IPO registrations (S-1, F-1) · Registrants
Carroll Bancorp, Inc.
- SEC CIK
- 1515069 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-03-11, last 2014-02-04; 2 initial registrations, 8 amendments
- Outcome
- Declared effective 2011-08-12
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- MD
- Business address
- 1321 LIBERTY ROAD, Sykesville, MD 21784
- EIN
- 27-5463184
- EDGAR entity type
- operating
- Insiders and CEO pay
- Carroll Bancorp, Inc. on the corporate pages
On this site
- Form D issuer: Carroll Bancorp, Inc. EXACT (CIK (EXACT))
- SEC filer: Carroll Bancorp, Inc. EXACT (CIK (EXACT))
- Person page: C Todd Brown Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Gerald L Sturgill Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-03-11 | S-1 | S-1 (registration) | Carroll Bancorp, Inc. | 0001193125-11-063736 ↗ |
| 2011-04-26 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-11-109709 ↗ |
| 2011-06-02 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-11-157172 ↗ |
| 2011-06-09 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-11-161822 ↗ |
| 2011-07-28 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-11-200698 ↗ |
| 2011-08-12 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-11-219852 ↗ |
| 2011-08-12 | EFFECT | EFFECT (declared effective) | Carroll Bancorp, Inc. | 9999999995-11-002471 ↗ |
| 2011-10-14 | EFFECT | EFFECT (declared effective) | Carroll Bancorp, Inc. | 9999999995-11-002956 ↗ |
| 2013-11-13 | S-1 | S-1 (registration) | Carroll Bancorp, Inc. | 0001193125-13-439475 ↗ |
| 2013-12-24 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-13-483861 ↗ |
| 2014-01-27 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-14-021986 ↗ |
| 2014-02-04 | S-1/A | S-1/A (amendment) | Carroll Bancorp, Inc. | 0001193125-14-034542 ↗ |
| 2014-02-06 | EFFECT | EFFECT (declared effective) | Carroll Bancorp, Inc. | 9999999995-14-000352 ↗ |
| 2014-04-10 | EFFECT | EFFECT (declared effective) | Carroll Bancorp, Inc. | 9999999995-14-000938 ↗ |
| 2015-03-20 | EFFECT | EFFECT (declared effective) | Carroll Bancorp, Inc. | 9999999995-15-000649 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-12-24 | S-1/A | registration statement | - | - | OTC CROL | 0 | primary document; no terms found | document ↗ | ||
| 2014-01-27 | S-1/A | registration statement | - | - | OTC CROL | 0 | primary document; no terms found | document ↗ | ||
| 2014-02-04 | S-1/A | registration statement | - | - | OTC CROL | 0 | primary document; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Barnes R. Wayne | Director | 12 | 2011–2015 | ||
| Blankenship Tina M. | Officer | SVP, BSA/Compliance; SVP, BSA Compliance, Dep Ops; SVP BSA/Compliance,DepOps,HR | 3 | 2011 | |
| Brown C. Todd | Director | 10 | 2011–2015 | person page Fuzzy | |
| Fleming Gilbert L. | Director | 9 | 2011–2015 | ||
| Frederick Donna M. | Officer | EVP - Retail Banking and Consu; SVP - Retail Banking and Consu; SVP, Retail Banking and Consum; SVP, Retail Banking & Consumer; SVP Ret Banking Consumer Lend | 7 | 2011–2015 | |
| Gallina Michael J. | Officer | Chief Financial Officer; SVP, CFO; SVP Chief Financial Officer; SVP, Chief Financial Officer | 9 | 2011–2017 | |
| Grimes Russell J. | Director,Officer; Officer | Chief Executive Officer; President / CEO; President/CEO, Director | 17 | 2011–2016 | |
| Haight Brian L. | Director | 12 | 2011–2017 | ||
| Parker Nancy L. | Director | 12 | 2011–2016 | ||
| Peck George William Jr. | Officer | EVP - Chief Lending Off.; EVP - Chief Lending Officer; SVP - Chief Lending Officer; VP Commercial Loan Officer; VP, Commercial Loan Officer | 9 | 2011–2017 | |
| Sturgill Gerald L. | Director | 2 | 2011 | person page Fuzzy | |
| Wehland Charles E. | Director | 3 | 2011 | ||
| Weisse Robin L. | Director | 8 | 2012–2014 | ||
| Zinnamosca Mark S. | Director | 4 | 2012–2014 | ||
| Burke Thomas L | Director | 4 | 2014–2015 | ||
| Renbaum Barry J | Director | 2 | 2015 | ||
| Kohler James G | Director | 2 | 2015 | ||
| Vondas Leo A | Director | 11 | 2015–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-12-29 | Carroll Bancorp, Inc. | Commercial Banking | $7,999,992 | $2,182,192 | 13 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Carroll Bancorp, Inc. | MD | Form D private offerings | CIK (EXACT) |
| SEC filer | Carroll Bancorp, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | C Todd Brown | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Gerald L Sturgill | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.