IPO registrations (S-1, F-1) · Registrants

Bankwell Financial Group, Inc.

SEC CIK
1505732 · filings on EDGAR ↗
Former names
BNC Financial Group, Inc. (2010–2012)
Registration
Form S-1, first filed 2014-04-04, last 2014-05-13; 1 initial registration, 2 amendments
Outcome
Final prospectus filed 2014-05-16; declared effective 2014-05-14
Industry (SIC)
State Commercial Banks 6022
Incorporated in
CT
Business address
208 ELM STREET, New Canaan, CT 06840
EIN
20-8251355
Ticker
BWFG (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Bankwell Financial Group, Inc. on the corporate pages

Offering terms

Final price
$18.00 per share (424B4 filed 2014-05-16, an initial public offering)
Shares sold
2,702,703
Gross proceeds
$48,648,654 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol BWFG
Lead underwriters
Piper Sandler; KBW (945,946 shares)
Syndicate
Stifel; Sandler O’Neill + Partners, L.P (1,756,757)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 7

FiledFormWhat it isName as filedEDGAR
2014-04-04S-1S-1 (registration)Bankwell Financial Group, Inc.0001571049-14-001062 ↗
2014-05-05S-1/AS-1/A (amendment)Bankwell Financial Group, Inc.0001571049-14-001451 ↗
2014-05-13S-1/AS-1/A (amendment)Bankwell Financial Group, Inc.0001571049-14-001769 ↗
2014-05-14EFFECTEFFECT (declared effective)Bankwell Financial Group, Inc.9999999995-14-001472 ↗
2014-05-16424B4424B4 (final prospectus)Bankwell Financial Group, Inc.0001571049-14-001923 ↗
2014-08-12EFFECTEFFECT (declared effective)Bankwell Financial Group, Inc.9999999995-14-002475 ↗
2015-09-03EFFECTEFFECT (declared effective)Bankwell Financial Group, Inc.9999999995-15-002444 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-05-13S-1/Aregistration statement2,702,703-Nasdaq BWFG3primary document; shares headline, cover names 3document ↗
2014-05-16424B4final prospectus$18.002,702,703$48,648,654Nasdaq BWFG4primary document; price sentence, shares headline, proceeds computed, underwriting table 2, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Afragola Frederick RDirector72014–2017
Bauer George PDirector152014–2023
BRATHWAITE GAIL E DDirector; OfficerEVP & COO132014–2024
Castiglioni RichardDirector132014–2023
Dale Eric JDirector962014–2026person page Fuzzy
DeWyngaert HeidiOfficerEVP & CLO232014–2020
Drexler Blake SDirector; Director,OfficerExecutive Chairman822014–2026
Fieber James ADirector312014–2018
Fitzgibbon MarkDirector52014
Fitzpatrick William JDirector82014–2016
Halsell Hugh IIIDirector52014
Jones Daniel SDirector542014–2022
Kuehner Carl R IIIDirector92014–2015
Lampert ToddDirector382014–2026
LISS VICTOR SDirector132014–2023
PATTERSON PEYTON ROfficerPresident & CEO22014
VERRICO ERNEST J SROfficerEVP; EVP & CFO72014–2017
Brandt Michael JDirector42014–2016
Palumbo Raymond WDirector62014–2017
Gruseke ChristopherOfficerCEO; Chief Strategic Officer; President & CEO382015–2026
Porto Carl MDirector962015–2026person page Fuzzy
Chivily ChristineOfficerChief Credit Officer; Chief Risk & Credit Officer; EVP & Chief Credit Officer322016–2026
Dineen David POfficerEVP, Head of Community Banking62016–2018
Ivanov Penko KrassimirOfficerEVP & Chief Accounting Officer; EVP & Chief Financial Officer192016–2022
Waitz LauraOfficerEVP & Chief of Staff; EVP & Chief Operating Officer272017–2023
Garnett James M JrDirector742018–2024person page Fuzzy
McNeill MattOfficerEVP & Chief Banking Officer; President & CBO162020–2026
SEIDMAN LAWRENCE BDirector; Director,TenPercentOwner852020–2026
Demos DarrylDirector82022–2026
Sacchetti Courtney EOfficerEVP & Chief Financial Officer82023–2026
Dunne Jeffrey RDirector312023–2026
Kotval Anahaita N.Director52023–2026
Hildebrand Ryan JasonOfficerChief Innovation Officer102023–2026
Fusaro Angelo GOther52024–2026
Brunner Steven HOfficerEVP & Chief Risk Officer; EVP & Chief Risk & Operations162024–2026
Leitao Kevin DDirector72024–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2022-08-31Bankwell Financial Group, Inc.Commercial Banking$35,000,000$35,000,000171
2021-10-20Bankwell Financial Group, Inc.Commercial Banking$35,000,000$35,000,00011

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationBANKWELL FINANCIAL GROUP, INC.CTState business registriesname and state
Business registrationBANKWELL FINANCIAL GROUP, INC.CTState business registriesname and state
Plan sponsorBANKWELL FINANCIAL GROUP, INC.CTForm 5500 (employee benefit plans)name and state
Form D issuerBankwell Financial Group, Inc.CTForm D private offeringsCIK (EXACT)
SEC filerBankwell Financial Group, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerBankwell Financial Group, Inc.CTTrademarks (USPTO)name and state
Form 5500 plan sponsorBANKWELL FINANCIAL GROUP, INC.EIN (EXACT)
Person pageCarl M PortoPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageEric J DalePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJames M Garnett JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.