IPO registrations (S-1, F-1) · Registrants
Artisan Partners Asset Management Inc.
- SEC CIK
- 1517302 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-04-06, last 2014-03-19; 5 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 2013-03-07; declared effective 2013-03-06; withdrawal requested 2011-12-29
- Industry (SIC)
- Investment Advice 6282
- Incorporated in
- DE
- Business address
- 875 E. WISCONSIN AVENUE, SUITE 800, Milwaukee, WI 53202
- EIN
- 45-0969585
- Ticker
- APAM (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Artisan Partners Asset Management Inc. on the corporate pages
On this site
- Business registration: ARTISAN PARTNERS ASSET MANAGEMENT INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Artisan Partners Asset Management Inc. Fuzzy (name and state)
- SEC filer: Artisan Partners Asset Management Inc. EXACT (CIK (EXACT))
- Person page: Carlene M Ziegler Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Charles J Daley Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer,TenPercentOwner))
- Person page: Eric R Colson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
- Person page: Seth W Brennan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-04-06 | S-1 | S-1 (registration) | Artisan Partners Asset Management Inc. | 0001193125-11-089694 ↗ |
| 2011-05-17 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-11-142019 ↗ |
| 2011-07-11 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-11-185948 ↗ |
| 2011-09-12 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-11-246008 ↗ |
| 2011-12-29 | RW | RW (withdrawal request) | Artisan Partners Asset Management Inc. | 0001193125-11-354102 ↗ |
| 2012-11-01 | S-1 | S-1 (registration) | Artisan Partners Asset Management Inc. | 0001193125-12-445221 ↗ |
| 2012-12-18 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-12-506395 ↗ |
| 2013-01-18 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-13-016808 ↗ |
| 2013-02-14 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-13-059236 ↗ |
| 2013-02-25 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-13-072663 ↗ |
| 2013-03-04 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-13-089771 ↗ |
| 2013-03-06 | EFFECT | EFFECT (declared effective) | Artisan Partners Asset Management Inc. | 9999999995-13-000634 ↗ |
| 2013-03-07 | 424B4 | 424B4 (final prospectus) | Artisan Partners Asset Management Inc. | 0001193125-13-096273 ↗ |
| 2013-10-16 | S-1 | S-1 (registration) | Artisan Partners Asset Management Inc. | 0001193125-13-400101 ↗ |
| 2013-10-28 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-13-413493 ↗ |
| 2013-10-31 | EFFECT | EFFECT (declared effective) | Artisan Partners Asset Management Inc. | 9999999995-13-003138 ↗ |
| 2013-11-01 | 424B4 | 424B4 (final prospectus) | Artisan Partners Asset Management Inc. | 0001193125-13-422955 ↗ |
| 2014-01-29 | S-1 | S-1 (registration) | Artisan Partners Asset Management Inc. | 0001193125-14-024813 ↗ |
| 2014-03-03 | S-1/A | S-1/A (amendment) | Artisan Partners Asset Management Inc. | 0001193125-14-080264 ↗ |
| 2014-03-06 | S-1MEF | S-1MEF (added securities) | Artisan Partners Asset Management Inc. | 0001193125-14-087110 ↗ |
| 2014-03-06 | EFFECT | EFFECT (declared effective) | Artisan Partners Asset Management Inc. | 9999999995-14-000605 ↗ |
| 2014-03-07 | 424B4 | 424B4 (final prospectus) | Artisan Partners Asset Management Inc. | 0001193125-14-089426 ↗ |
| 2014-03-19 | S-1 | S-1 (registration) | Artisan Partners Asset Management Inc. | 0001193125-14-106538 ↗ |
| 2014-04-03 | EFFECT | EFFECT (declared effective) | Artisan Partners Asset Management Inc. | 9999999995-14-000873 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ARTISAN INVESTMENT CORP | Director; Director,TenPercentOwner; TenPercentOwner | 5 | 2013–2017 | ||
| Barger Matthew R | Director | 15 | 2013–2026 | ||
| Colson Eric R | Director,Officer; Director,Officer,TenPercentOwner | CEO; Executive Chair; President & CEO | 21 | 2013–2026 | person page Fuzzy |
| COXE TENCH | Director | 22 | 2013–2025 | ||
| DALEY CHARLES J JR | Officer; Officer,TenPercentOwner | Exec VP, CFO & Treasurer | 23 | 2013–2026 | person page Fuzzy |
| DIMARCO STEPHANIE | Director | 17 | 2013–2026 | ||
| Hellman & Friedman Capital Associates V, L.P. | Director; Director,TenPercentOwner | 4 | 2013–2014 | ||
| Hellman & Friedman GP LLC | Director; Director,TenPercentOwner | 3 | 2013 | ||
| Hellman & Friedman Investors V, L.P. | Director; Director,TenPercentOwner | 5 | 2013–2014 | ||
| Hellman & Friedman LLC | Director; Director,TenPercentOwner | 5 | 2013–2014 | ||
| Hellman & Friedman LP | Director; Director,TenPercentOwner | 3 | 2013 | ||
| H&F Brewer AIV II, L.P. | Director; Director,TenPercentOwner | 5 | 2013–2014 | ||
| H&F Brewer AIV, L.P. | Director; Director,TenPercentOwner | 5 | 2013–2014 | ||
| JOERRES JEFFREY A | Director | 15 | 2013–2026 | ||
| Olsen Janet D | Officer | Exec VP, CLO & Secretary | 2 | 2013 | |
| Patenaude Dean J | Officer | Executive Vice President; Exec VP - Global Distribution | 8 | 2013–2016 | |
| Thorpe Allen R | Director | 3 | 2013–2014 | ||
| ZFIC, Inc. | Director; Director,TenPercentOwner; TenPercentOwner | 5 | 2013–2017 | ||
| ZIEGLER ANDREW A | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | EXECUTIVE CHAIRMAN | 15 | 2013–2023 | |
| ZIEGLER CARLENE M | Director; Director,TenPercentOwner; TenPercentOwner | 5 | 2013–2017 | person page Fuzzy | |
| O'Keefe Daniel J. | TenPercentOwner | 2 | 2013 | ||
| Johnson Sarah A | Officer | Exec VP, CLO & Secretary | 9 | 2013–2022 | |
| Ramirez Gregory K | Officer; Officer,TenPercentOwner | Executive Vice President; Senior Vice President | 21 | 2013–2026 | |
| BRENNAN SETH W | Director | 7 | 2014–2019 | person page Fuzzy | |
| HAMMAN JAMES S JR | Officer | Executive Vice President | 9 | 2016–2020 | |
| GOTTLIEB JASON A | Director,Officer,TenPercentOwner; Officer | CEO and President; Executive Vice President; President | 20 | 2017–2026 | |
| Krein Christopher J | Officer | Executive Vice President | 14 | 2020–2026 | |
| BARBETTA JENNIFER | Director | 7 | 2020–2026 | ||
| Kwei Eileen Lee | Officer | Executive Vice President | 13 | 2021–2026 | |
| Multani Saloni S | Director | 6 | 2021–2026 | ||
| Sellers Samuel Bentson | Officer | Executive Vice President | 10 | 2023–2026 | |
| Simpson Laura Ellen | Officer | Exec VP, CLO & Secretary | 8 | 2023–2026 | |
| Crawford Peter B. | Director | 2 | 2025–2026 | ||
| Brenan Clarence Kane | Director | 2 | 2026 | ||
| Von Hoff Ryan George | Officer | Chief Accounting Officer | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.