IPO registrations (S-1, F-1) · Registrants
Real Goods Solar, Inc.
- SEC CIK
- 1425565 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-02-07, last 2019-05-01; 3 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2008-05-08; declared effective 2008-05-07; withdrawal requested 2016-05-13
- Industry (SIC)
- Construction - Special Trade Contractors 1700
- Incorporated in
- CO
- Business address
- 110 16TH STREET, 3RD FLOOR, Denver, CO 80202
- EIN
- 26-1851813
- EDGAR entity type
- operating
- Insiders and CEO pay
- Real Goods Solar, Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2008-05-02)
- Final price
- $10.00 per share, within the range (424B1 filed 2008-05-08, an initial public offering)
- Shares sold
- 5,500,000
- Gross proceeds
- $55,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RSOL
- Lead underwriters
- Canaccord Genuity
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: REAL GOODS SOLAR, INC. Fuzzy (name and state)
- Form D issuer: Real Goods Solar, Inc. EXACT (CIK (EXACT))
- SEC filer: Real Goods Solar, Inc. EXACT (CIK (EXACT))
Filings 32
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-02-07 | S-1 | S-1 (registration) | Real Goods Solar, Inc. | 0001193125-08-021834 ↗ |
| 2008-03-28 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001193125-08-069311 ↗ |
| 2008-04-11 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001193125-08-080012 ↗ |
| 2008-04-17 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001193125-08-083780 ↗ |
| 2008-04-30 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001193125-08-097434 ↗ |
| 2008-05-02 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001193125-08-100894 ↗ |
| 2008-05-07 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-08-001475 ↗ |
| 2008-05-08 | 424B1 | 424B1 (final prospectus) | Real Goods Solar, Inc. | 0001193125-08-107302 ↗ |
| 2013-07-03 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-13-002003 ↗ |
| 2013-07-30 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-13-002255 ↗ |
| 2013-11-27 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-13-003393 ↗ |
| 2014-02-10 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-14-000385 ↗ |
| 2014-08-11 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-14-002460 ↗ |
| 2014-11-12 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-14-003325 ↗ |
| 2015-08-20 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-15-002345 ↗ |
| 2016-05-13 | RW | RW (withdrawal request) | Real Goods Solar, Inc. | 0001571049-16-015296 ↗ |
| 2016-06-08 | S-1 | S-1 (registration) | Real Goods Solar, Inc. | 0001571049-16-015844 ↗ |
| 2016-06-27 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001571049-16-016292 ↗ |
| 2016-07-21 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001571049-16-016689 ↗ |
| 2016-08-25 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001571049-16-017717 ↗ |
| 2016-09-02 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001571049-16-017986 ↗ |
| 2016-09-07 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001571049-16-018038 ↗ |
| 2016-09-08 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-16-005640 ↗ |
| 2016-09-09 | 424B4 | 424B4 (final prospectus) | Real Goods Solar, Inc. | 0001571049-16-018183 ↗ |
| 2017-06-29 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-17-001696 ↗ |
| 2017-07-21 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-17-001908 ↗ |
| 2018-05-04 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-18-001147 ↗ |
| 2018-09-20 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-18-002421 ↗ |
| 2019-04-15 | S-1 | S-1 (registration) | Real Goods Solar, Inc. | 0001144204-19-019695 ↗ |
| 2019-04-16 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-19-000716 ↗ |
| 2019-05-01 | S-1/A | S-1/A (amendment) | Real Goods Solar, Inc. | 0001144204-19-022953 ↗ |
| 2019-05-03 | EFFECT | EFFECT (declared effective) | Real Goods Solar, Inc. | 9999999995-19-001003 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-05-02 | S-1/A | registration statement | $10.00–$12.00 | 5,000,000 | - | Nasdaq RSOL | 1 | primary document; range, shares headline, cover names 1 | document ↗ | |
| 2008-05-08 | 424B1 | final prospectus | $10.00 | 5,500,000 | $55,000,000 | Nasdaq RSOL | 1 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ARGYROPOULOS JAMES P | Director | 20 | 2008–2012 | ||
| GAIAM INC | Director,TenPercentOwner; TenPercentOwner | 7 | 2008–2013 | ||
| MOWRY BARBARA | Director | 21 | 2008–2012 | ||
| Nark Ted C | Director | 6 | 2008–2009 | ||
| RYSAVY JIRKA | Director,TenPercentOwnerOther | 1 | 2008 | ||
| SCHAEFFER JOHN | Director; Director,Officer; Officer | Chief Executive Officer; Gen. Manager Retail & Dist.; President | 8 | 2008–2015 | |
| Valentine Vilia | Officer | Chief Finacial Officer; Chief Financial Officer | 2 | 2008 | |
| Zech Erik Ronald | Officer | Chief Financial Officer; President and CFO | 3 | 2008–2010 | |
| McCalmont Darlene J. | TenPercentOwner | 32 | 2008–2011 | ||
| McCalmont D. Thompson | Director,Officer,TenPercentOwner; Other; TenPercentOwner | Chief Executive Officer | 29 | 2008–2011 | |
| Lehman Scott B. | Director | 17 | 2009–2012 | ||
| POWERS LYNN | Director | 2 | 2009 | ||
| Yearsley William S. | Director,Officer | CEO | 3 | 2011 | |
| BELLUCK DAVID L | Director; Director,TenPercentOwner | 9 | 2011–2015 | ||
| KAUFMAN STEVEN B | Director | 9 | 2011–2015 | ||
| Riverside Renewable Energy Investments, LLC | TenPercentOwner | 4 | 2012–2015 | ||
| Coletta John | Officer | Chief Financial Officer | 2 | 2012 | |
| JACKSON JOHN R | Director | 1 | 2012 | ||
| Scott Robert Lee | Director | 12 | 2012–2019 | ||
| Mofid Kamyar | Director,Officer | CEO | 3 | 2012–2013 | |
| BOUSKA PAVEL | Director | 5 | 2012–2019 | ||
| Chin Angy C. | Officer | Acting CFO | 1 | 2012 | |
| DiPaolo Anthony M | Officer | CFO | 3 | 2013–2014 | |
| Bowles Ian A | Director | 10 | 2014–2019 | ||
| WHITE RICHARD | Director | 3 | 2014 | ||
| LACEY DENNIS J | Director,Officer; Officer | CEO; CEO and acting PFO | 17 | 2014–2019 | |
| Fine Alan | Officer | CFO; PAO and Treasurer | 10 | 2014–2019 | |
| ANDERSON PAUL R | Officer | CAO/General Counsel | 1 | 2016 | |
| Mannik Thomas | Officer | Principal Accounting Officer | 1 | 2016 | |
| MCCLOSKEY MICHAEL J | Officer | CAO & General Counsel | 1 | 2016 | |
| Dorsey Nicolle | Officer | PAO and Controller | 3 | 2018 | |
| Neble George R | Director | 2 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-04-19 | Real Goods Solar, Inc. | Other Energy | $10,750,000 | $10,750,000 | 2 | 1 |
| 2018-01-19 | Real Goods Solar, Inc. | Other Energy | $1,832,100 | $1,832,100 | 1 | 1 |
| 2016-04-14 | Real Goods Solar, Inc. | Other Energy | $10,000,000 | $10,000,000 | 5 | 1 |
| 2014-07-14 | Real Goods Solar, Inc. | Other Energy | $7,006,322 | $7,006,322 | 24 | 1 |
| 2012-01-27 | Real Goods Solar, Inc. | Other Energy | $12,305,000 | $10,005,000 | 34 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | REAL GOODS SOLAR, INC. | CO | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | REAL GOODS SOLAR, INC. | CO | Federal spending (USAspending) | name and state |
| Form D issuer | Real Goods Solar, Inc. | CO | Form D private offerings | CIK (EXACT) |
| SEC filer | Real Goods Solar, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Real Goods Solar, Inc. | CO | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.