IPO registrations (S-1, F-1) · Registrants
S&W Seed Co
- SEC CIK
- 1477246 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-01-29, last 2017-11-17; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2010-05-04; declared effective 2010-05-03
- Industry (SIC)
- Agricultural Production-Crops 0100
- Incorporated in
- NV
- Business address
- 2101 KEN PRATT BLVD., SUITE 201, Longmont, CO 80501
- EIN
- 27-1275784
- EDGAR entity type
- operating
- Insiders and CEO pay
- S&W Seed Co on the corporate pages
Offering terms
- Final price
- $11.00 per share (424B4 filed 2010-05-04, an initial public offering)
- Shares sold
- 1,400,000
- Gross proceeds
- $15,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SANWU
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: S&W Seed Company Fuzzy (name and state)
- Business registration: S&W SEED COMPANY Fuzzy (name and state)
- Form 5500 plan sponsor: S & W SEED COMPANY EXACT (EIN (EXACT))
- Form D issuer: S&W Seed Co EXACT (CIK (EXACT))
- SEC filer: S&W Seed Co EXACT (CIK (EXACT))
Filings 23
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-01-29 | S-1 | S-1 (registration) | S&W Seed Co | 0001047469-10-000422 ↗ |
| 2010-03-10 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001047469-10-002022 ↗ |
| 2010-03-26 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001047469-10-002745 ↗ |
| 2010-04-12 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001047469-10-003639 ↗ |
| 2010-04-23 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001047469-10-004118 ↗ |
| 2010-04-29 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001047469-10-004375 ↗ |
| 2010-05-03 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-10-001341 ↗ |
| 2010-05-04 | 424B4 | 424B4 (final prospectus) | S&W Seed Co | 0001047469-10-004755 ↗ |
| 2010-07-27 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-10-002264 ↗ |
| 2012-02-08 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-12-000417 ↗ |
| 2012-02-08 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-12-000426 ↗ |
| 2013-12-09 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-13-003493 ↗ |
| 2015-02-20 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-15-000463 ↗ |
| 2016-01-08 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-16-003492 ↗ |
| 2016-01-22 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-16-003586 ↗ |
| 2017-02-01 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-17-000254 ↗ |
| 2017-08-11 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-17-002108 ↗ |
| 2017-10-04 | S-1 | S-1 (registration) | S&W Seed Co | 0001136261-17-000228 ↗ |
| 2017-11-03 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001136261-17-000255 ↗ |
| 2017-11-17 | S-1/A | S-1/A (amendment) | S&W Seed Co | 0001136261-17-000280 ↗ |
| 2017-11-22 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-17-003049 ↗ |
| 2018-02-14 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-18-000447 ↗ |
| 2019-02-27 | EFFECT | EFFECT (declared effective) | S&W Seed Co | 9999999995-19-000337 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-04-29 | S-1/A | registration statement | 1,400,000 | - | Nasdaq SANWU | 0 | primary document; shares headline | document ↗ | ||
| 2010-05-04 | 424B4 | final prospectus | $11.00 | 1,400,000 | $15,400,000 | Nasdaq SANWU | 0 | primary document; price sentence, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CULHANE MICHAEL C | Director | 4 | 2010–2014 | ||
| FLEMING MICK | Director | 11 | 2010–2016 | ||
| GLENBROOK CAPITAL MANAGEMENT | TenPercentOwner | 1 | 2010 | ||
| GREWAL MARK S | Director,Officer; Other | CEO and President; Presdient and CEO; President and CEO | 51 | 2010–2017 | |
| KARSTEN DANIEL Z | Officer | SVP of Operations; Vice President of Processing; VP Operations | 3 | 2010–2015 | |
| LISHMAN ROBERT W | TenPercentOwner | 13 | 2010–2013 | ||
| NORDSTROM MICHAEL N. | Director | 10 | 2010–2015 | ||
| Szot Matthew K | Officer | EVP Finance & Admin and CFO; EVP Finance & Admin & CFO; EVP Finance & Admin; CFO; EVP Finance and Admin and CFO; EVP of Fin. and Admin. and CFO; Executive VP and CFO; Exec VP Fin & Admin and CFO; Exec VP Finance & Admin, CFO; Senior VP and CFO; Sr. Vice President and CFO; Sr. VP and CFO; SVP and CFO; SVP Finance and Admin. and CFO; SVP Finance and CFO; SVP Fin. and Admin. and CFO; VP Finance & Admin; CFO; VP Finance and CFO; VP of Finance and CFO | 59 | 2010–2021 | |
| WICKERSHAM GROVER T | Director; Director,Officer; DirectorOther; Officer | Chairman of the Board | 52 | 2010–2019 | |
| YELLOWJACKET, LP | TenPercentOwner | 13 | 2010–2013 | ||
| Seidler Charles B | Director | 24 | 2010–2021 | ||
| FABRE FRED G | Officer | VP of Sales and Marketing; VP of Sales & Marketing | 7 | 2012–2014 | |
| GARDNER DANIELSON B. | Officer | Chief Marketing and Tech Offic; Chief Marketing & Tech Officer; VP Breeding and Genetics; VP of Breeding and Genetics; VP of Breeding & Genetics | 16 | 2012–2018 | |
| BORNT GLEN D | Director | 10 | 2012–2017 | ||
| Harvey Mark James | Director; Director,Officer | Chairman of the Board; Exec Chairman of the Board; Vice Chairman of the Board | 26 | 2013–2024 | |
| Jury Dennis Charles | Officer | EVP and COO; EVP of Operations and COO; EVP Operations and COO; EVP Operations & COO; Executive VP of Operations; Exec VP of Operations and COO; Exec VP Operations & COO | 35 | 2013–2018 | |
| Veneman Ann M | Director | 2 | 2013 | ||
| Smith William S | Director | 6 | 2014–2015 | ||
| Matina Alexander C | Director | 14 | 2015–2024 | ||
| Wong Mark | Director; Director,Officer | CEO and President; President and CEO; President & CEO | 39 | 2015–2024 | |
| MFP INVESTORS LLC | TenPercentOwner; TenPercentOwner,Other; TenPercentOwnerOther | 25 | 2015–2024 | ||
| MFP PARTNERS LP | TenPercentOwner; TenPercentOwner,Other; TenPercentOwnerOther | 25 | 2015–2024 | ||
| PRICE MICHAEL F | TenPercentOwnerOther | 19 | 2015–2022 | ||
| LANDES JOSHUA | TenPercentOwner | 40 | 2016–2023 | ||
| OBUS NELSON | TenPercentOwner | 40 | 2016–2023 | ||
| WYNNEFIELD CAPITAL INC | TenPercentOwner | 40 | 2016–2023 | ||
| Wynnefield Capital, Inc. Profit Sharing Plan | TenPercentOwner | 40 | 2016–2023 | ||
| WYNNEFIELD CAPITAL MANAGEMENT LLC | TenPercentOwner | 40 | 2016–2023 | ||
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP | TenPercentOwner | 40 | 2016–2023 | ||
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | TenPercentOwner | 40 | 2016–2023 | ||
| WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | TenPercentOwner | 40 | 2016–2023 | ||
| Fischhoff David A | Director | 9 | 2016–2021 | ||
| Madere Consuelo E. | Director | 7 | 2018–2021 | ||
| Straus Robert D | Director | 10 | 2018–2021 | ||
| WILLITS ALAN D | Director | 19 | 2018–2024 | ||
| Panter Donald M. Jr. | Officer | Executive VP, Americas | 21 | 2018–2023 | |
| Callachor David Thomas | Officer | Executive VP, International | 6 | 2018–2021 | |
| Horton Elizabeth | Director; Officer | Chief Financial Officer | 8 | 2021–2023 | |
| Price Jennifer C. | TenPercentOwner; TenPercentOwner,Other; TenPercentOwnerOther | 5 | 2022–2024 | ||
| Herrmann Mark | Director; Officer | Chief Executive Officer; President and CEO | 6 | 2022–2025 | |
| Baughman Vanessa | Officer | CHIEF FINANCIAL OFFICER; Interim CFO | 8 | 2023–2025 | |
| Rona Jeffrey A | Director | 3 | 2023–2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-03-04 | S&W Seed Co | Agriculture | $5,000,250 | $5,000,250 | 1 | 1 |
| 2021-10-28 | S&W Seed Co | Agriculture | $5,043,247 | $5,043,247 | 5 | 1 |
| 2018-09-14 | S&W Seed Co | Agriculture | $27,500,850 | $5,000,000 | 1 | 1 |
| 2017-07-27 | S&W Seed Co | Agriculture | $10,740,000 | $10,740,000 | 5 | 1 |
| 2015-12-01 | S&W Seed Co | Agriculture | $4,899,996 | $4,899,996 | 1 | 1 |
| 2015-01-14 | S&W Seed Co | Agriculture | $31,658,400 | $31,658,400 | 17 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | S&W Seed Company | CO | State business registries | name and state |
| Business registration | S&W SEED COMPANY | CO | State business registries | name and state |
| Plan sponsor | S & W SEED COMPANY | CO | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | S&W Seed Co | CO | Form D private offerings | CIK (EXACT) |
| SEC filer | S&W Seed Co | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | S&W Seed Company | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | S & W SEED COMPANY | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Agricultural Production-Crops, CO first:
- COLORADO GREENHOUSE HOLDINGS INC CO
- VetaNova Inc. CO
- TWO RIVERS WATER & FARMING Co CO
- BAY BRIDGE FOOD & PRODUCE CO CO
- BRAINY BRANDS COMPANY, INC. 2Q
- Urban Barns Foods Inc. A8
- HINES HORTICULTURE INC CA
- SEMINIS INC CA
- Cibus Global, Ltd. CA
- CK VINEYARDS, INC. CA
In other datasets, the same topic (Food and agriculture) in CO:
- Nonprofit: 21ST CENTURY GARDENS (Nonprofits (IRS Form 990))
Interests: Agricultural Production-Crops · Food and agriculture