IPO registrations (S-1, F-1) · Registrants
Avago Technologies LTD
- SEC CIK
- 1441634 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-08-21, last 2010-01-25; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2009-08-06; declared effective 2009-08-05
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Business address
- 1 YISHUN AVENUE 7, Singapore, U0 768923
- EIN
- 98-0682363
- EDGAR entity type
- operating
- Insiders and CEO pay
- Avago Technologies LTD on the corporate pages
Offering terms
- Final price
- $7.49 per share (424B4 filed 2009-08-06, an initial public offering)
- Shares sold
- 43,200,000 (all by selling holders)
- Gross proceeds
- $323,568,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AVGO
- Lead underwriters
- Deutsche Bank
- Syndicate
- Barclays; Morgan Stanley; Citigroup; Credit Suisse; Goldman Sachs; J.P. Morgan; UBS; ABN AMRO; FTN Equity Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Avago Technologies LTD EXACT (CIK (EXACT))
- Person page: Brian F Carroll Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: William J Janetschek Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-08-21 | S-1 | S-1 (registration) | Avago Technologies LTD | 0001193125-08-182335 ↗ |
| 2008-10-01 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-08-204209 ↗ |
| 2009-07-02 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-09-143712 ↗ |
| 2009-07-14 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-09-148783 ↗ |
| 2009-07-21 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-09-151842 ↗ |
| 2009-07-27 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-09-155434 ↗ |
| 2009-08-03 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-09-162364 ↗ |
| 2009-08-05 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-09-164921 ↗ |
| 2009-08-05 | S-1MEF | S-1MEF (added securities) | Avago Technologies LTD | 0001193125-09-165877 ↗ |
| 2009-08-05 | EFFECT | EFFECT (declared effective) | Avago Technologies LTD | 9999999995-09-002161 ↗ |
| 2009-08-06 | 424B4 | 424B4 (final prospectus) | Avago Technologies LTD | 0001193125-09-166258 ↗ |
| 2010-01-15 | S-1 | S-1 (registration) | Avago Technologies LTD | 0001193125-10-007263 ↗ |
| 2010-01-25 | S-1/A | S-1/A (amendment) | Avago Technologies LTD | 0001193125-10-012074 ↗ |
| 2010-01-27 | EFFECT | EFFECT (declared effective) | Avago Technologies LTD | 9999999995-10-000350 ↗ |
| 2010-01-28 | 424B1 | 424B1 (final prospectus) | Avago Technologies LTD | 0001193125-10-014780 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-08-05 | S-1/A | registration statement | $5.00 | 209,840,063 | $1,049,200,315 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2009-08-06 | 424B4 | final prospectus | $7.49 | 43,200,000 | $323,568,000 | Nasdaq AVGO | 10 | primary document; price line, shares headline, proceeds computed, cover names 10 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Avago Investment GP Ltd | Other; TenPercentOwner | 12 | 2009–2012 | ||
| Avago Investment Partners Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| BAE JOSEPH Y | Other; TenPercentOwner | 12 | 2009–2012 | ||
| Bali Investments Sarl | TenPercentOwner | 10 | 2009–2011 | ||
| Bettinger Douglas R | Officer | Chief Financial Officer; SVP and CFO; SVP & Chief Financial Officer | 12 | 2009–2012 | |
| CALBERT MICHAEL M | TenPercentOwner | 3 | 2009 | ||
| CARROLL BRIAN F | Other; TenPercentOwner | 12 | 2009–2012 | person page Fuzzy | |
| CHANG DICK M | Director | 2 | 2009–2010 | ||
| CLAMMER ADAM | Director; DirectorOther | 4 | 2009–2012 | ||
| DANESH FARIBA | Officer | SVP & GM,Fiber Opt. Prod. Div. | 4 | 2009 | |
| DAVIDSON JAMES | Director; DirectorOther; Director,TenPercentOwner | 10 | 2009–2011 | ||
| DILLER JAMES | Director | 16 | 2009–2016 | ||
| FISHER TODD A | Other; TenPercentOwner | 12 | 2009–2012 | ||
| Garaialde Jacques | TenPercentOwner | 3 | 2009 | ||
| Geyser Investment Pte Ltd | TenPercentOwner | 12 | 2009–2011 | ||
| GIC Special Investments Pte Ltd | TenPercentOwner | 12 | 2009–2011 | ||
| GOLKIN PERRY | TenPercentOwner | 3 | 2009 | ||
| Gorenflos Reinhard | Other; TenPercentOwner | 12 | 2009–2012 | ||
| GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL | TenPercentOwner | 12 | 2009–2011 | ||
| GREENE JAMES H JR | Director,TenPercentOwner; Other; TenPercentOwner | 13 | 2009–2012 | ||
| Hao Kenneth | Director; DirectorOther; Director,TenPercentOwner; Other | 22 | 2009–2016 | ||
| Henderson Jeffrey S | Officer | SVP, Strategy and Bus. Dev. | 4 | 2009 | |
| HUTH JOHANNES P | Other; TenPercentOwner | 12 | 2009–2012 | ||
| Ingram Bryan | Officer | Chief Operating Officer; See Remarks Below; SVP & Chief Operating Officer; SVP & COO; SVP & GM, Wireless Semicon Div; SVP & GM,Wireless Semicon. Div; SVP & GM, WSD | 37 | 2009–2016 | |
| Janetschek William J | Other; TenPercentOwner | 12 | 2009–2012 | person page Fuzzy | |
| JOYCE JOHN R | Director; Director,TenPercentOwner | 5 | 2009–2010 | ||
| KERKO DAVID M | Director | 1 | 2009 | ||
| KKR 1996 OVERSEAS LTD | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Associates Europe II, Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Associates Europe, Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Associates Millennium (Overseas) Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR European Fund II, Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR European Fund, Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Europe II LTD | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Europe LTD | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Millennium Fund (Overseas), Limited Partnership | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Millennium GP LLC | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR Millennium LTD | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KKR PARTNERS INTERNATIONAL LTD PARTNERSHIP | Other; TenPercentOwner | 12 | 2009–2012 | ||
| KRAVIS HENRY R | Other; TenPercentOwner | 12 | 2009–2012 | ||
| LIEN JUSTINE | Director | 12 | 2009–2016 | ||
| LIPSCHULTZ MARC S | Other; TenPercentOwner | 12 | 2009–2012 | ||
| MACLEOD DONALD | Director | 11 | 2009–2016 | ||
| MCCALL PATRICIA H | Officer | Vice President,General Counsel; VP & General Counsel | 23 | 2009–2016 | |
| MICHELSON MICHAEL W | Other; TenPercentOwner | 12 | 2009–2012 | ||
| NAVAB ALEXANDAR JR | Other; TenPercentOwner | 12 | 2009–2012 | ||
| NUTTALL SCOTT C | Other; TenPercentOwner | 12 | 2009–2012 | ||
| OOI BOON C | Officer | SVP, Global Operations | 20 | 2009–2015 | |
| RAETHER PAUL E | Other; TenPercentOwner | 12 | 2009–2012 | ||
| ROBERTS GEORGE R | Other; TenPercentOwner | 12 | 2009–2012 | ||
| SAER JOHN K JR | TenPercentOwner | 3 | 2009 | ||
| Seletar Investments Pte Ltd | TenPercentOwner | 12 | 2009–2011 | ||
| SILVER LAKE (OFFSHORE) AIV GP II LTD | Other; TenPercentOwner | 12 | 2009–2012 | ||
| SILVER LAKE PARTNERS II CAYMAN LP | Other; TenPercentOwner | 12 | 2009–2012 | ||
| SILVER LAKE TECHNOLOGY ASSOCIATES II CAYMAN LP | Other; TenPercentOwner | 12 | 2009–2012 | ||
| SILVER LAKE TECHNOLOGY INVESTORS II CAYMAN LP | Other; TenPercentOwner | 12 | 2009–2012 | ||
| Tan Bock Seng | Director | 3 | 2009–2010 | ||
| TAN HOCK E | Director,Officer | President and CEO | 30 | 2009–2016 | |
| Temasek Capital (Private) LTD | TenPercentOwner | 12 | 2009–2011 | ||
| TEMASEK HOLDINGS (PRIVATE) LTD | TenPercentOwner | 12 | 2009–2011 | ||
| KKR & Co. L.P. | Other; TenPercentOwner | 11 | 2009–2012 | ||
| KKR Fund Holdings GP Ltd | Other; TenPercentOwner | 11 | 2009–2012 | ||
| KKR Fund Holdings L.P. | Other; TenPercentOwner | 11 | 2009–2012 | ||
| KKR Group Holdings L.P. | Other; TenPercentOwner | 11 | 2009–2012 | ||
| KKR Group Ltd | Other; TenPercentOwner | 11 | 2009–2012 | ||
| KKR Management LLC | Other; TenPercentOwner | 11 | 2009–2012 | ||
| KKR SP Ltd | Other; TenPercentOwner | 8 | 2010–2012 | ||
| Hsuan John Min-Chih | Director | 3 | 2011 | ||
| DICKSON JOHN T | Director | 5 | 2012–2015 | ||
| Maslowski Anthony E. | Officer; Other | Chief Financial Officer; SVP & Chief Financial Officer | 39 | 2013–2016 | |
| Guilmart Bruno | Director | 5 | 2013–2016 | ||
| MARKS PETER J | Director | 3 | 2013–2016 | ||
| EGGEBRECHT LEWIS C | Director | 3 | 2014–2016 | ||
| Silver Lake (Offshore) AIV GP IV, Ltd. | Director | 4 | 2014–2016 | ||
| Silver Lake Partners IV Cayman (AIV II), L.P. | Director | 4 | 2014–2016 | ||
| Silver Lake Technology Associates IV Cayman, L.P. | Director | 4 | 2014–2016 | ||
| Silver Lake Technology Investors IV Cayman, L.P. | Director | 4 | 2014–2016 | ||
| SLP Argo II Ltd. | Director | 4 | 2014–2016 | ||
| SLP Argo I Ltd. | Director | 4 | 2014–2016 | ||
| Kawwas Charlie B | Officer | SVP & Chief Sales Officer; SVP & CHIEF SALES OFFICER; SVP WORLDWIDE SALES | 10 | 2014–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Avago Technologies LTD | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Brian F Carroll | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | William J Janetschek | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in U0:
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Interests: Semiconductors & Related Devices · Technology