IPO registrations (S-1, F-1) · Registrants

Carlyle Group Inc.

SEC CIK
1527166 · filings on EDGAR ↗
Name on the registration
Carlyle Group L.P.
Former names
Carlyle Group L.P. (2011–2020)
Registration
Form S-1, first filed 2011-09-06, last 2013-04-26; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 2012-05-04; declared effective 2012-05-02; withdrawal requested 2014-03-03
Industry (SIC)
Investment Advice 6282
Incorporated in
DE
Business address
1001 PENNSYLVANIA AVENUE, N.W., Washington, DC 20004
EIN
45-2832612
Ticker
CG, CGABL (Nasdaq, Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Carlyle Group Inc. on the corporate pages

Filings 16

FiledFormWhat it isName as filedEDGAR
2011-09-06S-1S-1 (registration)Carlyle Group L.P.0000950123-11-082561 ↗
2011-11-07S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-11-096024 ↗
2012-01-10S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-12-000638 ↗
2012-02-14S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-12-002453 ↗
2012-03-15S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-12-004786 ↗
2012-04-03S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-12-005671 ↗
2012-04-10S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-12-005880 ↗
2012-04-16S-1/AS-1/A (amendment)Carlyle Group L.P.0000950123-12-005979 ↗
2012-05-02EFFECTEFFECT (declared effective)Carlyle Group L.P.9999999995-12-001389 ↗
2012-05-04424B4424B4 (final prospectus)Carlyle Group L.P.0000950123-12-008005 ↗
2013-04-26S-1S-1 (registration)Carlyle Group L.P.0001193125-13-178032 ↗
2013-06-26EFFECTEFFECT (declared effective)Carlyle Group L.P.9999999995-13-001928 ↗
2014-01-21EFFECTEFFECT (declared effective)Carlyle Group L.P.9999999995-14-000159 ↗
2014-03-03RWRW (withdrawal request)Carlyle Group L.P.0001193125-14-080650 ↗
2014-03-06424B4424B4 (final prospectus)Carlyle Group L.P.0001193125-14-084997 ↗
2014-11-14EFFECTEFFECT (declared effective)Carlyle Group L.P.9999999995-14-003369 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CONWAY WILLIAM E JRDirector; Director,Officer; Director,Officer,TenPercentOwnerCo-Chief Executive Officer; Founder and Co-CEO; See Remarks112012–2025
D'Aniello Daniel A.Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwnerChairman; Founder and Chairman; Founder and Chairman Emeritus; Founder, Chairman Emeritus92012–2024
Ferguson Jeffrey W.OfficerGeneral Counsel452012–2026
FISHMAN JAY SDirector42012–2015
FITT LAWTON WDirector152012–2026
FRIEDMAN ADENA TOfficerChief Financial Officer22012–2014
HANCE JAMES H JRDirector152012–2026
HILL JANETDirector112012–2021
Mathias Edward JDirector102012–2017
ROBERTSON THOMAS SDirector132012–2023
Rubenstein David M.Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwnerFounder and Co-CEO; See Remarks132012–2026
SHAW WILLIAM JOSEPHDirector152012–2026
Youngkin Glenn A.Director,Officer; OfficerChief Operating Officer; Co-Chief Executive Officer; Co-Chief Executive Officer.; See Remarks172012–2020
Buser Curtis L.OfficerChief Accounting Officer; Chief Financial Officer292012–2023
Arpey Michael WOfficerSee Remarks12013
Marchick David MOfficerSee Remarks12013person page Fuzzy
Petrick Michael AOfficerSee Remarks12013person page Fuzzy
Chappuis JacquesOfficerManaging Director12013
LEE KEWSONGDirector,Officer; OfficerChief Executive Officer; Co-Chief Executive Officer; Co-Chief Executive Officer.; See Remarks152014–2022
Bentley Pamela LOfficerChief Accounting Officer232014–2020
Cavanagh Michael JOfficerSee Remarks62014–2015
WELTERS ANTHONYDirector182015–2026
CLARE PETER JDirector,OfficerCo-Chief Investment Officer; See remarks.; See Remarks122018–2023
Finn ChristopherOfficerChief Operating Officer192019–2024
Carlyle Group Management L.L.C.TenPercentOwner22020–2024
Andrews Charles Elliott Jr.OfficerChief Accounting Officer262020–2026
Larson Bruce M.OfficerChief Human Resources Officer82021–2023
Rice Derica WDirector72021–2026person page Fuzzy
FILLER LINDADirector62022–2026
ORDAN MARK SDirector62022–2026
SCHWARTZ HARVEY MDirector,OfficerChief Executive Officer262023–2026
Cherwoo ShardaDirector52023–2026
Redett John C.OfficerChief Financial Officer; Co-President192023–2026
BESCHLOSS AFSANEH MASHAYEKHIDirector42024–2026
LoBue LindsayOfficerChief Operating Officer162024–2026
Jenkins Mark DavidOfficerCo-President72026
Nedelman JeffreyOfficerCo-President72026
Plouffe JustinOfficerChief Financial Officer72026
Heinzelman Kate ElizabethOfficerGeneral Counsel32026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.