IPO registrations (S-1, F-1) · Registrants

HEALTHEQUITY, INC.

SEC CIK
1428336 · filings on EDGAR ↗
Name on the registration
HEALTHEQUITY INC
Former names
HEALTHEQUITY INC (2008–2019)
Registration
Form S-1, first filed 2014-06-10, last 2015-05-04; 2 initial registrations, 4 amendments
Outcome
Final prospectus filed 2014-08-01; declared effective 2014-07-30
Industry (SIC)
Services-Business Services, NEC 7389
Incorporated in
DE
Business address
15 WEST SCENIC POINTE DRIVE, SUITE 100, Draper, UT 84020
Ticker
HQY (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
HEALTHEQUITY, INC. on the corporate pages

Offering terms

Proposed price range
$10.00–$12.00 per share (S-1/A filed 2014-07-17)
Final price
$14.00 per share, above the range (424B4 filed 2014-08-01, an initial public offering)
Shares sold
9,100,000
Gross proceeds
$127,400,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol HQY
Lead underwriters
J.P. Morgan (4,095,000 shares); Wells Fargo (2,502,500 shares)
Syndicate
Raymond James (1,137,500); Baird (682,500); Truist Securities (682,500)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 13

FiledFormWhat it isName as filedEDGAR
2014-06-10S-1S-1 (registration)HEALTHEQUITY INC0001193125-14-232134 ↗
2014-07-16S-1/AS-1/A (amendment)HEALTHEQUITY INC0001193125-14-270119 ↗
2014-07-17S-1/AS-1/A (amendment)HEALTHEQUITY INC0001193125-14-271020 ↗
2014-07-24S-1/AS-1/A (amendment)HEALTHEQUITY INC0001193125-14-279052 ↗
2014-07-30EFFECTEFFECT (declared effective)HEALTHEQUITY INC9999999995-14-002306 ↗
2014-08-01424B4424B4 (final prospectus)HEALTHEQUITY INC0001193125-14-291706 ↗
2015-04-02S-1S-1 (registration)HEALTHEQUITY INC0001047469-15-003092 ↗
2015-05-04S-1/AS-1/A (amendment)HEALTHEQUITY INC0001047469-15-004303 ↗
2015-05-05S-1MEFS-1MEF (added securities)HEALTHEQUITY INC0001047469-15-004406 ↗
2015-05-05EFFECTEFFECT (declared effective)HEALTHEQUITY INC9999999995-15-001226 ↗
2015-05-06424B4424B4 (final prospectus)HEALTHEQUITY INC0001047469-15-004447 ↗
2016-10-19424B4424B4 (final prospectus)HEALTHEQUITY INC0001047469-16-016174 ↗
2016-10-24424B4424B4 (final prospectus)HEALTHEQUITY INC0001047469-16-016215 ↗

Prospectus pages read 3

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-07-17S-1/Aregistration statement$10.00–$12.00$11.009,100,000$100,100,000Nasdaq HQY5primary document; range, price sentence, shares headline, proceeds computed, cover names 5document ↗
2014-07-24S-1/Aregistration statement--0primary document; no terms founddocument ↗
2014-08-01424B4final prospectus$14.009,100,000$127,400,000Nasdaq HQY5primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Berkley Capital Investors, L.P.Other; TenPercentOwner232014–2018
Berkley Capital, LLCOther; TenPercentOwner232014–2018
Corvino FrankDirector; Other242014–2024
Dreier AshleyOfficer; OtherExecutive VP, CTO and CIO; Executive, VP, CTO and CIO; Former Exec, VP, CTO and CIO292014–2020
Financial Partners Fund I, L.P.TenPercentOwner22014
First HSA, GPTenPercentOwner12014
HealthEquity Founder Holdings, LLCTenPercentOwner12014
Keohan Edward CraigOfficerExec VP of Sales & Marketing12014
Kessler JonDirector; Director,Officer; Director,Officer,TenPercentOwner; OtherPresident and CEO; PRESIDENT AND CEO602014–2025
LEAVITT MICHAEL ODirector122014–2017
Medici FrankDirector; Director,TenPercentOwner352014–2020
MOTT DARCY GOfficer; OtherExecutive VP and CEO; Executive VP and CFO672014–2021
Napier Park Global Capital GP LLCTenPercentOwner22014
NEELEMAN DAVIDTenPercentOwner22014
Neeleman StephenDirector,Officer; Director,Officer,TenPercentOwnerFounder and Vice Chairman; FOUNDER AND VICE CHAIRMAN862014–2026
Pershing SandraTenPercentOwner22014
Pinnacle Health III, LLCTenPercentOwner22014
POMERANTZ ERNEST HTenPercentOwner22014
Rana Manu SDirector162014–2017
Sacks IanDirector; Other232014–2023
Dilsaver Evelyn SDirector212014–2026
Jensen FrodeOfficerExecutive VP, GC & Corp. Secy.32014–2016
Sydney MatthewOfficerExec VP, Sales & Marketing62014–2016
Soldan JonOfficerExec VP, Operations82015–2018
SELANDER ROBERT WDirector222015–2026
DILLON ADRIAN TDirector192016–2026
Ladd DelanoDirectorOther; OfficerEVP, Counsel & Secretary; EVP, GC & CORPORATE SECRETARY; EVP, General Counsel; Executive VP, GC & Corp. Secy.492016–2026
ROBINSON GARY DOfficerEVP, Chief Marketing Officer62017–2018
Otten William RobertOfficer; OtherExecutive VP of Sales192017–2021
Wellborn Gayle FurgursonDirector172017–2026
BERKLEY W R CORPOther; TenPercentOwner112017–2018
McCowan Debra CharlotteDirector152018–2026
Hill Angelique ChristineOfficerExec VP, Operations112018–2021
Bloomberg EdwardOfficerChief Operating Officer; CHIEF OPERATING OFFICER132018–2022
Trittschuh Larry LOfficer; OtherEVP Chief Security Officer; EVP CHIEF SECURITY OFFICER242018–2023
Hostetter Adam JOfficerEVP Chief Marketing Officer62019–2021
Parker Stuart B.Director162020–2026
Murdock Tyson D.Officer; OtherEVP & CFO142021–2024
Rosner ElimelechOfficerEVP, Chief Technology Officer; EVP, CHIEF TECHNOLOGY OFFICER272022–2026
Natarajan RajeshDirector102022–2026
Black PaulDirector42022–2024
Lucania James MOfficerEVP & CFO122023–2026
Aissi SlimOfficerEVP, Chief Security Officer; EVP, CHIEF SECURITY OFFICER22024
Fiore Michael HenryOfficerEVP, CHIEF COMMERCIAL OFFICER122024–2026
Cutler ScottDirector,OfficerPresident and CEO62025–2026
Gathright MichaelOfficerChief Customer Officer32025–2026
Gassen WilliamDirector22026
Rajasekar SunilOfficerEVP Chief Prod & Strat Officer12026
Heuland Noemie ClemenceDirector12026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationHealthEquity, Inc.UTState business registriesname and state
Business registrationHealthEquity, Inc.UTState business registriesname and state
Business registrationHealthEquity, Inc.UTState business registriesname and state
Business registrationHEALTHEQUITY, INC.UTState business registriesname and state
Business registrationHEALTHEQUITY, INC.UTState business registriesname and state
Business registrationHEALTHEQUITY, INC.UTState business registriesname and state
Business registrationHEALTHEQUITY, INC.UTState business registriesname and state
Business registrationHEALTHEQUITY, INC.UTState business registriesname and state
Business registrationHEALTHEQUITY, INC.UTState business registriesname and state
ContractorHEALTH EQUITYUTNonprofit contractors (Form 990)same street address and ZIP code, 15 W SCENIC POINTE DR STE 100 84020 (FUZZY: a shared address, not proof of a shared organization)
ContractorHEALTHEQUITY INCUTNonprofit contractors (Form 990)name and state
Federal award recipientHEALTHEQUITY, INC.UTFederal spending (USAspending)name and state
Lobbying clientHEALTHEQUITYUTFederal lobbying (LDA)name and state
Lobbying clientHEALTHEQUITYUTFederal lobbying (LDA)name and state
Lobbying clientHEALTHEQUITY, INC.UTFederal lobbying (LDA)name and state
Lobbying clientHEALTHEQUITY, INC.UTFederal lobbying (LDA)name and state
SEC filerHEALTHEQUITY, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerHealthEquity, Inc.UTTrademarks (USPTO)name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.