IPO registrations (S-1, F-1) · Registrants
Pershing Gold Corp.
- SEC CIK
- 1432196 · filings on EDGAR ↗
- Former names
- Sagebrush Gold Ltd. (2011–2012); Empire Sports & Entertainment Holdings Co. (2010–2011); Excel Global, Inc. (2008–2010)
- Registration
- Form S-1, first filed 2008-04-25, last 2018-01-18; 9 initial registrations, 11 amendments
- Outcome
- Declared effective 2008-05-09; withdrawal requested 2011-07-21
- Industry (SIC)
- Gold and Silver Ores 1040
- Incorporated in
- NV
- Business address
- 1658 COLE BOULEVARD, BUILDING 6, SUITE 210, Lakewood, CO 80401
- EIN
- 26-0657736
- EDGAR entity type
- operating
- Insiders and CEO pay
- Pershing Gold Corp. on the corporate pages
On this site
- Form D issuer: Pershing Gold Corp. EXACT (CIK (EXACT))
- Lobbying client: PERSHING GOLD CORPORATION Fuzzy (name and state)
- SEC filer: Pershing Gold Corp. EXACT (CIK (EXACT))
- Person page: Pamela L Saxton Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 56
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-04-25 | S-1 | S-1 (registration) | Excel Global, Inc. | 0001014897-08-000049 ↗ |
| 2008-05-09 | EFFECT | EFFECT (declared effective) | Excel Global, Inc. | 9999999995-08-001526 ↗ |
| 2009-02-11 | EFFECT | EFFECT (declared effective) | Excel Global, Inc. | 9999999995-09-000355 ↗ |
| 2011-01-28 | S-1 | S-1 (registration) | Empire Sports & Entertainment Holdings Co. | 0001144204-11-004598 ↗ |
| 2011-04-15 | S-1/A | S-1/A (amendment) | Empire Sports & Entertainment Holdings Co. | 0001469299-11-000220 ↗ |
| 2011-06-16 | S-1/A | S-1/A (amendment) | Sagebrush Gold Ltd. | 0001469299-11-000402 ↗ |
| 2011-07-21 | RW | RW (withdrawal request) | Sagebrush Gold Ltd. | 0001521536-11-000035 ↗ |
| 2012-01-18 | S-1 | S-1 (registration) | Sagebrush Gold Ltd. | 0001521536-12-000017 ↗ |
| 2012-07-13 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001469299-12-000208 ↗ |
| 2012-10-03 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001521536-12-000997 ↗ |
| 2012-12-06 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001521536-12-001231 ↗ |
| 2012-12-11 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001521536-12-001247 ↗ |
| 2013-01-18 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001521536-13-000039 ↗ |
| 2013-02-06 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001521536-13-000090 ↗ |
| 2013-02-12 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-13-000456 ↗ |
| 2013-11-13 | S-1 | S-1 (registration) | Pershing Gold Corp. | 0001104659-13-084225 ↗ |
| 2013-11-26 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-13-003377 ↗ |
| 2014-02-20 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001104659-14-011908 ↗ |
| 2014-04-03 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001104659-14-025268 ↗ |
| 2014-05-02 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-14-001307 ↗ |
| 2014-08-28 | S-1 | S-1 (registration) | Pershing Gold Corp. | 0001104659-14-063668 ↗ |
| 2014-09-05 | S-1 | S-1 (registration) | Pershing Gold Corp. | 0001104659-14-064976 ↗ |
| 2014-09-09 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-14-002700 ↗ |
| 2014-09-24 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-14-002861 ↗ |
| 2014-09-25 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-14-002874 ↗ |
| 2014-12-04 | S-1 | S-1 (registration) | Pershing Gold Corp. | 0001144204-14-072375 ↗ |
| 2014-12-18 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-14-003741 ↗ |
| 2015-06-04 | S-1 | S-1 (registration) | Pershing Gold Corp. | 0001144204-15-035511 ↗ |
| 2015-06-16 | S-1/A | S-1/A (amendment) | Pershing Gold Corp. | 0001144204-15-037273 ↗ |
| 2015-06-17 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-15-001652 ↗ |
| 2015-10-08 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-15-002681 ↗ |
| 2015-10-08 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-15-002682 ↗ |
| 2015-10-08 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-15-002685 ↗ |
| 2015-10-08 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-15-002686 ↗ |
| 2015-10-08 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-15-002687 ↗ |
| 2016-01-04 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-16-003457 ↗ |
| 2016-05-04 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-16-004534 ↗ |
| 2016-06-29 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-16-005034 ↗ |
| 2016-07-28 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-16-005269 ↗ |
| 2016-07-28 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-16-005270 ↗ |
| 2018-01-18 | S-1 | S-1 (registration) | Pershing Gold Corp. | 0001144204-18-002668 ↗ |
| 2018-01-26 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-18-000235 ↗ |
| 2018-01-26 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-18-000238 ↗ |
| 2018-08-30 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-18-002240 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000714 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000715 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000717 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000718 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000719 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000720 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000721 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000722 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000723 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000724 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000725 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Pershing Gold Corp. | 9999999995-19-000728 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Alfers Stephen D. | Director,Officer | CEO and President | 11 | 2012–2019 | |
| Honig Barry C | Director; Director,TenPercentOwner; TenPercentOwner | 220 | 2012–2019 | ||
| RECTOR DAVID | Director | 3 | 2012 | ||
| WASSERMAN ADAM C | Officer | Chief Financial Officer | 1 | 2012 | |
| Frost Gamma Investments Trust | TenPercentOwner | 16 | 2012–2016 | ||
| Continental Resources Group, Inc. | TenPercentOwner | 1 | 2012 | ||
| Alexander Eric | Officer | VP Finance and Controller; V.P. Finance & Controller; VP of Finance and Controller | 13 | 2012–2019 | |
| Morrison Alex G | Director | 9 | 2012–2018 | ||
| STRUHSACKER DEBRA W | Officer | Corporate Vice President; Senior Vice President | 9 | 2013–2018 | |
| JANKE TIMOTHY MARK | Officer | Chief Operating Officer; Chief Operations Officer | 7 | 2014–2019 | |
| Branham Alan David | Director | 2 | 2015 | ||
| Karr Edward M | Director | 13 | 2015–2019 | ||
| DONALD SMITH & CO., INC. | TenPercentOwner | 4 | 2016 | ||
| Barr Douglass Scott | Director | 6 | 2016–2017 | ||
| SAXTON PAMELA L | Director | 4 | 2017–2019 | person page Fuzzy | |
| Clevenger Jeffrey G | Director | 3 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-01-04 | Pershing Gold Corp. | Other | $6,550,000 | $6,550,000 | 11 | 1 |
| 2016-03-10 | Pershing Gold Corp. | Other | $10,000,000 | $6,892,898 | 96 | 1 |
| 2015-04-23 | Pershing Gold Corp. | Other | $15,000,000 | $11,480,326 | 139 | 1 |
| 2014-11-14 | Pershing Gold Corp. | Other | $150,000 | $150,000 | 1 | 1 |
| 2014-08-07 | Pershing Gold Corp. | Other | $5,000,000 | $2,316,640 | 13 | 1 |
| 2014-07-15 | Pershing Gold Corp. | Other | $15,000,000 | $9,036,817 | 53 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.