IPO registrations (S-1, F-1) · Registrants
Luther Burbank Corp
- SEC CIK
- 1475348 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2017-11-09, last 2017-12-06; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2017-12-08; declared effective 2017-12-07
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- CA
- Business address
- 520 THIRD STREET, 4TH FLOOR, Santa Rosa, CA 95401
- EIN
- 68-0270948
- EDGAR entity type
- operating
- Insiders and CEO pay
- Luther Burbank Corp on the corporate pages
Offering terms
- Proposed price range
- $10.50–$12.50 per share (S-1/A filed 2017-12-06)
- Final price
- $10.75 per share, within the range (424B4 filed 2017-12-08, an initial public offering)
- Shares sold
- 12,150,000
- Gross proceeds
- $130,612,500 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LBC
- Lead underwriters
- KBW; Stifel; Piper Sandler
- Syndicate
- D.A. Davidson
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: LUTHER BURBANK CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: LUTHER BURBANK CORPORATION Fuzzy (name and state)
- Form D issuer: Luther Burbank Corp EXACT (CIK (EXACT))
- SEC filer: Luther Burbank Corp EXACT (CIK (EXACT))
- Person page: Jack W Krouskup Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John G Biggs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Mario Max Yzaguirre Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-11-09 | S-1 | S-1 (registration) | Luther Burbank Corp | 0001047469-17-006941 ↗ |
| 2017-11-27 | S-1/A | S-1/A (amendment) | Luther Burbank Corp | 0001047469-17-007304 ↗ |
| 2017-12-05 | S-1/A | S-1/A (amendment) | Luther Burbank Corp | 0001047469-17-007456 ↗ |
| 2017-12-06 | S-1/A | S-1/A (amendment) | Luther Burbank Corp | 0001047469-17-007497 ↗ |
| 2017-12-07 | EFFECT | EFFECT (declared effective) | Luther Burbank Corp | 9999999995-17-003173 ↗ |
| 2017-12-08 | 424B4 | 424B4 (final prospectus) | Luther Burbank Corp | 0001047469-17-007575 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-12-06 | S-1/A | registration statement | $10.50–$12.50 | $11.50 | 11,350,000 | $130,525,000 | Nasdaq LBC | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2017-12-08 | 424B4 | final prospectus | $10.75 | 12,150,000 | $130,612,500 | Nasdaq LBC | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Armstrong Robert W. III | Officer | Chief Banking Officer; Dir. Business & Online Banking | 7 | 2017–2019 | |
| Biggs John G. | Director,Officer; Officer | President, CEO | 5 | 2017–2019 | person page Fuzzy |
| Cardamone John A. | Officer | EVP, Chief Credit Officer | 14 | 2017–2020 | |
| Casillas Jose A | Officer | SVP,Director of Retail Banking | 11 | 2017–2020 | |
| Erickson John C | Director | 13 | 2017–2024 | ||
| Frazee Scott | Officer | Chief Operating Officer; Deputy Chief Credit Officer; Director of Operations | 8 | 2017–2019 | |
| HAMANN JOHN FRANCIS | TenPercentOwner | 3 | 2017–2022 | ||
| HELLMAN THEODORE A | TenPercentOwner | 1 | 2017 | ||
| Kepler Lisa M. | Officer | Director Residential Lending; SVP Director of SFR Lending; SVP Director Resident Lending; SVP Dir Portfolio Res Lending | 13 | 2017–2022 | |
| Krouskup Jack W. | Director | 11 | 2017–2021 | person page Fuzzy | |
| Madelyne Victoria Trione Trust | TenPercentOwner | 1 | 2017 | ||
| Mahoney Tammy | Officer | EVP, Chief Risk Officer | 25 | 2017–2024 | |
| Newcomb Anita G. | Director | 12 | 2017–2024 | ||
| Prieto Liana | Officer | EVP, General Counsel | 21 | 2017–2022 | |
| SHUSTER BRADLEY M | Director | 9 | 2017–2024 | ||
| Tarantino Laura | Officer | EVP, CFO; EVP, Chief Financial Officer; EVP, Corporate CFO | 22 | 2017–2024 | |
| Trione Victor | Director; Director,TenPercentOwner; TenPercentOwner | 4 | 2017–2024 | ||
| Victor Henry David Trione Trust | TenPercentOwner | 2 | 2017–2022 | ||
| WAJNERT THOMAS C | Director | 11 | 2017–2024 | ||
| Stefani Alexander L | Officer | Director of IPL; EVP, Chief Credit Officer; SVP, Director of IPL | 21 | 2018–2024 | |
| LAGOMARSINO SIMONE | Director,Officer | President CEO | 12 | 2019–2024 | |
| Skelton Brian | Officer | EVP, Chief Banking Officer | 2 | 2019–2020 | |
| Medhat Parham | Officer | EVP, Chief Ops & Tech Officer | 10 | 2020–2024 | |
| Fanter William | Officer | EVP, Head of Retail Banking | 8 | 2020–2024 | |
| Agrawal Renu | Director | 5 | 2020–2024 | ||
| Stedman J Michael | Officer | EVP, Chief Credit Officer | 3 | 2021 | |
| YZAGUIRRE MARIO MAX | Director | 4 | 2021–2024 | person page Fuzzy | |
| Smith Greg L | Officer | SVP, General Counsel & Sec. | 6 | 2022–2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-10-08 | Luther Burbank Corp | Other Banking and Financial Services | $95,000,000 | $95,000,000 | 9 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Federal award recipient | LUTHER BURBANK CORPORATION | CA | Federal spending (USAspending) | name and state |
| Form D issuer | Luther Burbank Corp | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Luther Burbank Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Luther Burbank Corporation | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LUTHER BURBANK CORPORATION | EIN (EXACT) | ||
| Person page | Jack W Krouskup | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John G Biggs | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Mario Max Yzaguirre | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.