IPO registrations (S-1, F-1) · Registrants
TriVascular Technologies, Inc.
- SEC CIK
- 1432732 · filings on EDGAR ↗
- Former names
- TV2 HOLDING CO (2009–2013); TV2 HOLDING Co (2009–2013)
- Registration
- Form S-1, first filed 2014-03-10, last 2014-04-11; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2014-04-17; declared effective 2014-04-15; withdrawal requested 2016-02-05
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 3910 BRICKWAY BOULEVARD, Santa Rosa, CA 95403
- EDGAR entity type
- operating
- Insiders and CEO pay
- TriVascular Technologies, Inc. on the corporate pages
Offering terms
- Final price
- $12.00 per share (424B4 filed 2014-04-17, an initial public offering)
- Shares sold
- 6,500,000
- Gross proceeds
- $78,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TRIV
- Lead underwriters
- J.P. Morgan; Credit Suisse
- Syndicate
- Canaccord Genuity; Stifel
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: TRIVASCULAR TECHNOLOGIES, INC. Fuzzy (name and state)
- Form D issuer: TriVascular Technologies, Inc. EXACT (CIK (EXACT))
- SEC filer: TriVascular Technologies, Inc. EXACT (CIK (EXACT))
- Person page: James E Flynn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Krishna Kittu Kolluri Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-03-10 | S-1 | S-1 (registration) | TriVascular Technologies, Inc. | 0001193125-14-091651 ↗ |
| 2014-04-03 | S-1/A | S-1/A (amendment) | TriVascular Technologies, Inc. | 0001193125-14-129839 ↗ |
| 2014-04-11 | S-1/A | S-1/A (amendment) | TriVascular Technologies, Inc. | 0001193125-14-140702 ↗ |
| 2014-04-15 | EFFECT | EFFECT (declared effective) | TriVascular Technologies, Inc. | 9999999995-14-000998 ↗ |
| 2014-04-17 | 424B4 | 424B4 (final prospectus) | TriVascular Technologies, Inc. | 0001193125-14-146601 ↗ |
| 2015-06-17 | EFFECT | EFFECT (declared effective) | TriVascular Technologies, Inc. | 9999999995-15-001650 ↗ |
| 2015-09-24 | EFFECT | EFFECT (declared effective) | TriVascular Technologies, Inc. | 9999999995-15-002579 ↗ |
| 2016-02-05 | RW | RW (withdrawal request) | TriVascular Technologies, Inc. | 0001193125-16-452392 ↗ |
| 2016-02-05 | RW | RW (withdrawal request) | TriVascular Technologies, Inc. | 0001193125-16-452398 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-04-11 | S-1/A | registration statement | $0.41 | 35,780 | $14,669 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2014-04-17 | 424B4 | final prospectus | $12.00 | 6,500,000 | $78,000,000 | Nasdaq TRIV | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BARRETT M JAMES | TenPercentOwner | 3 | 2014–2016 | ||
| BARRIS PETER J | TenPercentOwner | 3 | 2014–2016 | ||
| BASKETT FOREST | TenPercentOwner | 3 | 2014–2016 | ||
| BOCHNOWSKI JAMES J | TenPercentOwner | 3 | 2014–2016 | ||
| Chavez Christopher G. | Director,Officer | President, CEO and Chairman | 5 | 2014–2016 | |
| Chobotov Michael V. | Officer | Chief Technology Officer | 5 | 2014–2016 | |
| DEERFIELD MANAGEMENT CO | TenPercentOwnerOther | 2 | 2014 | ||
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 2 | 2014 | ||
| Deerfield Private Design Fund II, L.P. | TenPercentOwnerOther | 2 | 2014 | ||
| Deerfield Private Design International II, Ltd. | TenPercentOwnerOther | 1 | 2014 | ||
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 2 | 2014 | ||
| Deerfield Special Situations International Master Fund, L.P. | TenPercentOwnerOther | 2 | 2014 | ||
| Delphi BioInvestments VIII LP | TenPercentOwner | 3 | 2014–2016 | ||
| DELPHI BIOINVESTMENTS VII LP | TenPercentOwner | 3 | 2014–2016 | ||
| Delphi Management Partners VIII, L.L.C. | TenPercentOwner | 3 | 2014–2016 | ||
| Delphi Management Partners VII, L.L.C. | TenPercentOwner | 3 | 2014–2016 | ||
| DELPHI VENTURES VIII LP | TenPercentOwner | 3 | 2014–2016 | ||
| DELPHI VENTURES VII L P | TenPercentOwner | 3 | 2014–2016 | ||
| DOUGLASS DAVID L | TenPercentOwner | 3 | 2014–2016 | ||
| DRANT RYAN D | Director,TenPercentOwner | 3 | 2014–2015 | ||
| Elting Kimberley A. | Officer | VP, Gen. Counsel and Secretary | 5 | 2014–2016 | |
| EVNIN LUKE | TenPercentOwner | 2 | 2014 | ||
| Flynn James E | TenPercentOwnerOther | 2 | 2014 | person page Fuzzy | |
| Foley Todd | TenPercentOwner | 2 | 2014 | ||
| Jayaraman Vivek K | Officer | VP Global Sales and Marketing | 5 | 2014–2016 | |
| KAILIAN VAUGHN M | TenPercentOwner | 2 | 2014 | ||
| KERINS PATRICK J | TenPercentOwner | 3 | 2014–2016 | ||
| KOLLURI KRISHNA KITTU | TenPercentOwner | 3 | 2014–2016 | person page Fuzzy | |
| Kramer Michael R | Officer | Chief Financial Officer | 5 | 2014–2016 | |
| Molinari Louis J. | Officer | VP Manufacturing Operations | 4 | 2014–2015 | |
| Moore Daniel Jeffrey | Director | 3 | 2014–2016 | ||
| MPM Asset Management Investors BV4 LLC | TenPercentOwner | 2 | 2014 | ||
| MPM BioVentures IV GmbH & Co. Beteiligungs KG | TenPercentOwner | 2 | 2014 | ||
| MPM BioVentures IV GP LLC | TenPercentOwner | 2 | 2014 | ||
| MPM BioVentures IV LLC | TenPercentOwner | 2 | 2014 | ||
| MPM BioVentures IV QP LP | TenPercentOwner | 2 | 2014 | ||
| NEA 12 GP, LLC | TenPercentOwner | 3 | 2014–2016 | ||
| NEA Partners 12, Limited Partnership | TenPercentOwner | 3 | 2014–2016 | ||
| New Enterprise Associates 12, Limited Partnership | TenPercentOwner | 3 | 2014–2016 | ||
| Nunn Jason Raleigh | Director | 2 | 2014–2015 | ||
| O'Quinn Shari L | Officer | VP Clinical/Regulatory Affairs | 5 | 2014–2016 | |
| PAKIANATHAN DEEPIKA | TenPercentOwner | 3 | 2014–2016 | ||
| ROEDER DOUGLAS A | Director,TenPercentOwner | 7 | 2014–2016 | ||
| SANDELL SCOTT D | TenPercentOwner | 3 | 2014–2016 | ||
| Scopa James Paul | Director; Director,TenPercentOwner | 4 | 2014–2016 | ||
| Thomas Robert | Director | 4 | 2014–2016 | ||
| Whirley Robert G | Officer | VP Research and Development | 4 | 2014–2015 | |
| Deerfield Private Design International II, L.P. | TenPercentOwnerOther | 1 | 2014 | ||
| GADICKE ANSBERT | TenPercentOwner | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-08-21 | TriVascular Technologies, Inc. | Other Health Care | $10,000,000 | $10,000,000 | 5 | 1 |
| 2012-02-07 | TV2 HOLDING Co | Other Health Care | $7,200,000 | $7,161,013 | 22 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | TRIVASCULAR TECHNOLOGIES, INC. | CA | State business registries | name and state |
| Form D issuer | TriVascular Technologies, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | TriVascular Technologies, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | James E Flynn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Krishna Kittu Kolluri | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.