IPO registrations (S-1, F-1) · Registrants
AEROFLEX HOLDING CORP.
- SEC CIK
- 1487990 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-04-06, last 2010-11-17; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2010-11-19; declared effective 2010-11-18
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 35 SOUTH SERVICE ROAD, P.O. BOX 6022, Plainview, NY 11803
- EIN
- 01-0899019
- EDGAR entity type
- operating
- Insiders and CEO pay
- AEROFLEX HOLDING CORP. on the corporate pages
Offering terms
- Proposed price range
- $13.50–$15.50 per share (S-1/A filed 2010-11-10)
- Final price
- $13.50 per share, within the range (424B4 filed 2010-11-19, an initial public offering)
- Shares sold
- 17,250,000
- Gross proceeds
- $232,875,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ARX
- Lead underwriters
- Goldman Sachs; Credit Suisse; J.P. Morgan; Morgan Stanley
- Syndicate
- Barclays; Stifel; UBS; Moelis; Needham & Company; Oppenheimer
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: AEROFLEX HOLDING CORP. EXACT (CIK (EXACT))
- Person page: Mark H Ronald Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-04-06 | S-1 | S-1 (registration) | AEROFLEX HOLDING CORP. | 0001047469-10-003370 ↗ |
| 2010-05-19 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-005434 ↗ |
| 2010-06-10 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-005859 ↗ |
| 2010-07-09 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-006327 ↗ |
| 2010-09-08 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-007957 ↗ |
| 2010-11-05 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-009265 ↗ |
| 2010-11-10 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-009517 ↗ |
| 2010-11-17 | S-1/A | S-1/A (amendment) | AEROFLEX HOLDING CORP. | 0001047469-10-009849 ↗ |
| 2010-11-18 | EFFECT | EFFECT (declared effective) | AEROFLEX HOLDING CORP. | 9999999995-10-003298 ↗ |
| 2010-11-19 | 424B4 | 424B4 (final prospectus) | AEROFLEX HOLDING CORP. | 0001047469-10-009931 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-11-10 | S-1/A | registration statement | $13.50–$15.50 | 17,250,000 | - | NYSE ARX | 10 | primary document; range, shares headline, cover names 10 | document ↗ | |
| 2010-11-17 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2010-11-19 | 424B4 | final prospectus | $13.50 | 17,250,000 | $232,875,000 | NYSE ARX | 10 | primary document; price sentence, shares headline, proceeds table, cover names 10 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Adamovich John Jr | Officer | Senior VP & CFO; Senior VP, CFO; Senior VP, CFO & Secretary | 6 | 2010–2014 | |
| ASHE PRESCOTT | Director,TenPercentOwner | 2 | 2010–2014 | ||
| BADLATO CHARLES | Officer | VP - Treasurer & Asst. Sec.; VP-Treasurer & Asst. Sec.; VP -Treasurer & Asst.Secretary; VP-Treasurer & Asst. Secretary | 7 | 2010–2014 | |
| BENAVIDES JOE | Director | 2 | 2010–2014 | ||
| BOROW LEONARD | Director,Officer | President and CEO; President & CEO | 7 | 2010–2014 | |
| Buyko John | Director,Officer | Executive Vice President | 6 | 2010–2014 | |
| CARUSO CARL | Officer | Vice President-Manufacturing | 1 | 2010 | |
| CCG AV, L.L.C. - Series A | TenPercentOwner | 2 | 2010–2014 | ||
| CCG AV, LLC-Series C | TenPercentOwner | 2 | 2010–2014 | ||
| CCG AV, LLC-Series E | TenPercentOwner | 2 | 2010–2014 | ||
| CCG AV, L.L.C. - Series I | TenPercentOwner | 2 | 2010–2014 | ||
| EVANS HUGH D | Director | 2 | 2010–2014 | ||
| Golden Gate Capital Associates II-AI, L.L.C. | TenPercentOwner | 2 | 2010–2014 | ||
| Golden Gate Capital Associates II-QP, L.L.C. | TenPercentOwner | 2 | 2010–2014 | ||
| GOLDEN GATE CAPITAL INVESTMENT ANNEX FUND II AI L P | TenPercentOwner | 2 | 2010–2014 | ||
| Golden Gate Capital Investment Annex Fund II LP | TenPercentOwner | 2 | 2010–2014 | ||
| Golden Gate Capital Investment Fund II (AI), L.P. | TenPercentOwner | 2 | 2010–2014 | ||
| Golden Gate Capital Investment Fund II, L.P. | TenPercentOwner | 2 | 2010–2014 | ||
| Golden Gate Capital Management II, L.L.C. | TenPercentOwner | 2 | 2010–2014 | ||
| Golden Gate Capital Management, L.L.C. | TenPercentOwner | 2 | 2010–2014 | ||
| GOLDMAN SACHS & CO | TenPercentOwner | 4 | 2010–2014 | ||
| GOLDMAN SACHS GROUP INC | TenPercentOwner | 4 | 2010–2014 | ||
| Gross Bradley J. | Director | 4 | 2010–2014 | ||
| GS Direct, L.L.C. | TenPercentOwner | 4 | 2010–2014 | ||
| Knoll John D. | Director,TenPercentOwner | 2 | 2010–2014 | ||
| MCKEON ROBERT B | Director,Officer,TenPercentOwner | Chairman of the Board | 1 | 2010 | |
| Musallam Ramzi M | Director | 2 | 2010–2014 | ||
| Nottenburg Richard N | Director | 6 | 2010–2014 | ||
| REAM CHARLES S | Director | 6 | 2010–2014 | ||
| Ronald Mark H | Director | 5 | 2010–2014 | person page Fuzzy | |
| Schoomaker Peter J | Director | 7 | 2010–2014 | ||
| VGG HOLDING LLC | TenPercentOwner | 2 | 2010–2014 | ||
| Wactlar Edward | Officer | Senior VP & General Counsel; Sr. VP, Gen. Counsel & Sec.; Sr. VP, Gen. Counsel Sec. | 13 | 2010–2014 | |
| KAMINSKY ANDREW F | Officer | Senior Vice President; Vice President | 12 | 2011–2014 | |
| POLK BENJAMIN | Director | 2 | 2012–2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | AEROFLEX HOLDING CORP. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Mark H Ronald | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, NY first:
- EMAGIN CORP NY
- CVC INC NY
- US SOLARTECH INC NY
- Natcore Technology Inc. NY
- GLOBALFOUNDRIES Inc. NY
- Odyssey Semiconductor Technologies, Inc. NY
- AEROFLEX INC NY
- Plures Technologies, Inc./DE NY
- SEMICONDUCTOR LASER INTERNATIONAL CORP NY
- Qimonda AG 2M
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology