IPO registrations (S-1, F-1) · Registrants
Pro Farm Group, Inc.
- SEC CIK
- 1441693 · filings on EDGAR ↗
- Name on the registration
- MARRONE BIO INNOVATIONS INC
- Former names
- MARRONE BIO INNOVATIONS INC (2010–2022); MARRONE ORGANICS INNOVATIONS INC (2008–2008)
- Registration
- Form S-1, first filed 2013-07-01, last 2020-03-20; 3 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2013-08-02; declared effective 2013-08-01
- Industry (SIC)
- Agricultural Chemicals 2870
- Incorporated in
- DE
- Business address
- 1540 DREW AVENUE, Davis, CA 95618
- EIN
- 20-5137161
- EDGAR entity type
- operating
- Insiders and CEO pay
- Pro Farm Group, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$17.00 per share (S-1/A filed 2013-08-01)
- Final price
- $3.98 per share, below the range (424B4 filed 2013-08-02, an initial public offering)
- Shares sold
- 4,750,000
- Gross proceeds
- $18,905,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MBII
- Lead underwriters
- Jefferies
- Syndicate
- Piper Sandler (1,496,250); Stifel (712,500); Roth Capital Partners (332,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MARRONE BIO INNOVATIONS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: PRO FARM GROUP INC. Fuzzy (name and state)
- Form 5500 plan sponsor: PROFARM GROUP, INC. EXACT (EIN (EXACT))
- Form D issuer: MARRONE BIO INNOVATIONS INC EXACT (CIK (EXACT))
- SEC filer: MARRONE BIO INNOVATIONS INC EXACT (CIK (EXACT))
- Person page: Pamela Reilly Contag Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Philip J Hempleman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-07-01 | S-1 | S-1 (registration) | MARRONE BIO INNOVATIONS INC | 0001193125-13-279834 ↗ |
| 2013-07-11 | S-1/A | S-1/A (amendment) | MARRONE BIO INNOVATIONS INC | 0001193125-13-288253 ↗ |
| 2013-07-22 | S-1/A | S-1/A (amendment) | MARRONE BIO INNOVATIONS INC | 0001193125-13-296453 ↗ |
| 2013-07-29 | S-1/A | S-1/A (amendment) | MARRONE BIO INNOVATIONS INC | 0001193125-13-305932 ↗ |
| 2013-07-31 | S-1/A | S-1/A (amendment) | MARRONE BIO INNOVATIONS INC | 0001193125-13-311352 ↗ |
| 2013-08-01 | S-1/A | S-1/A (amendment) | MARRONE BIO INNOVATIONS INC | 0001193125-13-314755 ↗ |
| 2013-08-01 | S-1MEF | S-1MEF (added securities) | MARRONE BIO INNOVATIONS INC | 0001193125-13-315641 ↗ |
| 2013-08-01 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-13-002295 ↗ |
| 2013-08-02 | 424B4 | 424B4 (final prospectus) | MARRONE BIO INNOVATIONS INC | 0001193125-13-317315 ↗ |
| 2014-05-16 | S-1 | S-1 (registration) | MARRONE BIO INNOVATIONS INC | 0001193125-14-203131 ↗ |
| 2014-06-02 | S-1/A | S-1/A (amendment) | MARRONE BIO INNOVATIONS INC | 0001193125-14-220803 ↗ |
| 2014-06-05 | S-1MEF | S-1MEF (added securities) | MARRONE BIO INNOVATIONS INC | 0001193125-14-227445 ↗ |
| 2014-06-05 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-14-001685 ↗ |
| 2014-06-06 | 424B4 | 424B4 (final prospectus) | MARRONE BIO INNOVATIONS INC | 0001193125-14-228732 ↗ |
| 2017-01-06 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-17-000042 ↗ |
| 2018-05-25 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-18-001353 ↗ |
| 2020-03-20 | S-1 | S-1 (registration) | MARRONE BIO INNOVATIONS INC | 0001493152-20-004468 ↗ |
| 2020-03-30 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-20-000641 ↗ |
| 2021-01-05 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-21-000036 ↗ |
| 2021-03-26 | EFFECT | EFFECT (declared effective) | MARRONE BIO INNOVATIONS INC | 9999999995-21-001163 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | S-1/A | registration statement | $14.00–$17.00 | 4,200,000 | - | Nasdaq MBII | 4 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 2013-08-02 | 424B4 | final prospectus | $3.98 | 4,750,000 | $18,905,000 | Nasdaq MBII | 4 | primary document; price line, shares headline, proceeds computed, underwriting table 3, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Absi Hector | Officer | Chief Operating Officer; See Remarks; Sr VP Commercial Operations | 5 | 2013–2014 | |
| Bhatia Ranjeet | Director | 4 | 2013–2014 | ||
| FOGARTY TIMOTHY T | Director | 6 | 2013–2018 | ||
| Glidewell Donald J | Officer | CFO and Secretary | 5 | 2013–2014 | |
| Himmel Phyllis | Officer | V.P. of Biological Research | 2 | 2013 | |
| HOUGH LAWRENCE A | Director | 3 | 2013–2014 | ||
| Hudson Joseph | Director | 2 | 2013 | ||
| Marrone Pamela G | Director; Director,Officer; DirectorOther | CEO; CEO and President | 44 | 2013–2022 | |
| Miller Elin D | Director | 6 | 2013–2016 | ||
| One Earth Capital, LLC | TenPercentOwner | 2 | 2013 | ||
| Pitts Keith | Officer | See Remarks; SVP & Chief Sust. Officer; VP Regulatory & Gov't Affairs | 15 | 2013–2022 | |
| Rominger Richard E | Director | 12 | 2013–2018 | ||
| Stanley Shaugn | Director | 5 | 2013–2015 | ||
| STUART MILL VENTURE PARTNERS LP | Other; TenPercentOwner | 2 | 2013 | ||
| Syngenta Ventures Pte. Ltd. | Other; TenPercentOwner | 4 | 2013–2014 | ||
| Henry Street LLC | TenPercentOwner | 1 | 2013 | ||
| Jacobs David H Jr. | TenPercentOwner | 1 | 2013 | ||
| Contag Pamela Reilly | Director | 5 | 2013–2016 | person page Fuzzy | |
| Lyman Leslie F | Director | 4 | 2013–2015 | ||
| Stewart Alison | Officer | SR VP of R&D and CTO | 3 | 2014 | |
| BOYD JAMES | Officer | Chief Financial Officer; President and CFO | 17 | 2014–2021 | |
| MOORE LINDA V | Officer | Chief Legal Officer; EVP and General Counsel; Exec VP and General Counsel; Exec. VP and General Counsel; General Counsel | 15 | 2014–2022 | |
| KERCKHOVE GEORGE H | Director | 19 | 2014–2020 | ||
| Ahrens Brian R | Officer | Vice President, Sales | 4 | 2014–2017 | |
| Iademarco James Nicholas | Officer | President and COO | 1 | 2015 | |
| Hood Nancy | Officer | VP Marketing | 1 | 2015 | |
| Johnson Timothy B | Officer | VP (Field and Technical); VP Field Development Technical | 15 | 2015–2022 | |
| Vasavada Amit | Officer | Senior VP and CTO; SVP & CTO; VP Research and Development | 14 | 2015–2022 | |
| BENOFF MICHAEL H | Director | 4 | 2016–2018 | ||
| Merrigan Kathleen | Director | 4 | 2016–2018 | ||
| Wochok Zachary S. | Director | 27 | 2016–2022 | ||
| ARDSLEY ADVISORY PARTNERS | Director,TenPercentOwnerOther; TenPercentOwner; TenPercentOwnerOther | 19 | 2017–2021 | ||
| Ardsley Duckdive Fund, L.P. | Other; TenPercentOwner | 15 | 2017–2021 | ||
| Ardsley Partner I GP LLC | Other; TenPercentOwner | 19 | 2017–2021 | ||
| Ardsley Partners Fund II, L.P. | Other; TenPercentOwner | 18 | 2017–2021 | ||
| Ardsley Partners Renewable Energy Fund, L.P. | Other; TenPercentOwner | 19 | 2017–2021 | ||
| HEMPLEMAN PHILIP J | Other; TenPercentOwner | 19 | 2017–2021 | person page Fuzzy | |
| Ardsley Partners Advanced Healthcare Fund, L.P. | Other; TenPercentOwner | 15 | 2017–2021 | ||
| Ardsley Partners Institutional Fund, L.P. | TenPercentOwner | 1 | 2017 | ||
| IVY INVESTMENT MANAGEMENT CO | TenPercentOwnerOther | 3 | 2018 | ||
| Mago Yogesh | Director | 24 | 2018–2022 | ||
| WADDELL & REED FINANCIAL INC | TenPercentOwnerOther | 3 | 2018 | ||
| WADDELL & REED FINANCIAL SERVICES INC | TenPercentOwnerOther | 3 | 2018 | ||
| WADDELL & REED INC /KS/ | TenPercentOwnerOther | 3 | 2018 | ||
| WADDELL & REED INVESTMENT MANAGEMENT CO | TenPercentOwnerOther | 3 | 2018 | ||
| Woods Robert A | Director | 26 | 2018–2022 | ||
| Anderson Dwight | Director,TenPercentOwnerOther | 12 | 2018–2022 | ||
| Ospraie Ag Science LLC | Director,TenPercentOwnerOther | 12 | 2018–2022 | ||
| A. van Herk Holding B.V. | TenPercentOwner | 4 | 2018–2019 | ||
| Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V. | TenPercentOwner | 4 | 2018–2019 | ||
| Stichting Administratiekantoor Abchrys | TenPercentOwner | 4 | 2018–2019 | ||
| Stichting Administratiekantoor Penulata | TenPercentOwner | 4 | 2018–2019 | ||
| van Herk Adrianus | TenPercentOwner | 4 | 2018–2019 | ||
| VAN HERK INVESTMENTS B.V. | TenPercentOwner | 4 | 2018–2019 | ||
| Van Herk Management Services B.V. | TenPercentOwner | 4 | 2018–2019 | ||
| Van Herk Private Equity Investments B.V. | TenPercentOwner | 4 | 2018–2019 | ||
| Hammill Kevin Austin | Officer | Chief Commercial Officer; Chief Manufacturing and Supply | 7 | 2018–2021 | |
| McGovern Keith | Director | 21 | 2018–2022 | ||
| Woolf Stuart | Director | 21 | 2018–2022 | ||
| Ardsley Healthcare Fund, L.P. | Other | 1 | 2019 | ||
| Ospraie Holding I, L.P. | Director,TenPercentOwnerOther | 11 | 2019–2022 | ||
| Ospraie Management, Inc. | Director,TenPercentOwnerOther | 11 | 2019–2022 | ||
| Ospraie Management, LLC | Director,TenPercentOwnerOther | 11 | 2019–2022 | ||
| Ardsley Advisory Partners GP LLC | Other | 11 | 2019–2021 | ||
| Helash Kevin | Director,Officer | Chief Executive Officer | 8 | 2020–2022 | |
| Lee Lara L | Director | 11 | 2020–2022 | ||
| Tiainen Matti | Officer | SVP, International Sales | 3 | 2021–2022 | |
| Cheung Suping (Sue) | Officer | Chief Financial Officer | 4 | 2021–2022 | |
| Ardsley Ridgecrest Partners Fund, L.P. | Other | 1 | 2021 | ||
| JOHNSON LADON | Officer | Interim CFO | 1 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-09-02 | MARRONE BIO INNOVATIONS INC | Agriculture | $40,000,000 | $40,000,000 | 3 | 1 |
| 2012-03-29 | MARRONE BIO INNOVATIONS INC | Agriculture | $10,000,000 | $8,008,612 | 36 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MARRONE BIO INNOVATIONS, INC. | NC | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | PRO FARM GROUP INC. | CA | State business registries | name and state |
| Form D issuer | MARRONE BIO INNOVATIONS INC | CA | Form D private offerings | CIK (EXACT) |
| IPO registrant | AGRAQUEST INC | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 1540 DREW AVE 95618 (FUZZY: a shared address, not proof of a shared organization) |
| Patent assignee | Pro Farm Group, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | MARRONE BIO INNOVATIONS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PRO FARM GROUP, INC. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PROFARM GROUP, INC. | EIN (EXACT) | ||
| Person page | Pamela Reilly Contag | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Philip J Hempleman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Agricultural Chemicals, CA first:
- AGRAQUEST INC CA
- AMERICAN SOIL TECHNOLOGIES INC CA
- Purebase Corp CA
- MED-X, INC. CA
- Cibus, Inc. CA
- SenesTech, Inc. AZ
- Bioceres S.A. C1
- UAP HOLDING CORP CO
- Bioceres Crop Solutions Corp. E9
- China Yingxia International, Inc. F4
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Agricultural Chemicals · Health