IPO registrations (S-1, F-1) · Registrants
LINDBLAD EXPEDITIONS HOLDINGS, INC.
- SEC CIK
- 1512499 · filings on EDGAR ↗
- Former names
- Capitol Acquisition Corp. II (2011–2015)
- Registration
- Form S-1, first filed 2011-02-15, last 2024-08-01; 3 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2013-05-13; declared effective 2013-05-09
- Industry (SIC)
- Transportation Services 4700
- Incorporated in
- DE
- Business address
- 11 WEST 42ND STREET, SUITE 22 B3, New York, NY 10036
- EIN
- 27-4749725
- Ticker
- LIND (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- LINDBLAD EXPEDITIONS HOLDINGS, INC. on the corporate pages
Offering terms
- Final price
- $1.00 per share (424B4 filed 2013-05-13, an initial public offering)
- Shares sold
- 18,000,000
- Gross proceeds
- $18,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CLAC
- Lead underwriters
- Citigroup; Deutsche Bank
- Syndicate
- Ladenburg Thalmann; Imperial Capital
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Capitol Acquisition Corp. II EXACT (CIK (EXACT))
- Person page: Bernard W Aronson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Daniel J Hanrahan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John M Fahey Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Sven-Olof Lindblad Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-02-15 | S-1 | S-1 (registration) | Capitol Acquisition Corp. II | 0001144204-11-009084 ↗ |
| 2011-03-22 | S-1/A | S-1/A (amendment) | Capitol Acquisition Corp. II | 0001144204-11-016359 ↗ |
| 2013-03-26 | S-1 | S-1 (registration) | Capitol Acquisition Corp. II | 0001144204-13-017402 ↗ |
| 2013-04-15 | S-1/A | S-1/A (amendment) | Capitol Acquisition Corp. II | 0001144204-13-021922 ↗ |
| 2013-04-29 | S-1/A | S-1/A (amendment) | Capitol Acquisition Corp. II | 0001144204-13-024410 ↗ |
| 2013-05-09 | EFFECT | EFFECT (declared effective) | Capitol Acquisition Corp. II | 9999999995-13-001462 ↗ |
| 2013-05-10 | S-1MEF | S-1MEF (added securities) | Capitol Acquisition Corp. II | 0001144204-13-027672 ↗ |
| 2013-05-13 | 424B4 | 424B4 (final prospectus) | Capitol Acquisition Corp. II | 0001144204-13-028157 ↗ |
| 2015-09-16 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-15-002526 ↗ |
| 2019-07-09 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-19-001548 ↗ |
| 2019-07-25 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-19-001692 ↗ |
| 2020-06-10 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-20-001390 ↗ |
| 2020-10-05 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-20-002749 ↗ |
| 2024-03-21 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-24-000704 ↗ |
| 2024-08-01 | S-1 | S-1 (registration) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 0001437749-24-024319 ↗ |
| 2024-08-09 | EFFECT | EFFECT (declared effective) | LINDBLAD EXPEDITIONS HOLDINGS, INC. | 9999999995-24-002481 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-04-29 | S-1/A | registration statement | $0.01 | 15,000,000 | $150,000 | Nasdaq CLAC | 4 | primary document; price sentence, shares headline, proceeds computed, cover names 4 | document ↗ | |
| 2013-05-13 | 424B4 | final prospectus | $1.00 | 18,000,000 | $18,000,000 | Nasdaq CLAC | 4 | primary document; price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Calcano Lawrence | Director | 4 | 2013–2015 | ||
| Capitol Acquisition Management 2 LLC | TenPercentOwner | 9 | 2013–2019 | ||
| Donaldson Richard C | Director | 4 | 2013–2015 | ||
| Dryden L. Dyson | Director; Director,Officer | CFO; Chief Financial Officer; Interim, CFO | 44 | 2013–2026 | |
| EIN MARK | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman and CEO | 60 | 2013–2026 | |
| Sodha Piyush | Director | 4 | 2013–2015 | ||
| Brown Paul J | Director | 4 | 2015–2017 | ||
| Byus Trey | Officer | Chief Expedition Officer | 63 | 2015–2026 | |
| FAHEY JOHN M JR | Director | 33 | 2015–2026 | person page Fuzzy | |
| Fontaine Richard P. | Officer | Chief Marketing Officer | 3 | 2015–2017 | |
| Lindblad Sven-Olof | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer; TenPercentOwner | CEO; CEO, President | 70 | 2015–2026 | person page Fuzzy |
| Miller Peter W. | Officer | Senior VP, Fleet Operations | 1 | 2015 | |
| Rogers Ian | Officer | COO and VP; COO, CFO and VP | 22 | 2015–2017 | |
| Baldeweg Dirk Klaus | TenPercentOwner | 4 | 2015–2016 | ||
| Killinger Johann | TenPercentOwner | 4 | 2015–2016 | ||
| ARONSON BERNARD W | Director | 23 | 2015–2024 | person page Fuzzy | |
| MCCLAIN JOHN | Officer | Chief Financial Officer | 2 | 2015 | |
| Skarda Tyler | Officer | Sr. VP, Marine Operations | 3 | 2016–2017 | |
| BRESSLER BENJAMIN | Officer | *Founder & CEO of NHA; President of Natural Habitat | 37 | 2016–2026 | |
| Reynolds Catherine B | Director | 15 | 2016–2026 | ||
| AUERBACH PHILIP | Officer | Chief Commercial Officer | 15 | 2016–2020 | |
| FELENSTEIN CRAIG | Officer | Chief Financial Officer | 37 | 2016–2024 | |
| Hanrahan Daniel J | Director | 9 | 2017–2021 | person page Fuzzy | |
| BISNOW MICHAEL ELLIOTT | Director | 15 | 2017–2026 | ||
| Smith, Jr. Thomas S. | Director | 17 | 2020–2026 | ||
| VA Partners I, LLC | Director | 1 | 2020 | ||
| Farrell Sarah E. | Director | 4 | 2020–2021 | ||
| Goodman David | Officer | Chief Commercial and Marketing | 4 | 2020–2022 | |
| Berle Dolf A | Director,Officer | CEO | 7 | 2021–2023 | |
| SCHULTZ ALEX P | Director | 15 | 2022–2026 | ||
| BRODSKY NOAH | Officer | Chief Commercial Officer | 13 | 2022–2025 | |
| Kaufman Pamela O. | Director | 5 | 2024–2026 | ||
| Stuart Andrew | Director | 4 | 2024–2026 | ||
| Reavis Annette J. | Director | 4 | 2024–2026 | ||
| Goldberg Frederick | Officer | Chief Financial Officer | 6 | 2025–2026 | |
| Leahy Natalya | Officer | CEO | 10 | 2025–2026 | |
| TAYLOR KEITH A | Officer | Chief Maritime Officer | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | LINDBLAD EXPEDITIONS HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Bernard W Aronson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Daniel J Hanrahan | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John M Fahey Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Sven-Olof Lindblad | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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Interests: Transportation Services