IPO registrations (S-1, F-1) · Registrants
Gatos Silver, Inc.
- SEC CIK
- 1517006 · filings on EDGAR ↗
- Former names
- Sunshine Silver Mining & Refining Corp (2019–2020); SUNSHINE SILVER MINES Corp (2011–2013)
- Registration
- Form S-1, first filed 2011-07-07, last 2021-07-12; 3 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2020-10-29; declared effective 2020-10-27
- Industry (SIC)
- Gold and Silver Ores 1040
- Incorporated in
- DE
- Business address
- 925 W GEORGIA STREET, SUITE 910, Vancouver, A1 V6C 3L2
- EIN
- 27-2654848
- EDGAR entity type
- operating
- Insiders and CEO pay
- Gatos Silver, Inc. on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 2020-10-21)
- Final price
- $7.00 per share, within the range (424B4 filed 2020-10-29, an initial public offering)
- Shares sold
- 21,430,000
- Gross proceeds
- $150,010,000 before underwriting discounts and any over-allotment option
- Listing
- TSX under the symbol GATO
- Lead underwriters
- BMO Capital Markets; Goldman Sachs; RBC Capital Markets
- Syndicate
- Canaccord Genuity; CIBC Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: GATOS SILVER INC EXACT (EIN (EXACT))
- Form D issuer: Sunshine Silver Mining & Refining Corp EXACT (CIK (EXACT))
- SEC filer: Gatos Silver, Inc. EXACT (CIK (EXACT))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-07-07 | S-1 | S-1 (registration) | SUNSHINE SILVER MINES Corp | 0001193125-11-183929 ↗ |
| 2011-08-10 | S-1/A | S-1/A (amendment) | SUNSHINE SILVER MINES Corp | 0001193125-11-217008 ↗ |
| 2011-09-12 | S-1/A | S-1/A (amendment) | SUNSHINE SILVER MINES Corp | 0001193125-11-245920 ↗ |
| 2011-12-22 | S-1/A | S-1/A (amendment) | SUNSHINE SILVER MINES Corp | 0001193125-11-350855 ↗ |
| 2012-12-21 | S-1/A | S-1/A (amendment) | SUNSHINE SILVER MINES Corp | 0001193125-12-513382 ↗ |
| 2013-03-01 | S-1/A | S-1/A (amendment) | SUNSHINE SILVER MINES Corp | 0001193125-13-087993 ↗ |
| 2013-05-31 | S-1/A | S-1/A (amendment) | SUNSHINE SILVER MINES Corp | 0001193125-13-243279 ↗ |
| 2020-10-01 | S-1 | S-1 (registration) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005064 ↗ |
| 2020-10-06 | S-1/A | S-1/A (amendment) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005130 ↗ |
| 2020-10-08 | S-1/A | S-1/A (amendment) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005153 ↗ |
| 2020-10-13 | S-1/A | S-1/A (amendment) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005172 ↗ |
| 2020-10-16 | S-1/A | S-1/A (amendment) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005211 ↗ |
| 2020-10-21 | S-1/A | S-1/A (amendment) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005262 ↗ |
| 2020-10-27 | S-1MEF | S-1MEF (added securities) | Sunshine Silver Mining & Refining Corp | 0001104659-20-118648 ↗ |
| 2020-10-27 | EFFECT | EFFECT (declared effective) | Sunshine Silver Mining & Refining Corp | 9999999995-20-002995 ↗ |
| 2020-10-29 | 424B4 | 424B4 (final prospectus) | Sunshine Silver Mining & Refining Corp | 0001047469-20-005329 ↗ |
| 2021-07-12 | S-1 | S-1 (registration) | Gatos Silver, Inc. | 0001104659-21-091161 ↗ |
| 2021-07-15 | 424B4 | 424B4 (final prospectus) | Gatos Silver, Inc. | 0001104659-21-092600 ↗ |
| 2021-07-15 | EFFECT | EFFECT (declared effective) | Gatos Silver, Inc. | 9999999995-21-002799 ↗ |
| 2021-11-24 | EFFECT | EFFECT (declared effective) | Gatos Silver, Inc. | 9999999995-21-004486 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-10-21 | S-1/A | registration statement | $7.00–$9.00 | $8.00 | 18,750,000 | $150,000,000 | TSX GATO | 5 | primary document; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2020-10-29 | 424B4 | final prospectus | $7.00 | 21,430,000 | $150,010,000 | TSX GATO | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Dubas Adam | Officer | Chief Administrative Officer | 5 | 2020–2021 | |
| ELECTRUM GLOBAL HOLDINGS L.P. | TenPercentOwner | 5 | 2020–2025 | ||
| Electrum Group Ltd. | TenPercentOwner | 1 | 2020 | ||
| Electrum Silver US II LLC | TenPercentOwner | 5 | 2020–2025 | ||
| Electrum Silver US LLC | TenPercentOwner | 5 | 2020–2025 | ||
| Electrum Strategic Management LLC | TenPercentOwner | 5 | 2020–2025 | ||
| Electrum Strategic Opportunities Fund II GP L.P. | TenPercentOwner | 5 | 2020–2025 | ||
| Electrum Strategic Opportunities Fund II L.P. | TenPercentOwner | 5 | 2020–2025 | ||
| Erfan Ali | Director | 9 | 2020–2025 | ||
| ESOF II GP Ltd. | TenPercentOwner | 5 | 2020–2025 | ||
| Gonzales Igor | Director | 9 | 2020–2025 | ||
| Hanneman Karl L | Director | 10 | 2020–2025 | ||
| HANSARD CHARLES | Director | 8 | 2020–2025 | ||
| Huerta Luis Felipe | Officer | Vice President, Mexico | 12 | 2020–2025 | |
| Johnson Roger | Officer | Chief Financial Officer | 4 | 2020–2021 | |
| Kinyon John | Officer | Chief Operating Officer | 4 | 2020–2021 | |
| Levental Igor | Director | 8 | 2020–2021 | ||
| Municipal Employees' Retirement System of Michigan | TenPercentOwner | 1 | 2020 | ||
| Orr Stephen A. | Director,Officer | Chief Executive Officer | 6 | 2020–2021 | |
| PEAT DAVID W | Director | 9 | 2020–2025 | ||
| Pyle Philip | Officer | VP of Expl & Chief Geologist | 8 | 2020–2021 | |
| Stairs Janice | Director | 12 | 2020–2025 | ||
| TEG Global GP Ltd. | TenPercentOwner | 5 | 2020–2025 | ||
| Electrum Group LLC | TenPercentOwner | 4 | 2020–2025 | ||
| Muniz Quintanilla Daniel | Director | 9 | 2021–2025 | ||
| Monroy Rodrigo | Officer | General Counsel | 3 | 2021 | |
| Andres Dale | Director,Officer; Officer | CEO; Chief Executive Officer; President | 14 | 2021–2025 | |
| Scott Anthony Michael | Officer | SVP, Corp Dev & Tech Services; SVP, Corp Dev & Tech. Services; VP, Eval. & Technical Services | 10 | 2022–2025 | |
| Vachon Nicolas | Officer | Vice President, Finance | 5 | 2022–2025 | |
| van Niekerk Pieter A. | Officer | CFO; Chief Financial Officer | 5 | 2022–2025 | |
| Woeller James | Officer | VP, Corp Dev & Bus Improvement | 5 | 2022–2025 | |
| Bodley Stephen D | Officer | Gen. Counsel & CCO; Gen.Counsel & Chief Compl.Off.; General Counsel | 7 | 2022–2025 | |
| Yuhasz Chad William | Officer | VP Expl. and & Tech Services; VP Expl. and & Tech. Services | 3 | 2024–2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-06-19 | Sunshine Silver Mining & Refining Corp | Other Energy | $40,465,860 | $25,195,860 | 8 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Sunshine Silver Mining & Refining Corp | CO | Form D private offerings | CIK (EXACT) |
| SEC filer | Gatos Silver, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | GATOS SILVER INC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Gold and Silver Ores, A1 first:
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- Paradigm Ventures Corp. A1
- TRIMEX EXPLORATION INC. A1
- Corvus Gold ULC A1
- Austin Gold Corp. A1
- Gold Royalty Corp. A1
- U.S. GoldMining Inc. A1
- RUSH EXPLORATION INC. A0
- COASTAL PACIFIC MINING CORP A0
- Pepper Rock Resources Corp. A0
Interests: Gold and Silver Ores · Natural resources