IPO registrations (S-1, F-1) · Registrants
GreenHunter Resources, Inc.
- SEC CIK
- 1410056 · filings on EDGAR ↗
- Former names
- GreenHunter Energy, Inc. (2007–2013)
- Registration
- Form S-1, first filed 2011-12-08, last 2014-02-04; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2012-07-26; declared effective 2012-07-24
- Industry (SIC)
- Industrial Organic Chemicals 2860
- Incorporated in
- DE
- Business address
- 1048 TEXAN TRAIL, Grapevine, TX 76051
- EIN
- 20-4864036
- EDGAR entity type
- operating
- Insiders and CEO pay
- GreenHunter Resources, Inc. on the corporate pages
Offering terms
- Final price
- $21.00 per share (424B4 filed 2012-07-26)
- Shares sold
- 425,000
- Gross proceeds
- $8,925,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol GRH
- Lead underwriters
- MLV & Co
- Syndicate
- National Securities Corporation; Northland Securities; Livingston Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: GREENHUNTER ENERGY, INC. EXACT (EIN (EXACT))
- Form D issuer: GreenHunter Resources, Inc. EXACT (CIK (EXACT))
- SEC filer: GreenHunter Energy, Inc. EXACT (CIK (EXACT))
- Person page: Paul J Orfalea Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-12-08 | S-1 | S-1 (registration) | GreenHunter Energy, Inc. | 0001193125-11-335225 ↗ |
| 2012-01-18 | S-1/A | S-1/A (amendment) | GreenHunter Energy, Inc. | 0001193125-12-014610 ↗ |
| 2012-05-18 | S-1/A | S-1/A (amendment) | GreenHunter Energy, Inc. | 0001193125-12-240228 ↗ |
| 2012-06-18 | S-1/A | S-1/A (amendment) | GreenHunter Energy, Inc. | 0001193125-12-274037 ↗ |
| 2012-07-02 | S-1/A | S-1/A (amendment) | GreenHunter Energy, Inc. | 0001193125-12-292335 ↗ |
| 2012-07-06 | S-1/A | S-1/A (amendment) | GreenHunter Energy, Inc. | 0001193125-12-296364 ↗ |
| 2012-07-12 | S-1/A | S-1/A (amendment) | GreenHunter Energy, Inc. | 0001193125-12-300936 ↗ |
| 2012-07-24 | EFFECT | EFFECT (declared effective) | GreenHunter Energy, Inc. | 9999999995-12-002243 ↗ |
| 2012-07-26 | 424B4 | 424B4 (final prospectus) | GreenHunter Energy, Inc. | 0001193125-12-317012 ↗ |
| 2012-12-07 | EFFECT | EFFECT (declared effective) | GreenHunter Energy, Inc. | 9999999995-12-003467 ↗ |
| 2013-12-13 | S-1 | S-1 (registration) | GreenHunter Resources, Inc. | 0001193125-13-473336 ↗ |
| 2014-01-23 | S-1/A | S-1/A (amendment) | GreenHunter Resources, Inc. | 0001193125-14-018796 ↗ |
| 2014-02-04 | S-1/A | S-1/A (amendment) | GreenHunter Resources, Inc. | 0001193125-14-035148 ↗ |
| 2014-02-14 | EFFECT | EFFECT (declared effective) | GreenHunter Resources, Inc. | 9999999995-14-000469 ↗ |
| 2014-10-24 | EFFECT | EFFECT (declared effective) | GreenHunter Resources, Inc. | 9999999995-14-003138 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-07-12 | S-1/A | registration statement | $21.00 | 600,000 | $12,600,000 | NYSE American GRH | 3 | primary document; price table, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 2012-07-26 | 424B4 | final prospectus | $21.00 | 425,000 | $8,925,000 | NYSE American GRH | 4 | primary document; price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| EVANS GARY C | Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO; CEO & Chairman; CEO, President & Chairman; CHAIRMAN AND CEO; Chairman and Interim CEO; CHAIRMAN AND INTERIM CEO; Chairman, CEO and President; Chairman, CEO & President; Chairman, President and CEO; INTERIM CEO; Sr. VP & General Counsel | 19 | 2007–2015 | |
| Investment Hunter LLC | Director,TenPercentOwner; TenPercentOwner | CEO | 6 | 2007–2013 | |
| JOHNSTON MORGAN F | Officer | Sr. VP, Gen Coun. & Secretary; Sr. VP, General COunsel &; SVP Gen Counsel | 4 | 2007–2014 | |
| Krueger David S | Officer | CFO; VP & CFO | 3 | 2007–2013 | |
| Studer Michael K | Director,Officer | President and COO; President & COO | 2 | 2007–2008 | |
| WALKER RONLAD H | Director | 5 | 2008–2015 | ||
| Zahradnik Robert J. | Director | 2 | 2008 | ||
| Ray Stuart W. | Director | 1 | 2008 | ||
| Bertani Renato | Director | 1 | 2008 | ||
| Helfert Lance W | Other; TenPercentOwner | 5 | 2008–2012 | ||
| Lowe R Atticus | Other; TenPercentOwner | 5 | 2008–2012 | ||
| Orfalea Paul J | Other; TenPercentOwner | 4 | 2008–2012 | person page Fuzzy | |
| WEST COAST ASSET MANAGEMENT INC | Other; TenPercentOwner | 5 | 2008–2012 | ||
| WEST COAST OPPORTUNITY FUND LLC | Other; TenPercentOwner | 7 | 2008–2012 | ||
| Sasser James R. | Director | 1 | 2008 | ||
| Hoopes Jonathan David | Director,Officer; Officer | COO and President; Interim CEO, Pres & COO; President and COO; PRESIDENT AND COO | 7 | 2009–2013 | |
| Ormand Ronald D | Director | 3 | 2009–2013 | ||
| EASLEY ROY ERNEST | Director | 8 | 2012–2014 | ||
| EVANS EQUITIES, LP | TenPercentOwner | 1 | 2013 | ||
| SILCOCK JULIE | Director | 3 | 2013–2014 | ||
| MCCLUNG RONALD | Officer | CFO | 4 | 2013–2014 | |
| TROSCLAIR KIRK | Officer | COO; Exec VP and COO | 3 | 2014–2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-05-15 | GreenHunter Resources, Inc. | Environmental Services | $16,000,000 | $13,000,000 | 3 | 1 |
| 2014-03-21 | GreenHunter Resources, Inc. | Environmental Services | $2,635,000 | $2,595,000 | 24 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | GreenHunter Resources, Inc. | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | GreenHunter Resources, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | GREENHUNTER ENERGY, INC. | EIN (EXACT) | ||
| Person page | Paul J Orfalea | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Industrial Organic Chemicals, TX first:
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- PLEDGE PETROLEUM CORP TX
- LyondellBasell Industries N.V. TX
- Westlake Chemical Partners LP TX
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In other datasets, the same topic (Health) in TX:
- Nonprofit: AARON ALEXANDERS CLUB NICU (Nonprofits (IRS Form 990))
Interests: Industrial Organic Chemicals · Health