IPO registrations (S-1, F-1) · Registrants

Gatos Silver, Inc.

SEC CIK
1517006 · filings on EDGAR ↗
Former names
Sunshine Silver Mining & Refining Corp (2019–2020); SUNSHINE SILVER MINES Corp (2011–2013)
Registration
Form S-1, first filed 2011-07-07, last 2021-07-12; 3 initial registrations, 11 amendments
Outcome
Final prospectus filed 2020-10-29; declared effective 2020-10-27
Industry (SIC)
Gold and Silver Ores 1040
Incorporated in
DE
Business address
925 W GEORGIA STREET, SUITE 910, Vancouver, A1 V6C 3L2
EIN
27-2654848
EDGAR entity type
operating
Insiders and CEO pay
Gatos Silver, Inc. on the corporate pages

Offering terms

Proposed price range
$7.00–$9.00 per share (S-1/A filed 2020-10-21)
Final price
$7.00 per share, within the range (424B4 filed 2020-10-29, an initial public offering)
Shares sold
21,430,000
Gross proceeds
$150,010,000 before underwriting discounts and any over-allotment option
Listing
TSX under the symbol GATO
Lead underwriters
BMO Capital Markets; Goldman Sachs; RBC Capital Markets
Syndicate
Canaccord Genuity; CIBC Capital Markets

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 20

FiledFormWhat it isName as filedEDGAR
2011-07-07S-1S-1 (registration)SUNSHINE SILVER MINES Corp0001193125-11-183929 ↗
2011-08-10S-1/AS-1/A (amendment)SUNSHINE SILVER MINES Corp0001193125-11-217008 ↗
2011-09-12S-1/AS-1/A (amendment)SUNSHINE SILVER MINES Corp0001193125-11-245920 ↗
2011-12-22S-1/AS-1/A (amendment)SUNSHINE SILVER MINES Corp0001193125-11-350855 ↗
2012-12-21S-1/AS-1/A (amendment)SUNSHINE SILVER MINES Corp0001193125-12-513382 ↗
2013-03-01S-1/AS-1/A (amendment)SUNSHINE SILVER MINES Corp0001193125-13-087993 ↗
2013-05-31S-1/AS-1/A (amendment)SUNSHINE SILVER MINES Corp0001193125-13-243279 ↗
2020-10-01S-1S-1 (registration)Sunshine Silver Mining & Refining Corp0001047469-20-005064 ↗
2020-10-06S-1/AS-1/A (amendment)Sunshine Silver Mining & Refining Corp0001047469-20-005130 ↗
2020-10-08S-1/AS-1/A (amendment)Sunshine Silver Mining & Refining Corp0001047469-20-005153 ↗
2020-10-13S-1/AS-1/A (amendment)Sunshine Silver Mining & Refining Corp0001047469-20-005172 ↗
2020-10-16S-1/AS-1/A (amendment)Sunshine Silver Mining & Refining Corp0001047469-20-005211 ↗
2020-10-21S-1/AS-1/A (amendment)Sunshine Silver Mining & Refining Corp0001047469-20-005262 ↗
2020-10-27S-1MEFS-1MEF (added securities)Sunshine Silver Mining & Refining Corp0001104659-20-118648 ↗
2020-10-27EFFECTEFFECT (declared effective)Sunshine Silver Mining & Refining Corp9999999995-20-002995 ↗
2020-10-29424B4424B4 (final prospectus)Sunshine Silver Mining & Refining Corp0001047469-20-005329 ↗
2021-07-12S-1S-1 (registration)Gatos Silver, Inc.0001104659-21-091161 ↗
2021-07-15424B4424B4 (final prospectus)Gatos Silver, Inc.0001104659-21-092600 ↗
2021-07-15EFFECTEFFECT (declared effective)Gatos Silver, Inc.9999999995-21-002799 ↗
2021-11-24EFFECTEFFECT (declared effective)Gatos Silver, Inc.9999999995-21-004486 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2020-10-21S-1/Aregistration statement$7.00–$9.00$8.0018,750,000$150,000,000TSX GATO5primary document; range, price sentence, shares headline, proceeds computed, cover names 5document ↗
2020-10-29424B4final prospectus$7.0021,430,000$150,010,000TSX GATO5primary document; price sentence, shares headline, proceeds table, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Dubas AdamOfficerChief Administrative Officer52020–2021
ELECTRUM GLOBAL HOLDINGS L.P.TenPercentOwner52020–2025
Electrum Group Ltd.TenPercentOwner12020
Electrum Silver US II LLCTenPercentOwner52020–2025
Electrum Silver US LLCTenPercentOwner52020–2025
Electrum Strategic Management LLCTenPercentOwner52020–2025
Electrum Strategic Opportunities Fund II GP L.P.TenPercentOwner52020–2025
Electrum Strategic Opportunities Fund II L.P.TenPercentOwner52020–2025
Erfan AliDirector92020–2025
ESOF II GP Ltd.TenPercentOwner52020–2025
Gonzales IgorDirector92020–2025
Hanneman Karl LDirector102020–2025
HANSARD CHARLESDirector82020–2025
Huerta Luis FelipeOfficerVice President, Mexico122020–2025
Johnson RogerOfficerChief Financial Officer42020–2021
Kinyon JohnOfficerChief Operating Officer42020–2021
Levental IgorDirector82020–2021
Municipal Employees' Retirement System of MichiganTenPercentOwner12020
Orr Stephen A.Director,OfficerChief Executive Officer62020–2021
PEAT DAVID WDirector92020–2025
Pyle PhilipOfficerVP of Expl & Chief Geologist82020–2021
Stairs JaniceDirector122020–2025
TEG Global GP Ltd.TenPercentOwner52020–2025
Electrum Group LLCTenPercentOwner42020–2025
Muniz Quintanilla DanielDirector92021–2025
Monroy RodrigoOfficerGeneral Counsel32021
Andres DaleDirector,Officer; OfficerCEO; Chief Executive Officer; President142021–2025
Scott Anthony MichaelOfficerSVP, Corp Dev & Tech Services; SVP, Corp Dev & Tech. Services; VP, Eval. & Technical Services102022–2025
Vachon NicolasOfficerVice President, Finance52022–2025
van Niekerk Pieter A.OfficerCFO; Chief Financial Officer52022–2025
Woeller JamesOfficerVP, Corp Dev & Bus Improvement52022–2025
Bodley Stephen DOfficerGen. Counsel & CCO; Gen.Counsel & Chief Compl.Off.; General Counsel72022–2025
Yuhasz Chad WilliamOfficerVP Expl. and & Tech Services; VP Expl. and & Tech. Services32024–2025

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2019-06-19Sunshine Silver Mining & Refining CorpOther Energy$40,465,860$25,195,86081

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerSunshine Silver Mining & Refining CorpCOForm D private offeringsCIK (EXACT)
SEC filerGatos Silver, Inc.SEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorGATOS SILVER INCEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Gold and Silver Ores, A1 first:

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Interests: Gold and Silver Ores · Natural resources