IPO registrations (S-1, F-1) · Registrants

S&W Seed Co

SEC CIK
1477246 · filings on EDGAR ↗
Registration
Form S-1, first filed 2010-01-29, last 2017-11-17; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 2010-05-04; declared effective 2010-05-03
Industry (SIC)
Agricultural Production-Crops 0100
Incorporated in
NV
Business address
2101 KEN PRATT BLVD., SUITE 201, Longmont, CO 80501
EIN
27-1275784
EDGAR entity type
operating
Insiders and CEO pay
S&W Seed Co on the corporate pages

Offering terms

Final price
$11.00 per share (424B4 filed 2010-05-04, an initial public offering)
Shares sold
1,400,000
Gross proceeds
$15,400,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SANWU

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 23

FiledFormWhat it isName as filedEDGAR
2010-01-29S-1S-1 (registration)S&W Seed Co0001047469-10-000422 ↗
2010-03-10S-1/AS-1/A (amendment)S&W Seed Co0001047469-10-002022 ↗
2010-03-26S-1/AS-1/A (amendment)S&W Seed Co0001047469-10-002745 ↗
2010-04-12S-1/AS-1/A (amendment)S&W Seed Co0001047469-10-003639 ↗
2010-04-23S-1/AS-1/A (amendment)S&W Seed Co0001047469-10-004118 ↗
2010-04-29S-1/AS-1/A (amendment)S&W Seed Co0001047469-10-004375 ↗
2010-05-03EFFECTEFFECT (declared effective)S&W Seed Co9999999995-10-001341 ↗
2010-05-04424B4424B4 (final prospectus)S&W Seed Co0001047469-10-004755 ↗
2010-07-27EFFECTEFFECT (declared effective)S&W Seed Co9999999995-10-002264 ↗
2012-02-08EFFECTEFFECT (declared effective)S&W Seed Co9999999995-12-000417 ↗
2012-02-08EFFECTEFFECT (declared effective)S&W Seed Co9999999995-12-000426 ↗
2013-12-09EFFECTEFFECT (declared effective)S&W Seed Co9999999995-13-003493 ↗
2015-02-20EFFECTEFFECT (declared effective)S&W Seed Co9999999995-15-000463 ↗
2016-01-08EFFECTEFFECT (declared effective)S&W Seed Co9999999995-16-003492 ↗
2016-01-22EFFECTEFFECT (declared effective)S&W Seed Co9999999995-16-003586 ↗
2017-02-01EFFECTEFFECT (declared effective)S&W Seed Co9999999995-17-000254 ↗
2017-08-11EFFECTEFFECT (declared effective)S&W Seed Co9999999995-17-002108 ↗
2017-10-04S-1S-1 (registration)S&W Seed Co0001136261-17-000228 ↗
2017-11-03S-1/AS-1/A (amendment)S&W Seed Co0001136261-17-000255 ↗
2017-11-17S-1/AS-1/A (amendment)S&W Seed Co0001136261-17-000280 ↗
2017-11-22EFFECTEFFECT (declared effective)S&W Seed Co9999999995-17-003049 ↗
2018-02-14EFFECTEFFECT (declared effective)S&W Seed Co9999999995-18-000447 ↗
2019-02-27EFFECTEFFECT (declared effective)S&W Seed Co9999999995-19-000337 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2010-04-29S-1/Aregistration statement1,400,000-Nasdaq SANWU0primary document; shares headlinedocument ↗
2010-05-04424B4final prospectus$11.001,400,000$15,400,000Nasdaq SANWU0primary document; price sentence, shares headline, proceeds tabledocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CULHANE MICHAEL CDirector42010–2014
FLEMING MICKDirector112010–2016
GLENBROOK CAPITAL MANAGEMENTTenPercentOwner12010
GREWAL MARK SDirector,Officer; OtherCEO and President; Presdient and CEO; President and CEO512010–2017
KARSTEN DANIEL ZOfficerSVP of Operations; Vice President of Processing; VP Operations32010–2015
LISHMAN ROBERT WTenPercentOwner132010–2013
NORDSTROM MICHAEL N.Director102010–2015
Szot Matthew KOfficerEVP Finance & Admin and CFO; EVP Finance & Admin & CFO; EVP Finance & Admin; CFO; EVP Finance and Admin and CFO; EVP of Fin. and Admin. and CFO; Executive VP and CFO; Exec VP Fin & Admin and CFO; Exec VP Finance & Admin, CFO; Senior VP and CFO; Sr. Vice President and CFO; Sr. VP and CFO; SVP and CFO; SVP Finance and Admin. and CFO; SVP Finance and CFO; SVP Fin. and Admin. and CFO; VP Finance & Admin; CFO; VP Finance and CFO; VP of Finance and CFO592010–2021
WICKERSHAM GROVER TDirector; Director,Officer; DirectorOther; OfficerChairman of the Board522010–2019
YELLOWJACKET, LPTenPercentOwner132010–2013
Seidler Charles BDirector242010–2021
FABRE FRED GOfficerVP of Sales and Marketing; VP of Sales & Marketing72012–2014
GARDNER DANIELSON B.OfficerChief Marketing and Tech Offic; Chief Marketing & Tech Officer; VP Breeding and Genetics; VP of Breeding and Genetics; VP of Breeding & Genetics162012–2018
BORNT GLEN DDirector102012–2017
Harvey Mark JamesDirector; Director,OfficerChairman of the Board; Exec Chairman of the Board; Vice Chairman of the Board262013–2024
Jury Dennis CharlesOfficerEVP and COO; EVP of Operations and COO; EVP Operations and COO; EVP Operations & COO; Executive VP of Operations; Exec VP of Operations and COO; Exec VP Operations & COO352013–2018
Veneman Ann MDirector22013
Smith William SDirector62014–2015
Matina Alexander CDirector142015–2024
Wong MarkDirector; Director,OfficerCEO and President; President and CEO; President & CEO392015–2024
MFP INVESTORS LLCTenPercentOwner; TenPercentOwner,Other; TenPercentOwnerOther252015–2024
MFP PARTNERS LPTenPercentOwner; TenPercentOwner,Other; TenPercentOwnerOther252015–2024
PRICE MICHAEL FTenPercentOwnerOther192015–2022
LANDES JOSHUATenPercentOwner402016–2023
OBUS NELSONTenPercentOwner402016–2023
WYNNEFIELD CAPITAL INCTenPercentOwner402016–2023
Wynnefield Capital, Inc. Profit Sharing PlanTenPercentOwner402016–2023
WYNNEFIELD CAPITAL MANAGEMENT LLCTenPercentOwner402016–2023
WYNNEFIELD PARTNERS SMALL CAP VALUE LPTenPercentOwner402016–2023
WYNNEFIELD PARTNERS SMALL CAP VALUE LP ITenPercentOwner402016–2023
WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTDTenPercentOwner402016–2023
Fischhoff David ADirector92016–2021
Madere Consuelo E.Director72018–2021
Straus Robert DDirector102018–2021
WILLITS ALAN DDirector192018–2024
Panter Donald M. Jr.OfficerExecutive VP, Americas212018–2023
Callachor David ThomasOfficerExecutive VP, International62018–2021
Horton ElizabethDirector; OfficerChief Financial Officer82021–2023
Price Jennifer C.TenPercentOwner; TenPercentOwner,Other; TenPercentOwnerOther52022–2024
Herrmann MarkDirector; OfficerChief Executive Officer; President and CEO62022–2025
Baughman VanessaOfficerCHIEF FINANCIAL OFFICER; Interim CFO82023–2025
Rona Jeffrey ADirector32023–2024

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2022-03-04S&W Seed CoAgriculture$5,000,250$5,000,25011
2021-10-28S&W Seed CoAgriculture$5,043,247$5,043,24751
2018-09-14S&W Seed CoAgriculture$27,500,850$5,000,00011
2017-07-27S&W Seed CoAgriculture$10,740,000$10,740,00051
2015-12-01S&W Seed CoAgriculture$4,899,996$4,899,99611
2015-01-14S&W Seed CoAgriculture$31,658,400$31,658,400171

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationS&W Seed CompanyCOState business registriesname and state
Business registrationS&W SEED COMPANYCOState business registriesname and state
Plan sponsorS & W SEED COMPANYCOForm 5500 (employee benefit plans)name and state
Form D issuerS&W Seed CoCOForm D private offeringsCIK (EXACT)
SEC filerS&W Seed CoSEC filers (EDGAR)CIK (EXACT)
Trademark ownerS&W Seed CompanyCOTrademarks (USPTO)name and state
Form 5500 plan sponsorS & W SEED COMPANYEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Agricultural Production-Crops, CO first:

More with this interest.

In other datasets, the same topic (Food and agriculture) in CO:

Interests: Agricultural Production-Crops · Food and agriculture