IPO registrations (S-1, F-1) · Registrants

Artisan Partners Asset Management Inc.

SEC CIK
1517302 · filings on EDGAR ↗
Registration
Form S-1, first filed 2011-04-06, last 2014-03-19; 5 initial registrations, 10 amendments
Outcome
Final prospectus filed 2013-03-07; declared effective 2013-03-06; withdrawal requested 2011-12-29
Industry (SIC)
Investment Advice 6282
Incorporated in
DE
Business address
875 E. WISCONSIN AVENUE, SUITE 800, Milwaukee, WI 53202
EIN
45-0969585
Ticker
APAM (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
Artisan Partners Asset Management Inc. on the corporate pages

Filings 24

FiledFormWhat it isName as filedEDGAR
2011-04-06S-1S-1 (registration)Artisan Partners Asset Management Inc.0001193125-11-089694 ↗
2011-05-17S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-11-142019 ↗
2011-07-11S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-11-185948 ↗
2011-09-12S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-11-246008 ↗
2011-12-29RWRW (withdrawal request)Artisan Partners Asset Management Inc.0001193125-11-354102 ↗
2012-11-01S-1S-1 (registration)Artisan Partners Asset Management Inc.0001193125-12-445221 ↗
2012-12-18S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-12-506395 ↗
2013-01-18S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-13-016808 ↗
2013-02-14S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-13-059236 ↗
2013-02-25S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-13-072663 ↗
2013-03-04S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-13-089771 ↗
2013-03-06EFFECTEFFECT (declared effective)Artisan Partners Asset Management Inc.9999999995-13-000634 ↗
2013-03-07424B4424B4 (final prospectus)Artisan Partners Asset Management Inc.0001193125-13-096273 ↗
2013-10-16S-1S-1 (registration)Artisan Partners Asset Management Inc.0001193125-13-400101 ↗
2013-10-28S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-13-413493 ↗
2013-10-31EFFECTEFFECT (declared effective)Artisan Partners Asset Management Inc.9999999995-13-003138 ↗
2013-11-01424B4424B4 (final prospectus)Artisan Partners Asset Management Inc.0001193125-13-422955 ↗
2014-01-29S-1S-1 (registration)Artisan Partners Asset Management Inc.0001193125-14-024813 ↗
2014-03-03S-1/AS-1/A (amendment)Artisan Partners Asset Management Inc.0001193125-14-080264 ↗
2014-03-06S-1MEFS-1MEF (added securities)Artisan Partners Asset Management Inc.0001193125-14-087110 ↗
2014-03-06EFFECTEFFECT (declared effective)Artisan Partners Asset Management Inc.9999999995-14-000605 ↗
2014-03-07424B4424B4 (final prospectus)Artisan Partners Asset Management Inc.0001193125-14-089426 ↗
2014-03-19S-1S-1 (registration)Artisan Partners Asset Management Inc.0001193125-14-106538 ↗
2014-04-03EFFECTEFFECT (declared effective)Artisan Partners Asset Management Inc.9999999995-14-000873 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
ARTISAN INVESTMENT CORPDirector; Director,TenPercentOwner; TenPercentOwner52013–2017
Barger Matthew RDirector152013–2026
Colson Eric RDirector,Officer; Director,Officer,TenPercentOwnerCEO; Executive Chair; President & CEO212013–2026person page Fuzzy
COXE TENCHDirector222013–2025
DALEY CHARLES J JROfficer; Officer,TenPercentOwnerExec VP, CFO & Treasurer232013–2026person page Fuzzy
DIMARCO STEPHANIEDirector172013–2026
Hellman & Friedman Capital Associates V, L.P.Director; Director,TenPercentOwner42013–2014
Hellman & Friedman GP LLCDirector; Director,TenPercentOwner32013
Hellman & Friedman Investors V, L.P.Director; Director,TenPercentOwner52013–2014
Hellman & Friedman LLCDirector; Director,TenPercentOwner52013–2014
Hellman & Friedman LPDirector; Director,TenPercentOwner32013
H&F Brewer AIV II, L.P.Director; Director,TenPercentOwner52013–2014
H&F Brewer AIV, L.P.Director; Director,TenPercentOwner52013–2014
JOERRES JEFFREY ADirector152013–2026
Olsen Janet DOfficerExec VP, CLO & Secretary22013
Patenaude Dean JOfficerExecutive Vice President; Exec VP - Global Distribution82013–2016
Thorpe Allen RDirector32013–2014
ZFIC, Inc.Director; Director,TenPercentOwner; TenPercentOwner52013–2017
ZIEGLER ANDREW ADirector; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwnerEXECUTIVE CHAIRMAN152013–2023
ZIEGLER CARLENE MDirector; Director,TenPercentOwner; TenPercentOwner52013–2017person page Fuzzy
O'Keefe Daniel J.TenPercentOwner22013
Johnson Sarah AOfficerExec VP, CLO & Secretary92013–2022
Ramirez Gregory KOfficer; Officer,TenPercentOwnerExecutive Vice President; Senior Vice President212013–2026
BRENNAN SETH WDirector72014–2019person page Fuzzy
HAMMAN JAMES S JROfficerExecutive Vice President92016–2020
GOTTLIEB JASON ADirector,Officer,TenPercentOwner; OfficerCEO and President; Executive Vice President; President202017–2026
Krein Christopher JOfficerExecutive Vice President142020–2026
BARBETTA JENNIFERDirector72020–2026
Kwei Eileen LeeOfficerExecutive Vice President132021–2026
Multani Saloni SDirector62021–2026
Sellers Samuel BentsonOfficerExecutive Vice President102023–2026
Simpson Laura EllenOfficerExec VP, CLO & Secretary82023–2026
Crawford Peter B.Director22025–2026
Brenan Clarence KaneDirector22026
Von Hoff Ryan GeorgeOfficerChief Accounting Officer32026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.