IPO registrations (S-1, F-1) · Registrants
Carlyle Group Inc.
- SEC CIK
- 1527166 · filings on EDGAR ↗
- Name on the registration
- Carlyle Group L.P.
- Former names
- Carlyle Group L.P. (2011–2020)
- Registration
- Form S-1, first filed 2011-09-06, last 2013-04-26; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2012-05-04; declared effective 2012-05-02; withdrawal requested 2014-03-03
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 1001 PENNSYLVANIA AVENUE, N.W., Washington, DC 20004
- EIN
- 45-2832612
- Ticker
- CG, CGABL (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Carlyle Group Inc. on the corporate pages
On this site
- Investment adviser (Form ADV): THE CARLYLE GROUP ↗ Fuzzy (name and state)
- Political committee (FEC): THE CARLYLE GROUP INC. PAC (AKA 'CARLYLE PAC') (connected to THE CARLYLE GROUP INC.) Fuzzy (name and state)
- Lobbying client: CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying client: THE CARLYLE GROUP Fuzzy (name and state)
- Lobbying registrant: THE CARLYLE GROUP Fuzzy (name and state)
- SEC filer: Carlyle Group Inc. EXACT (CIK (EXACT))
- Person page: David M Marchick Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Derica W Rice Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Michael J Petrick Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-09-06 | S-1 | S-1 (registration) | Carlyle Group L.P. | 0000950123-11-082561 ↗ |
| 2011-11-07 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-11-096024 ↗ |
| 2012-01-10 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-12-000638 ↗ |
| 2012-02-14 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-12-002453 ↗ |
| 2012-03-15 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-12-004786 ↗ |
| 2012-04-03 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-12-005671 ↗ |
| 2012-04-10 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-12-005880 ↗ |
| 2012-04-16 | S-1/A | S-1/A (amendment) | Carlyle Group L.P. | 0000950123-12-005979 ↗ |
| 2012-05-02 | EFFECT | EFFECT (declared effective) | Carlyle Group L.P. | 9999999995-12-001389 ↗ |
| 2012-05-04 | 424B4 | 424B4 (final prospectus) | Carlyle Group L.P. | 0000950123-12-008005 ↗ |
| 2013-04-26 | S-1 | S-1 (registration) | Carlyle Group L.P. | 0001193125-13-178032 ↗ |
| 2013-06-26 | EFFECT | EFFECT (declared effective) | Carlyle Group L.P. | 9999999995-13-001928 ↗ |
| 2014-01-21 | EFFECT | EFFECT (declared effective) | Carlyle Group L.P. | 9999999995-14-000159 ↗ |
| 2014-03-03 | RW | RW (withdrawal request) | Carlyle Group L.P. | 0001193125-14-080650 ↗ |
| 2014-03-06 | 424B4 | 424B4 (final prospectus) | Carlyle Group L.P. | 0001193125-14-084997 ↗ |
| 2014-11-14 | EFFECT | EFFECT (declared effective) | Carlyle Group L.P. | 9999999995-14-003369 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CONWAY WILLIAM E JR | Director; Director,Officer; Director,Officer,TenPercentOwner | Co-Chief Executive Officer; Founder and Co-CEO; See Remarks | 11 | 2012–2025 | |
| D'Aniello Daniel A. | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman; Founder and Chairman; Founder and Chairman Emeritus; Founder, Chairman Emeritus | 9 | 2012–2024 | |
| Ferguson Jeffrey W. | Officer | General Counsel | 45 | 2012–2026 | |
| FISHMAN JAY S | Director | 4 | 2012–2015 | ||
| FITT LAWTON W | Director | 15 | 2012–2026 | ||
| FRIEDMAN ADENA T | Officer | Chief Financial Officer | 2 | 2012–2014 | |
| HANCE JAMES H JR | Director | 15 | 2012–2026 | ||
| HILL JANET | Director | 11 | 2012–2021 | ||
| Mathias Edward J | Director | 10 | 2012–2017 | ||
| ROBERTSON THOMAS S | Director | 13 | 2012–2023 | ||
| Rubenstein David M. | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Founder and Co-CEO; See Remarks | 13 | 2012–2026 | |
| SHAW WILLIAM JOSEPH | Director | 15 | 2012–2026 | ||
| Youngkin Glenn A. | Director,Officer; Officer | Chief Operating Officer; Co-Chief Executive Officer; Co-Chief Executive Officer.; See Remarks | 17 | 2012–2020 | |
| Buser Curtis L. | Officer | Chief Accounting Officer; Chief Financial Officer | 29 | 2012–2023 | |
| Arpey Michael W | Officer | See Remarks | 1 | 2013 | |
| Marchick David M | Officer | See Remarks | 1 | 2013 | person page Fuzzy |
| Petrick Michael A | Officer | See Remarks | 1 | 2013 | person page Fuzzy |
| Chappuis Jacques | Officer | Managing Director | 1 | 2013 | |
| LEE KEWSONG | Director,Officer; Officer | Chief Executive Officer; Co-Chief Executive Officer; Co-Chief Executive Officer.; See Remarks | 15 | 2014–2022 | |
| Bentley Pamela L | Officer | Chief Accounting Officer | 23 | 2014–2020 | |
| Cavanagh Michael J | Officer | See Remarks | 6 | 2014–2015 | |
| WELTERS ANTHONY | Director | 18 | 2015–2026 | ||
| CLARE PETER J | Director,Officer | Co-Chief Investment Officer; See remarks.; See Remarks | 12 | 2018–2023 | |
| Finn Christopher | Officer | Chief Operating Officer | 19 | 2019–2024 | |
| Carlyle Group Management L.L.C. | TenPercentOwner | 2 | 2020–2024 | ||
| Andrews Charles Elliott Jr. | Officer | Chief Accounting Officer | 26 | 2020–2026 | |
| Larson Bruce M. | Officer | Chief Human Resources Officer | 8 | 2021–2023 | |
| Rice Derica W | Director | 7 | 2021–2026 | person page Fuzzy | |
| FILLER LINDA | Director | 6 | 2022–2026 | ||
| ORDAN MARK S | Director | 6 | 2022–2026 | ||
| SCHWARTZ HARVEY M | Director,Officer | Chief Executive Officer | 26 | 2023–2026 | |
| Cherwoo Sharda | Director | 5 | 2023–2026 | ||
| Redett John C. | Officer | Chief Financial Officer; Co-President | 19 | 2023–2026 | |
| BESCHLOSS AFSANEH MASHAYEKHI | Director | 4 | 2024–2026 | ||
| LoBue Lindsay | Officer | Chief Operating Officer | 16 | 2024–2026 | |
| Jenkins Mark David | Officer | Co-President | 7 | 2026 | |
| Nedelman Jeffrey | Officer | Co-President | 7 | 2026 | |
| Plouffe Justin | Officer | Chief Financial Officer | 7 | 2026 | |
| Heinzelman Kate Elizabeth | Officer | General Counsel | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.