IPO registrations (S-1, F-1) · Registrants

United States Commodity Index Funds Trust

SEC CIK
1479247 · filings on EDGAR ↗
Registration
Form S-1, first filed 2009-12-24, last 2020-04-23; 10 initial registrations, 12 amendments
Outcome
Declared effective 2010-07-30; withdrawal requested 2013-03-25
Industry (SIC)
Commodity Contracts Brokers & Dealers 6221
Business address
1850 MT. DIABLO BLVD., SUITE 640, Walnut Creek, CA 94596
Ticker
USCI, CPER (NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
United States Commodity Index Funds Trust on the corporate pages

Filings 61

FiledFormWhat it isName as filedEDGAR
2009-12-24S-1S-1 (registration)United States Commodity Index Funds Trust0001144204-09-066339 ↗
2010-02-12S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-10-007471 ↗
2010-04-08S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-10-019192 ↗
2010-05-25S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-10-030164 ↗
2010-06-21S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-10-034388 ↗
2010-07-23S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-10-039206 ↗
2010-07-28S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-10-039620 ↗
2010-07-30EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-10-002306 ↗
2010-11-26S-1S-1 (registration)United States Commodity Index Funds Trust0001144204-10-063546 ↗
2011-04-29EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-11-001267 ↗
2011-08-31S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001144204-11-050837 ↗
2011-09-06EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-11-002633 ↗
2012-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-12-001320 ↗
2012-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-12-001335 ↗
2013-03-25RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-124460 ↗
2013-03-25RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-124479 ↗
2013-03-25RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-124515 ↗
2013-03-25RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-124524 ↗
2013-04-19RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-162156 ↗
2013-04-19RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-162165 ↗
2013-04-19RWRW (withdrawal request)United States Commodity Index Funds Trust0001193125-13-162171 ↗
2013-04-29EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-13-001182 ↗
2013-04-29EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-13-001212 ↗
2014-04-03S-1S-1 (registration)United States Commodity Index Funds Trust0001193125-14-129686 ↗
2014-04-03S-1S-1 (registration)United States Commodity Index Funds Trust0001193125-14-129868 ↗
2014-04-03S-1S-1 (registration)United States Commodity Index Funds Trust0001193125-14-129892 ↗
2014-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-14-001261 ↗
2014-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-14-001289 ↗
2014-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-14-001290 ↗
2014-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-14-001291 ↗
2015-03-18EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-15-000627 ↗
2015-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-15-001122 ↗
2015-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-15-001133 ↗
2015-05-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-15-001134 ↗
2016-04-29EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-16-004398 ↗
2016-04-29EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-16-004399 ↗
2016-04-29EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-16-004451 ↗
2016-06-16S-1S-1 (registration)United States Commodity Index Funds Trust0001171200-16-000257 ↗
2017-03-20S-1S-1 (registration)United States Commodity Index Funds Trust0001171200-17-000117 ↗
2017-03-20S-1S-1 (registration)United States Commodity Index Funds Trust0001171200-17-000118 ↗
2017-04-26S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001171200-17-000206 ↗
2017-04-26S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001171200-17-000207 ↗
2017-04-28EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-17-001049 ↗
2017-04-28EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-17-001050 ↗
2017-12-19S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001171200-17-000524 ↗
2018-04-09S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001171200-18-000082 ↗
2018-04-27EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-18-000951 ↗
2018-04-27EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-18-000952 ↗
2018-09-07EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-18-002301 ↗
2018-12-19RWRW (withdrawal request)United States Commodity Index Funds Trust0001171200-18-000278 ↗
2019-04-26EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-19-000847 ↗
2019-04-26EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-19-000856 ↗
2019-05-09S-1S-1 (registration)United States Commodity Index Funds Trust0001171200-19-000215 ↗
2020-03-13S-1S-1 (registration)United States Commodity Index Funds Trust0001171200-20-000131 ↗
2020-04-23S-1/AS-1/A (amendment)United States Commodity Index Funds Trust0001171200-20-000284 ↗
2020-04-24EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-20-000852 ↗
2020-06-26RWRW (withdrawal request)United States Commodity Index Funds Trust0001171200-20-000457 ↗
2020-12-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-20-003340 ↗
2020-12-01EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-20-003343 ↗
2021-04-30EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-21-001679 ↗
2021-04-30EFFECTEFFECT (declared effective)United States Commodity Index Funds Trust9999999995-21-001680 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Fobes Malcolm Randall IIIDirector42010–2011
Gerber Nicholas DanielDirector,OfficerCEO, President & Chairman; Chairman, President and CEO52010–2011
Hyland John T.OfficerChief Investment Officer112010–2012person page Fuzzy
Mah HowardDirector,OfficerSecretary, CCO, CFO and Treasu; Secretary, CFO and CCO; Secretary, CFO, CCO, Treasurer92010–2015
Ngim Andrew FDirector,OfficerTreasurer42010–2011
Nguyen Robert LongDirector42010–2011
Robinson Peter MDirector42010–2011
ELLIS GORDON LLOYDDirector42010–2011
Crumbaugh Stuart P.OfficerChief Financial Officer32015
Gerber MelindaDirector32015
Love John POfficerPresident and CEO; President & CEO42015–2016
Rooney Kathryn D.Director22023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.