IPO registrations (S-1, F-1) · Registrants
ROKU, INC
- SEC CIK
- 1428439 · filings on EDGAR ↗
- Former names
- ROKU INC (2008–2009)
- Registration
- Form S-1, first filed 2017-09-01, last 2017-09-18; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2017-09-28; declared effective 2017-09-27
- Industry (SIC)
- Cable & Other Pay Television Services 4841
- Incorporated in
- DE
- Business address
- 1173 COLEMAN AVENUE, San Jose, CA 95110
- EIN
- 26-2087865
- Ticker
- ROKU (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ROKU, INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2017-09-18)
- Final price
- $14.00 per share, within the range (424B4 filed 2017-09-28, an initial public offering)
- Shares sold
- 15,668,000 (9,000,000 by the company, 6,668,000 by selling holders)
- Gross proceeds
- $219,352,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ROKU
- Lead underwriters
- Morgan Stanley; Citigroup (4,075,248 shares)
- Syndicate
- Allen & Company (1,958,500); RBC Capital Markets (1,958,500); Needham & Company (573,448); Oppenheimer (573,448); William Blair (573,448)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FLORIDA ROKU, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Roku, Inc. Fuzzy (name and state)
- Business registration: Roku, Inc. Fuzzy (name and state)
- Business registration: Roku, Inc. Fuzzy (name and state)
- Business registration: Roku, Inc. Fuzzy (name and state)
- Business registration: ROKU, INC. Fuzzy (name and state)
- Business registration: ROKU, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ROKU, INC. EXACT (EIN (EXACT))
- Form D issuer: ROKU, INC EXACT (CIK (EXACT))
- Lobbying client: ROKU INC. Fuzzy (name and state)
- Lobbying client: ROKU, INC. Fuzzy (name and state)
- Lobbying client: ROKU, INC. Fuzzy (name and state)
- Lobbying client: ROKU, INC. Fuzzy (name and state)
- Lobbying client: ROKU, INC. Fuzzy (name and state)
- Lobbying client: ROKU, INC. Fuzzy (name and state)
- Lobbying client: ROKU, INC. Fuzzy (name and state)
- Lobbying registrant: ROKU, INC. Fuzzy (name and state)
- SEC filer: ROKU, INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-09-01 | S-1 | S-1 (registration) | ROKU, INC | 0001193125-17-275689 ↗ |
| 2017-09-18 | S-1/A | S-1/A (amendment) | ROKU, INC | 0001193125-17-286740 ↗ |
| 2017-09-27 | EFFECT | EFFECT (declared effective) | ROKU, INC | 9999999995-17-002478 ↗ |
| 2017-09-28 | 424B4 | 424B4 (final prospectus) | ROKU, INC | 0001193125-17-297930 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-09-18 | S-1/A | registration statement | $12.00–$14.00 | 15,668,000 | - | Nasdaq ROKU | 7 | primary document; range, shares headline, cover names 7 | document ↗ | |
| 2017-09-28 | 424B4 | final prospectus | $14.00 | 15,668,000 | $219,352,000 | Nasdaq ROKU | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 6, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ahuja Ravi | Director | 12 | 2017–2025 | ||
| CAROLAN SHAWN T | Director,TenPercentOwner; TenPercentOwner | 5 | 2017–2018 | ||
| Hastings Jeff | Director | 28 | 2017–2026 | ||
| Henricks Alan S. | Director | 23 | 2017–2021 | ||
| HUNT NEIL D | Director | 22 | 2017–2026 | ||
| KAY STEPHEN H | Director,Officer; Officer | SVP, Gen. Counsel, Sec; SVP General Counsel, Secretary; VP, General Counsel, Secretary | 61 | 2017–2024 | |
| LEFF DANIEL V | Director | 2 | 2017–2018 | ||
| Louden Steve | Officer | CFO; Chief Financial Officer | 14 | 2017–2022 | |
| MENLO ENTREPRENEURS FUND X LP | TenPercentOwner | 6 | 2017–2018 | ||
| Menlo Ventures X L P | TenPercentOwner | 6 | 2017–2018 | ||
| MMEF X LP | TenPercentOwner | 6 | 2017–2018 | ||
| MV Management X, L.L.C. | TenPercentOwner | 6 | 2017–2018 | ||
| Rosenberg Scott A. | Officer | GM, Sr. VP Advertising; GM, Sr VP Platform Busines; GM, Sr. VP Platform Business | 47 | 2017–2022 | |
| Rothrock Ray A. | Director | 18 | 2017–2026 | ||
| Shannon Steve | Officer | GM, Sr. VP Content & Services | 1 | 2017 | |
| Smith Chas | Officer | GM, Sr. VP Roku TV & Players | 17 | 2017–2019 | |
| Wood Anthony J. | Director,Officer; Director,Officer,TenPercentOwner | CEO and Chairman BOD; President, CEO, Chairman | 176 | 2017–2026 | |
| Globespan Capital Partners V LP | TenPercentOwner | 3 | 2018 | ||
| Goldfarb Andrew P | TenPercentOwner | 3 | 2018 | ||
| Fyfield Mai | Director | 36 | 2018–2026 | ||
| Ozgen Mustafa | Officer | Pres, Devices, Prod, and Tech; President, Devices; SVP and GM of Account Acquisit | 43 | 2019–2026 | |
| HODRICK LAURIE SIMON | Director | 9 | 2020–2026 | ||
| LUNA GINA | Director | 9 | 2020–2026 | ||
| Fuchsberg Gilbert | Officer | President, Subscriptions; SVP, Corporate Development; SVP, Subscriptions & Corp Dev | 27 | 2022–2026 | |
| Katz Gidon | Officer | President, Consumer Experience; SVP, Platform Products & UX | 11 | 2022–2024 | |
| Collier Charles | Officer | President, Roku Media | 58 | 2022–2026 | |
| Banks Matthew C. | Officer | VP, CAO; VP, Corp Controller & CAO | 40 | 2022–2026 | |
| Jedda Dan | Officer | CFO; CFO & COO | 38 | 2023–2026 | |
| Blackburn Jeffrey M | Director | 7 | 2023–2026 | ||
| Pentland Adele Louise | Officer | SVP General Counsel, Secretary | 4 | 2024–2025 | |
| Handman Christopher T. | Officer | SVP and General Counsel; SVP & General Counsel | 6 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-01-29 | ROKU, INC | Other Technology | $45,500,000 | $45,500,000 | 14 | 1 |
| 2014-10-22 | ROKU, INC | Other Technology | $25,000,000 | $25,000,000 | 11 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FLORIDA ROKU, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | ROKU, INC | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | ROKU, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Roku, Inc. | State business registries | name and state | |
| Business registration | Roku, Inc. | State business registries | name and state | |
| Business registration | Roku, Inc. | State business registries | name and state | |
| Business registration | Roku, Inc. | State business registries | name and state | |
| Business registration | ROKU, INC. | State business registries | name and state | |
| Business registration | ROKU, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | ROKU, INC. | EIN (EXACT) | ||
| Lobbying client | ROKU INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | ROKU, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | ROKU, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | ROKU, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | ROKU, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | ROKU, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | ROKU, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying registrant | ROKU, INC. | Federal lobbying (LDA) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Cable & Other Pay Television Services, CA first:
- MAGINET CORP CA
- DIVA SYSTEMS CORP CA
- TIVO SOLUTIONS INC. CA
- REPLAYTV INC CA
- CROWN MEDIA HOLDINGS INC CA
- NGTV CA
- Current Media, Inc. CA
- CHELL GROUP CORP A6
- UNITED AUSTRALIA PACIFIC INC CO
- UIH ASIA/PACIFIC COMMUNICATIONS INC CO
In other datasets, the same topic (Telecommunications) in CA:
- Form D issuer: 3TA Halo Inc (Form D private offerings)
Interests: Cable & Other Pay Television Services · Telecommunications