IPO registrations (S-1, F-1) · Registrants
WORKIVA INC
- SEC CIK
- 1445305 · filings on EDGAR ↗
- Name on the registration
- WORKIVA LLC
- Former names
- WORKIVA LLC (2014–2014); WEBFILINGS LLC (2009–2012); WEB FILINGS LLC (2008–2009)
- Registration
- Form S-1, first filed 2014-10-17, last 2014-12-08; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2014-12-12; declared effective 2014-12-11
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 2900 UNIVERSITY BLVD., Ames, IA 50010
- EIN
- 47-2509828
- Ticker
- WK (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- WORKIVA INC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2014-12-08)
- Final price
- $14.00 per share, within the range (424B4 filed 2014-12-12, an initial public offering)
- Shares sold
- 7,200,000
- Gross proceeds
- $100,800,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol WK
- Lead underwriters
- Morgan Stanley (2,880,000 shares); Credit Suisse (2,160,000 shares)
- Syndicate
- Baird (720,000); Raymond James (720,000); Stifel (720,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: WORKIVA INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Workiva Inc. Fuzzy (name and state)
- Business registration: Workiva Inc. Fuzzy (name and state)
- Business registration: WORKIVA INC. Fuzzy (name and state)
- Business registration: WORKIVA INC. Fuzzy (name and state)
- Business registration: WORKIVA INC. Fuzzy (name and state)
- Business registration: WORKIVA INC. Fuzzy (name and state)
- Form 5500 plan sponsor: WORKIVA INC. EXACT (EIN (EXACT))
- Political committee (FEC): WORKIVA INC. DATA FUND (connected to WORKIVA) Fuzzy (name and state)
- Form D issuer: WORKIVA LLC EXACT (CIK (EXACT))
- Lobbying client: WORKIVA Fuzzy (name and state)
- Lobbying client: WORKIVA Fuzzy (name and state)
- Lobbying client: WORKIVA INC. Fuzzy (name and state)
- Lobbying client: WORKIVA, INC Fuzzy (name and state)
- Lobbying client: WORKIVA, INC. Fuzzy (name and state)
- SEC filer: WORKIVA INC EXACT (CIK (EXACT))
- Person page: David S Mulcahy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-10-17 | S-1 | S-1 (registration) | WORKIVA LLC | 0001445305-14-004325 ↗ |
| 2014-11-17 | S-1/A | S-1/A (amendment) | WORKIVA LLC | 0001445305-14-005149 ↗ |
| 2014-12-01 | S-1/A | S-1/A (amendment) | WORKIVA LLC | 0001445305-14-005297 ↗ |
| 2014-12-08 | S-1/A | S-1/A (amendment) | WORKIVA LLC | 0001445305-14-005395 ↗ |
| 2014-12-11 | EFFECT | EFFECT (declared effective) | WORKIVA LLC | 9999999995-14-003653 ↗ |
| 2014-12-12 | 424B4 | 424B4 (final prospectus) | WORKIVA LLC | 0001445305-14-005499 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-12-08 | S-1/A | registration statement | $13.00–$15.00 | $14.00 | 7,200,000 | $100,800,000 | NYSE WK | 5 | primary document; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2014-12-12 | 424B4 | final prospectus | $14.00 | 7,200,000 | $100,800,000 | NYSE WK | 5 | primary document; price line, shares headline, proceeds computed, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Behar Jerome M | TenPercentOwner | 31 | 2014–2018 | ||
| Behar Leslie F. | TenPercentOwner | 30 | 2014–2018 | ||
| Behar Living Trust | TenPercentOwner | 30 | 2014–2018 | ||
| Calkins Troy M. | Officer | EVP, CLO & Corp Secretary; Executive VP, Secretary & GC | 17 | 2014–2020 | |
| Howell Joseph H. | Officer | Executive VP | 25 | 2014–2018 | |
| Klindt Jill | Officer | EVP, CFO, CAO & Treasurer; EVP, CFO & Treasurer; SVP, CFO, CAO & Treasurer; SVP, Treasurer & CAO; VP & CAO; VP, Treasurer & CAO | 38 | 2014–2025 | |
| Miller J Stuart | Officer | Executive VP & CFO; Executive VP, Treasurer & CFO | 24 | 2014–2021 | |
| RIZAI MATTHEW M | Director,Officer,TenPercentOwner; TenPercentOwner | Chairman & CEO | 17 | 2014–2019 | |
| Sellberg Michael S. | Officer | Executive VP & CPO | 8 | 2014–2017 | |
| TROM JEFF D | Officer; Officer,TenPercentOwner | Executive VP & CTO | 57 | 2014–2022 | |
| VANDERPLOEG MARTIN J | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO; President & CEO; President & COO | 73 | 2014–2026 | |
| Katz Eugene S | Director | 23 | 2014–2020 | ||
| CROW MICHAEL M | Director | 29 | 2014–2026 | ||
| Herz Robert H | Director | 31 | 2014–2026 | ||
| MULCAHY DAVID S | Director | 16 | 2014–2025 | person page Fuzzy | |
| RADIA SUKU V | Director | 18 | 2014–2026 | ||
| Banarjee Mithun | Officer | Chief Customer Officer; EVP and Chief Customer Officer; EVP, Global Client Services | 16 | 2017–2022 | |
| Ryan Scott G. | Officer | EVP and Chief Revenue Officer; Executive VP, Global Sales | 6 | 2017–2020 | |
| Bonner Brigid A | Director | 10 | 2018–2024 | ||
| Iskow Julie | Director,Officer; Officer | EVP & Chief Operating Officer; President & CEO; President & COO | 34 | 2019–2026 | |
| Ziegler Brandon | Officer; Officer,Other; OfficerOther | EVP, CLO, CAO & Corp Secretary; EVP, CLO, CAO & Secretary; Executive VP & CLO; Senior Vice President | 30 | 2020–2026 | |
| Hawkins Michael D. | Officer | EVP, Sales | 29 | 2021–2025 | |
| Swain Junko | Officer | SVP, Chief Accounting Officer | 10 | 2023–2026 | |
| Malik Astha | Director | 3 | 2025–2026 | ||
| Larson Barbara A | Officer | EVP, CFO & Treasurer | 2 | 2026 | |
| Herren Richard Scott | Director | 3 | 2026 | ||
| PEEK MARK S | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-10-17 | WORKIVA LLC | Other Technology | $1,000,000 | $689,347 | 53 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | WORKIVA INC. | IA | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | WORKIVA LLC | IA | Form D private offerings | CIK (EXACT) |
| SEC filer | WORKIVA INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Workiva Inc. | State business registries | name and state | |
| Business registration | Workiva Inc. | State business registries | name and state | |
| Business registration | WORKIVA INC. | State business registries | name and state | |
| Business registration | WORKIVA INC. | State business registries | name and state | |
| Business registration | WORKIVA INC. | State business registries | name and state | |
| Business registration | WORKIVA INC. | State business registries | name and state | |
| Form 5500 plan sponsor | WORKIVA INC. | EIN (EXACT) | ||
| Political committee | WORKIVA INC. DATA FUND (connected to WORKIVA) | Campaign finance (FEC) | name and state | |
| Lobbying client | WORKIVA | Federal lobbying (LDA) | name and state | |
| Lobbying client | WORKIVA | Federal lobbying (LDA) | name and state | |
| Lobbying client | WORKIVA INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | WORKIVA, INC | Federal lobbying (LDA) | name and state | |
| Lobbying client | WORKIVA, INC. | Federal lobbying (LDA) | name and state | |
| Person page | David S Mulcahy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, IA first:
- ENGINEERING ANIMATION INC IA
- JANGIT ENTERPRISES, INC. IA
- ME Renewable Power Corp 1R
- ILoadApp 1S
- SAP SE 2M
- SavDen Group Corp. 2M
- Broke Out Inc. 2M
- China Intelligence Information Systems Inc. 2N
- Avast Software N.V. 2N
- POWER MEASUREMENT INC A1
In other datasets, the same topic (Technology) in IA:
- Form D issuer: Agrisync, Inc. (Form D private offerings)
- Lobbying client: AVENTURE COMMUNICATION TECHNOLOGY (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology