IPO registrations (S-1, F-1) · Registrants
SOTERA DEFENSE SOLUTIONS, INC.
- SEC CIK
- 1471038 · filings on EDGAR ↗
- Name on the registration
- GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC.
- Former names
- GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. (2009–2011)
- Registration
- Form S-1, first filed 2009-09-03, last 2009-11-19; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2009-11-20; declared effective 2009-11-19
- Industry (SIC)
- Services-Engineering Services 8711
- Incorporated in
- DE
- Business address
- 1501 FARM CREDIT DRIVE, SUITE 2300, Mclean, VA 22102-5011
- EIN
- 20-4477465
- EDGAR entity type
- operating
- Insiders and CEO pay
- SOTERA DEFENSE SOLUTIONS, INC. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2009-11-19)
- Final price
- $13.00 per share, below the range (424B4 filed 2009-11-20, an initial public offering)
- Shares sold
- 4,600,000 (3,000,000 by the company, 1,600,000 by selling holders)
- Gross proceeds
- $59,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GTEC
- Lead underwriters
- Cowen
- Syndicate
- Stifel; Raymond James; Truist Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SOTERA DEFENSE SOLUTIONS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Sotera Defense Solutions, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: SOTERA DEFENSE SOLUTIONS EXACT (EIN (EXACT))
- Federal award recipient: SOTERA DEFENSE SOLUTIONS, INC. Fuzzy (name and state)
- Federal award recipient: SOTERA DEFENSE SOLUTIONS, INC. Fuzzy (name and state)
- Federal award recipient: SOTERA DEFENSE SOLUTIONS, INC. Fuzzy (name and state)
- SEC filer: GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-09-03 | S-1 | S-1 (registration) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-187027 ↗ |
| 2009-10-07 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-10-120468 ↗ |
| 2009-10-22 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-211306 ↗ |
| 2009-10-29 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-217559 ↗ |
| 2009-11-05 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-224857 ↗ |
| 2009-11-18 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-237701 ↗ |
| 2009-11-19 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-238360 ↗ |
| 2009-11-19 | S-1/A | S-1/A (amendment) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-238456 ↗ |
| 2009-11-19 | EFFECT | EFFECT (declared effective) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 9999999995-09-003236 ↗ |
| 2009-11-20 | 424B4 | 424B4 (final prospectus) | GLOBAL DEFENSE TECHNOLOGY & SYSTEMS, INC. | 0001193125-09-239311 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-11-19 | S-1/A | registration statement | $14.00–$16.00 | $10.65 | 4,600,000 | $48,990,000 | Nasdaq GTEC | 4 | primary document; range, price line, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2009-11-19 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2009-11-20 | 424B4 | final prospectus | $13.00 | 4,600,000 | $59,800,000 | Nasdaq GTEC | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALLEN JAMES P | Officer | EVP, CFO & TREASURER | 6 | 2009–2010 | |
| Contego Systems LLC | TenPercentOwner | 6 | 2009–2011 | ||
| Corey Stephen | Officer | SENIOR VICE PRESIDENT | 1 | 2009 | |
| Devine John | Director | 8 | 2009–2011 | ||
| Drew Alexander | Officer | PRESIDENT, THE ANALYSIS CORP. | 5 | 2009–2011 | |
| Gansler Jacques S | Director | 5 | 2009–2011 | ||
| Global Strategies Group Holding S.A. | TenPercentOwner | 6 | 2009–2011 | ||
| Herdman Kirk | Officer | Senior VP, Bus. Dev. and Op. | 8 | 2009–2011 | |
| Hillen John F III | Director,Officer | PRESIDENT & CEO | 9 | 2009–2011 | |
| JONES RONALD C | Director,Officer | EVP, CORPORATE DEVELOPMENT | 3 | 2009–2011 | |
| Jones Timothy | Officer | VP AND GENERAL MANAGER | 4 | 2009–2011 | |
| Kende Holding kft | TenPercentOwner | 6 | 2009–2011 | ||
| Perl Andrew Damian | Director,TenPercentOwner | 6 | 2009–2011 | ||
| Weixel Michael | Officer | Senior VP, Contracts and Admin | 4 | 2009–2011 | |
| WILSON THOMAS R | Director | 8 | 2009–2011 | ||
| RANGEN ERIC S | Director | 5 | 2009–2011 | ||
| Cormier Joseph M. | Officer | Executive VP and CFO | 5 | 2010–2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Sotera Defense Solutions, Inc. | VA | State business registries | name and state |
| Business registration | SOTERA DEFENSE SOLUTIONS, INC. | VA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | SOTERA DEFENSE SOLUTIONS, INC. | VA | Federal spending (USAspending) | name and state |
| Federal award recipient | SOTERA DEFENSE SOLUTIONS, INC. | VA | Federal spending (USAspending) | name and state |
| Federal award recipient | SOTERA DEFENSE SOLUTIONS, INC. | VA | Federal spending (USAspending) | name and state |
| SEC filer | SOTERA DEFENSE SOLUTIONS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SOTERA DEFENSE SOLUTIONS, INC. | VA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SOTERA DEFENSE SOLUTIONS | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Engineering Services, VA first:
- HII Mission Technologies Corp. VA
- Aria International Holdings, Inc. VA
- DYNCORP VA
- BDM INTERNATIONAL INC /DE VA
- Trio Resources, Inc. A6
- TURBOSONIC TECHNOLOGIES INC A6
- KEITH COMPANIES INC CA
- Willdan Group, Inc. CA
- BioPharma Manufacturing Solutions Inc. CA
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In other datasets, the same topic (Science) in VA:
- Nonprofit: 13 PARANORMAL INC (Nonprofits (IRS Form 990))
Interests: Services-Engineering Services · Science