IPO registrations (S-1, F-1) · Registrants
Bankwell Financial Group, Inc.
- SEC CIK
- 1505732 · filings on EDGAR ↗
- Former names
- BNC Financial Group, Inc. (2010–2012)
- Registration
- Form S-1, first filed 2014-04-04, last 2014-05-13; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2014-05-16; declared effective 2014-05-14
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CT
- Business address
- 208 ELM STREET, New Canaan, CT 06840
- EIN
- 20-8251355
- Ticker
- BWFG (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Bankwell Financial Group, Inc. on the corporate pages
Offering terms
- Final price
- $18.00 per share (424B4 filed 2014-05-16, an initial public offering)
- Shares sold
- 2,702,703
- Gross proceeds
- $48,648,654 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BWFG
- Lead underwriters
- Piper Sandler; KBW (945,946 shares)
- Syndicate
- Stifel; Sandler O’Neill + Partners, L.P (1,756,757)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BANKWELL FINANCIAL GROUP, INC. Fuzzy (name and state)
- Business registration: BANKWELL FINANCIAL GROUP, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: BANKWELL FINANCIAL GROUP, INC. EXACT (EIN (EXACT))
- Form D issuer: Bankwell Financial Group, Inc. EXACT (CIK (EXACT))
- SEC filer: Bankwell Financial Group, Inc. EXACT (CIK (EXACT))
- Person page: Carl M Porto Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Eric J Dale Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James M Garnett Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-04-04 | S-1 | S-1 (registration) | Bankwell Financial Group, Inc. | 0001571049-14-001062 ↗ |
| 2014-05-05 | S-1/A | S-1/A (amendment) | Bankwell Financial Group, Inc. | 0001571049-14-001451 ↗ |
| 2014-05-13 | S-1/A | S-1/A (amendment) | Bankwell Financial Group, Inc. | 0001571049-14-001769 ↗ |
| 2014-05-14 | EFFECT | EFFECT (declared effective) | Bankwell Financial Group, Inc. | 9999999995-14-001472 ↗ |
| 2014-05-16 | 424B4 | 424B4 (final prospectus) | Bankwell Financial Group, Inc. | 0001571049-14-001923 ↗ |
| 2014-08-12 | EFFECT | EFFECT (declared effective) | Bankwell Financial Group, Inc. | 9999999995-14-002475 ↗ |
| 2015-09-03 | EFFECT | EFFECT (declared effective) | Bankwell Financial Group, Inc. | 9999999995-15-002444 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | S-1/A | registration statement | 2,702,703 | - | Nasdaq BWFG | 3 | primary document; shares headline, cover names 3 | document ↗ | ||
| 2014-05-16 | 424B4 | final prospectus | $18.00 | 2,702,703 | $48,648,654 | Nasdaq BWFG | 4 | primary document; price sentence, shares headline, proceeds computed, underwriting table 2, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Afragola Frederick R | Director | 7 | 2014–2017 | ||
| Bauer George P | Director | 15 | 2014–2023 | ||
| BRATHWAITE GAIL E D | Director; Officer | EVP & COO | 13 | 2014–2024 | |
| Castiglioni Richard | Director | 13 | 2014–2023 | ||
| Dale Eric J | Director | 96 | 2014–2026 | person page Fuzzy | |
| DeWyngaert Heidi | Officer | EVP & CLO | 23 | 2014–2020 | |
| Drexler Blake S | Director; Director,Officer | Executive Chairman | 82 | 2014–2026 | |
| Fieber James A | Director | 31 | 2014–2018 | ||
| Fitzgibbon Mark | Director | 5 | 2014 | ||
| Fitzpatrick William J | Director | 8 | 2014–2016 | ||
| Halsell Hugh III | Director | 5 | 2014 | ||
| Jones Daniel S | Director | 54 | 2014–2022 | ||
| Kuehner Carl R III | Director | 9 | 2014–2015 | ||
| Lampert Todd | Director | 38 | 2014–2026 | ||
| LISS VICTOR S | Director | 13 | 2014–2023 | ||
| PATTERSON PEYTON R | Officer | President & CEO | 2 | 2014 | |
| VERRICO ERNEST J SR | Officer | EVP; EVP & CFO | 7 | 2014–2017 | |
| Brandt Michael J | Director | 4 | 2014–2016 | ||
| Palumbo Raymond W | Director | 6 | 2014–2017 | ||
| Gruseke Christopher | Officer | CEO; Chief Strategic Officer; President & CEO | 38 | 2015–2026 | |
| Porto Carl M | Director | 96 | 2015–2026 | person page Fuzzy | |
| Chivily Christine | Officer | Chief Credit Officer; Chief Risk & Credit Officer; EVP & Chief Credit Officer | 32 | 2016–2026 | |
| Dineen David P | Officer | EVP, Head of Community Banking | 6 | 2016–2018 | |
| Ivanov Penko Krassimir | Officer | EVP & Chief Accounting Officer; EVP & Chief Financial Officer | 19 | 2016–2022 | |
| Waitz Laura | Officer | EVP & Chief of Staff; EVP & Chief Operating Officer | 27 | 2017–2023 | |
| Garnett James M Jr | Director | 74 | 2018–2024 | person page Fuzzy | |
| McNeill Matt | Officer | EVP & Chief Banking Officer; President & CBO | 16 | 2020–2026 | |
| SEIDMAN LAWRENCE B | Director; Director,TenPercentOwner | 85 | 2020–2026 | ||
| Demos Darryl | Director | 8 | 2022–2026 | ||
| Sacchetti Courtney E | Officer | EVP & Chief Financial Officer | 8 | 2023–2026 | |
| Dunne Jeffrey R | Director | 31 | 2023–2026 | ||
| Kotval Anahaita N. | Director | 5 | 2023–2026 | ||
| Hildebrand Ryan Jason | Officer | Chief Innovation Officer | 10 | 2023–2026 | |
| Fusaro Angelo G | Other | 5 | 2024–2026 | ||
| Brunner Steven H | Officer | EVP & Chief Risk Officer; EVP & Chief Risk & Operations | 16 | 2024–2026 | |
| Leitao Kevin D | Director | 7 | 2024–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-08-31 | Bankwell Financial Group, Inc. | Commercial Banking | $35,000,000 | $35,000,000 | 17 | 1 |
| 2021-10-20 | Bankwell Financial Group, Inc. | Commercial Banking | $35,000,000 | $35,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BANKWELL FINANCIAL GROUP, INC. | CT | State business registries | name and state |
| Business registration | BANKWELL FINANCIAL GROUP, INC. | CT | State business registries | name and state |
| Plan sponsor | BANKWELL FINANCIAL GROUP, INC. | CT | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Bankwell Financial Group, Inc. | CT | Form D private offerings | CIK (EXACT) |
| SEC filer | Bankwell Financial Group, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Bankwell Financial Group, Inc. | CT | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | BANKWELL FINANCIAL GROUP, INC. | EIN (EXACT) | ||
| Person page | Carl M Porto | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Eric J Dale | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James M Garnett Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.