NY first:
- Santander Mexico Financial Group, S.A.B. de C.V. NY
- SUN BANCORP INC /NJ/ NJ
- NB FINANCE LTD MD
- ICICI BANK LTD K7
- KOOKMIN BANK M5
- EUROBANCSHARES INC PR
- BEVERLY BANCORPORATION INC IL
- Valley Bancorp NV
- Macro Bank Inc.
- Banco Santander (Brasil) S.A. D5
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Commercial Banks, NEC · Finance