IPO registrations (S-1, F-1) · Registrants
SunCoke Energy, Inc.
- SEC CIK
- 1514705 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-03-23, last 2011-07-20; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2011-07-22; declared effective 2011-07-20
- Industry (SIC)
- Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) 3312
- Incorporated in
- DE
- Business address
- 1011 WARRENVILLE ROAD SUITE 600, Lisle, IL
- EIN
- 90-0640593
- Ticker
- SXC (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SunCoke Energy, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2011-07-18)
- Final price
- $16.00 per share, within the range (424B4 filed 2011-07-22, an initial public offering)
- Shares sold
- 11,600,000
- Gross proceeds
- $185,600,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol SXC
- Lead underwriters
- Merrill Lynch; Credit Suisse; Goldman Sachs
- Syndicate
- BofA Securities; Barclays; Citigroup; Wells Fargo; Deutsche Bank; Mitsubishi UFJ Securities; Mizuho; PNC Capital Markets LLC; Scotiabank; Truist Securities; UBS; Ramirez & Co.; Siebert Williams Shank
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: SUNCOKE ENERGY, INC. EXACT (EIN (EXACT))
- Lobbying client: SUNCOKE ENERGY Fuzzy (name and state)
- Lobbying client: SUNCOKE ENERGY Fuzzy (name and state)
- Lobbying client: SUNCOKE ENERGY Fuzzy (name and state)
- Lobbying client: SUNCOKE ENERGY, INC. Fuzzy (name and state)
- Lobbying client: SUNCOKE ENERGY, INC. Fuzzy (name and state)
- Lobbying client: SUNCOKE ENERGY, INC. Fuzzy (name and state)
- SEC filer: SunCoke Energy, Inc. EXACT (CIK (EXACT))
- Person page: James E Sweetnam Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Martha Z Carnes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Michael G Rippey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Robert J Darnall Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-03-23 | S-1 | S-1 (registration) | SunCoke Energy, Inc. | 0001193125-11-075244 ↗ |
| 2011-05-11 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-135037 ↗ |
| 2011-06-03 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-158517 ↗ |
| 2011-06-23 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-171488 ↗ |
| 2011-07-06 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-182270 ↗ |
| 2011-07-18 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-190301 ↗ |
| 2011-07-20 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-192183 ↗ |
| 2011-07-20 | S-1/A | S-1/A (amendment) | SunCoke Energy, Inc. | 0001193125-11-192500 ↗ |
| 2011-07-20 | EFFECT | EFFECT (declared effective) | SunCoke Energy, Inc. | 9999999995-11-002195 ↗ |
| 2011-07-22 | 424B4 | 424B4 (final prospectus) | SunCoke Energy, Inc. | 0001193125-11-194460 ↗ |
| 2011-12-23 | 424B4 | 424B4 (final prospectus) | SunCoke Energy, Inc. | 0001193125-11-351744 ↗ |
| 2011-12-23 | EFFECT | EFFECT (declared effective) | SunCoke Energy, Inc. | 9999999995-11-003627 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-07-18 | S-1/A | registration statement | $15.00–$17.00 | 11,600,000 | - | NYSE SXC | 16 | primary document; range, shares headline, cover names 15 | document ↗ | |
| 2011-07-20 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2011-07-20 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2011-07-22 | 424B4 | final prospectus | $16.00 | 11,600,000 | $185,600,000 | NYSE SXC | 16 | primary document; price sentence, shares headline, proceeds table, cover names 15 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bledsoe Alvin | Director | 42 | 2011–2021 | ||
| Cade Denise R | Officer; Other | SVP and General Counsel | 12 | 2011–2015 | |
| DARNALL ROBERT J | Director | 26 | 2011–2017 | person page Fuzzy | |
| FOX STACY L | Director | 2 | 2011 | ||
| HAMILTON PETER B | Director | 36 | 2011–2020 | ||
| Henderson Frederick A. | Director,Officer; Other | Chairman and CEO; Chairman & CEO; Chairman, CEO & President | 37 | 2011–2017 | |
| Hennigan Michael J | Director | 1 | 2011 | ||
| MacDonald Brian P | Director | 2 | 2011 | ||
| Newman Mark | Officer; Other | Senior Vice President & CFO | 12 | 2011–2014 | |
| SUNOCO INC | TenPercentOwner | 4 | 2011–2012 | ||
| Thomson Michael J | Officer; Other | President & COO | 22 | 2011–2015 | |
| Uy Charmian | Director | 2 | 2011 | ||
| West Fay | Director,Officer; Officer; Other | Senior Vice President & CFO; Senior VP & CFO; Vice President & Controller | 34 | 2011–2021 | |
| ZELENY DENNIS | Director | 2 | 2011 | ||
| Peetz Karen B | Director | 17 | 2012–2015 | ||
| SWEETNAM JAMES E | Director | 46 | 2012–2021 | person page Fuzzy | |
| ROWE JOHN W | Director | 37 | 2012–2020 | ||
| Lausas Allison S | Director,Officer; Officer | Vice President & Controller | 24 | 2014–2021 | |
| Hardesty Phillip Michael | Officer | Senior Vice President | 50 | 2015–2026 | |
| Gates Katherine T | Director,Officer; Officer | CEO and President; President; Sr VP & General Counsel; SVP, Chief Legal Officer & Chi | 35 | 2015–2026 | |
| Yeaw Gary P | Officer | Senior Vice President | 14 | 2015–2019 | |
| AUGUST NATHANIEL H. | TenPercentOwner | 28 | 2015–2017 | ||
| MANGROVE CAPITAL | TenPercentOwner | 28 | 2015–2017 | ||
| MANGROVE PARTNERS | TenPercentOwner | 28 | 2015–2017 | ||
| Mangrove Partners Fund (Cayman), Ltd. | TenPercentOwner | 28 | 2015–2017 | ||
| Mangrove Partners Fund, L.P. | TenPercentOwner | 28 | 2015–2017 | ||
| Mangrove Partners Master Fund, Ltd. | TenPercentOwner | 28 | 2015–2017 | ||
| AFRICK ANDREW | Director | 11 | 2016–2018 | ||
| PEISER ROBERT A | Director | 14 | 2016–2019 | ||
| Landahl Susan R. | Director | 26 | 2017–2026 | ||
| Rippey Michael G | Director,Officer | Chief Executive Officer; President and CEO | 25 | 2017–2024 | person page Fuzzy |
| Quanci John F | Officer | Chief Technology Officer; Vice President, Technology and | 18 | 2019–2026 | |
| Carnes Martha Z. | Director | 18 | 2019–2026 | person page Fuzzy | |
| Anton Arthur F | Director | 17 | 2020–2026 | ||
| Della Ratta Ralph M Jr | Director | 16 | 2020–2026 | ||
| Lewis Michael Ward | Director | 14 | 2020–2026 | ||
| None | Director | 1 | 2020 | ||
| Edeus Bonnie M | Officer | Vice President & Controller | 8 | 2021–2023 | |
| Marinko Mark W. | Officer | SR VP, Chief Financial Officer | 11 | 2022–2026 | |
| Mikhalevsky Andrei Alexander | Director | 7 | 2023–2026 | ||
| AGRAWAL SHANTANU (SA) | Officer | Chief Financial Officer | 2 | 2026 | |
| ALBERT SARAH ELLEN | Officer | VP Chief Legal & Admin Officer | 1 | 2026 | |
| Zabiello Karl Adam | Officer | VP Chief Acctg Officer & Treas | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | SUNCOKE ENERGY | IL | Federal lobbying (LDA) | name and state |
| Lobbying client | SUNCOKE ENERGY | IL | Federal lobbying (LDA) | name and state |
| Lobbying client | SUNCOKE ENERGY | IL | Federal lobbying (LDA) | name and state |
| Lobbying client | SUNCOKE ENERGY, INC. | IL | Federal lobbying (LDA) | name and state |
| Lobbying client | SUNCOKE ENERGY, INC. | IL | Federal lobbying (LDA) | name and state |
| Lobbying client | SUNCOKE ENERGY, INC. | IL | Federal lobbying (LDA) | name and state |
| SEC filer | SunCoke Energy, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | SUNCOKE ENERGY, INC. | EIN (EXACT) | ||
| Person page | James E Sweetnam | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Martha Z Carnes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Michael G Rippey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Robert J Darnall | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens), IL first:
- SunCoke Energy Partners, L.P. IL
- Evraz North America plc IL
- TITAN INTERNATIONAL INC IL
- Mechel PAO 1Z
- Algoma Steel Group Inc. A6
- Claymont Steel Holdings, Inc. DE
- Hongli Clean Energy Technologies Corp. F4
- FusionTech, Inc. F4
- Ossen Innovation Co. Ltd. F4
- AMERISTEEL CORP FL
Interests: Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens)