IPO registrations (S-1, F-1) · Registrants
Foundation Medicine, Inc.
- SEC CIK
- 1488613 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-07-29, last 2014-03-20; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2013-09-25; declared effective 2013-09-24; withdrawal requested 2014-04-15
- Industry (SIC)
- Services-Medical Laboratories 8071
- Incorporated in
- DE
- Business address
- 150 SECOND STREET, Cambridge, MA 02141
- EIN
- 27-1316416
- EDGAR entity type
- operating
- Insiders and CEO pay
- Foundation Medicine, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2013-09-20)
- Final price
- $18.00 per share, above the range (424B4 filed 2013-09-25, an initial public offering)
- Shares sold
- 5,888,888
- Gross proceeds
- $105,999,984 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FMI
- Lead underwriters
- Goldman Sachs (2,355,555 shares); J.P. Morgan (2,355,555 shares)
- Syndicate
- Leerink Partners (1,001,111); Sanford C. Bernstein (176,667)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FOUNDATION MEDICINE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Foundation Medicine, Inc. Fuzzy (name and state)
- Business registration: Foundation Medicine, Inc. Fuzzy (name and state)
- Business registration: Foundation Medicine, Inc. Fuzzy (name and state)
- Business registration: Foundation Medicine, Inc. Fuzzy (name and state)
- Business registration: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Business registration: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Business registration: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: FOUNDATION MEDICINE, INC. EXACT (EIN (EXACT))
- Federal award recipient: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Lobbying client: FOUNDATION MEDICINE Fuzzy (name and state)
- Lobbying client: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Lobbying client: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Lobbying client: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Lobbying client: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Lobbying client: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- Lobbying registrant: FOUNDATION MEDICINE, INC. Fuzzy (name and state)
- SEC filer: Foundation Medicine, Inc. EXACT (CIK (EXACT))
- Person page: Brook H Byers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Mark J Levin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-07-29 | S-1 | S-1 (registration) | Foundation Medicine, Inc. | 0001193125-13-307695 ↗ |
| 2013-08-02 | S-1/A | S-1/A (amendment) | Foundation Medicine, Inc. | 0001193125-13-317431 ↗ |
| 2013-08-16 | S-1/A | S-1/A (amendment) | Foundation Medicine, Inc. | 0001193125-13-338424 ↗ |
| 2013-08-27 | S-1/A | S-1/A (amendment) | Foundation Medicine, Inc. | 0001193125-13-348446 ↗ |
| 2013-09-12 | S-1/A | S-1/A (amendment) | Foundation Medicine, Inc. | 0001193125-13-365240 ↗ |
| 2013-09-20 | S-1/A | S-1/A (amendment) | Foundation Medicine, Inc. | 0001193125-13-373140 ↗ |
| 2013-09-24 | S-1MEF | S-1MEF (added securities) | Foundation Medicine, Inc. | 0001193125-13-376437 ↗ |
| 2013-09-24 | EFFECT | EFFECT (declared effective) | Foundation Medicine, Inc. | 9999999995-13-002764 ↗ |
| 2013-09-25 | 424B4 | 424B4 (final prospectus) | Foundation Medicine, Inc. | 0001193125-13-378079 ↗ |
| 2014-03-20 | S-1 | S-1 (registration) | Foundation Medicine, Inc. | 0001193125-14-108289 ↗ |
| 2014-04-15 | RW | RW (withdrawal request) | Foundation Medicine, Inc. | 0001193125-14-144277 ↗ |
| 2014-12-08 | EFFECT | EFFECT (declared effective) | Foundation Medicine, Inc. | 9999999995-14-003620 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-09-20 | S-1/A | registration statement | $14.00–$16.00 | 5,000,000 | - | Nasdaq FMI | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2013-09-25 | 424B4 | final prospectus | $18.00 | 5,888,888 | $105,999,984 | Nasdaq FMI | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Borisy Alexis | Director | 11 | 2013–2018 | ||
| BYERS BROOK H | Director | 8 | 2013–2015 | person page Fuzzy | |
| Google Ventures 2011, L.P. | TenPercentOwner | 5 | 2013–2015 | ||
| Hesslein Robert W. | Officer | SVP and General Counsel | 28 | 2013–2018 | |
| JONES EVAN/ FA | Director | 11 | 2013–2018 | ||
| Kafka Steven J. | Officer | Chief Operating Officer; President & COO | 42 | 2013–2018 | |
| Kleiner Perkins Caufield & Byers XIV, LLC | TenPercentOwner | 6 | 2013–2015 | ||
| KPCB XIV Associates, LLC | TenPercentOwner | 6 | 2013–2015 | ||
| KPCB XIV Founders Fund, LLC | TenPercentOwner | 6 | 2013–2015 | ||
| KRENITSKY KEVIN | Officer | Chief Commercial Officer & SVP | 5 | 2013–2014 | |
| LEVIN MARK J | Director; Director,TenPercentOwner; TenPercentOwner | 5 | 2013–2015 | person page Fuzzy | |
| Miller Vincent A. | Officer | Chief Medical Officer | 40 | 2013–2018 | |
| Pellini Michael J | Director; Director,Officer | Chief Executive Officer; President & CEO | 36 | 2013–2018 | |
| Ryan Jason | Officer | Chief Financial Officer; Senior Vice President, Finance; Vice President, Finance | 46 | 2013–2018 | |
| Schenkein David P | Director | 7 | 2013–2016 | ||
| Third Rock Ventures GP, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| THIRD ROCK VENTURES LP | TenPercentOwner | 7 | 2013–2015 | ||
| TRV GP, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| Yeshwant Krishna | Director; Director,TenPercentOwner | 14 | 2013–2018 | ||
| Daly David | Officer | Chief Commercial Officer | 19 | 2014–2017 | |
| ROCHE FINANCE LTD | Director,TenPercentOwnerOther; TenPercentOwnerOther | 3 | 2015–2018 | ||
| ROCHE HOLDING LTD | Director,TenPercentOwnerOther; TenPercentOwnerOther | 3 | 2015–2018 | ||
| ROCHE HOLDINGS INC | Director,TenPercentOwnerOther; TenPercentOwnerOther | 3 | 2015–2018 | ||
| Horning Sandra | Director | 1 | 2015 | ||
| O'Day Daniel Patrick | Director | 1 | 2015 | ||
| Varney Michael David | Director | 1 | 2015 | ||
| Google Inc. | TenPercentOwner | 3 | 2015 | ||
| Google Ventures 2011 GP, L.L.C. | TenPercentOwner | 3 | 2015 | ||
| STARR KEVIN P | TenPercentOwner | 2 | 2015 | ||
| TEPPER ROBERT I | TenPercentOwner | 2 | 2015 | ||
| DOUGHERTY MICHAEL R | Director | 4 | 2016–2018 | ||
| Cox Troy | Director,Officer | Chief Executive Officer; President and CEO | 9 | 2017–2018 | |
| Doherty Michael J | Officer | Head of Product Development | 5 | 2017–2018 | |
| Nallicheri Melanie | Officer | Chief Business Officer | 6 | 2017–2018 | |
| Civik Thomas | Officer | Chief Commercial Officer | 3 | 2017–2018 | |
| Fiedler Konstantin | Officer | Chief Operating Officer | 4 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Foundation Medicine, Inc. | MA | State business registries | name and state |
| Business registration | Foundation Medicine, Inc. | MA | State business registries | name and state |
| Business registration | Foundation Medicine, Inc. | MA | State business registries | name and state |
| Business registration | Foundation Medicine, Inc. | MA | State business registries | name and state |
| Business registration | FOUNDATION MEDICINE, INC. | MA | State business registries | name and state |
| Business registration | FOUNDATION MEDICINE, INC. | MA | State business registries | name and state |
| Business registration | FOUNDATION MEDICINE, INC. | MA | State business registries | name and state |
| Business registration | FOUNDATION MEDICINE, INC. | MA | State business registries | name and state |
| Plan sponsor | FOUNDATION MEDICINE, INC. | MA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | FOUNDATION MEDICINE, INC. | MA | Federal spending (USAspending) | name and state |
| Lobbying client | FOUNDATION MEDICINE | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | FOUNDATION MEDICINE, INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | FOUNDATION MEDICINE, INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | FOUNDATION MEDICINE, INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | FOUNDATION MEDICINE, INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying client | FOUNDATION MEDICINE, INC. | MA | Federal lobbying (LDA) | name and state |
| Lobbying registrant | FOUNDATION MEDICINE, INC. | MA | Federal lobbying (LDA) | name and state |
| Paying company | Foundation Medicine, Inc. | MA | Open Payments (drug and device company payments) | name and state |
| Patent assignee | Foundation Medicine, Inc. | MA | Patents (USPTO) | name and state |
| SEC filer | Foundation Medicine, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Foundation Medicine, Inc. | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FOUNDATION MEDICINE, INC. | EIN (EXACT) | ||
| Person page | Brook H Byers | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Mark J Levin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Medical Laboratories, MA first:
- ATHENA DIAGNOSTICS INC MA
- Centogene N.V. 2M
- Med BioGene Inc. A1
- DYNACARE INC A6
- GenEmbryomics Ltd C3
- MDxHealth SA C9
- INSIGHT HEALTH SERVICES CORP CA
- CLARIENT, INC CA
- BIOCEPT INC CA
- SPECIALTY LABORATORIES INC CA
In other datasets, the same topic (Health) in MA:
- Nonprofit: ABBIE M GRIFFIN HOSPITAL FUND (Nonprofits (IRS Form 990))
Interests: Services-Medical Laboratories · Health