IPO registrations (S-1, F-1) · Registrants
Happen, Inc.
- SEC CIK
- 1409970 · filings on EDGAR ↗
- Name on the registration
- LendingClub Corp
- Former names
- LendingClub CORP (2007–2026); LendingClub Corp (2007–2026)
- Registration
- Form S-1, first filed 2008-06-20, last 2014-12-08; 4 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2014-12-11; declared effective 2008-10-10; withdrawal requested 2014-08-25
- Industry (SIC)
- Personal Credit Institutions 6141
- Incorporated in
- DE
- Business address
- 88 KEARNY ST, SUITE 600, San Francisco, CA 94108
- Ticker
- HAPN (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Happen, Inc. on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2014-12-08)
- Final price
- $15.00 per share, above the range (424B4 filed 2014-12-11, an initial public offering)
- Shares sold
- 58,000,000 (50,300,000 by the company, 7,700,000 by selling holders)
- Gross proceeds
- $870,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol LC
- Lead underwriters
- Morgan Stanley; Goldman Sachs (13,920,000 shares)
- Syndicate
- Credit Suisse (8,120,000); Citigroup (6,960,000); Allen & Company (6,380,000); Stifel (1,740,000); BMO Capital Markets (1,450,000); William Blair (1,305,000); Wells Fargo (1,305,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Happen, Inc. Fuzzy (name and state)
- Business registration: Happen, Inc. Fuzzy (name and state)
- Business registration: HAPPEN, INC. Fuzzy (name and state)
- Business registration: HAPPEN, INC. Fuzzy (name and state)
- Business registration: HAPPEN, INC. Fuzzy (name and state)
- Business registration: HAPPEN, INC. Fuzzy (name and state)
- Business registration: HAPPEN, INC. Fuzzy (name and state)
- SEC filer: Happen, Inc. EXACT (CIK (EXACT))
- Person page: Thomas W Casey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Timothy J Mayopoulos Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 39
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-06-20 | S-1 | S-1 (registration) | LendingClub Corp | 0000891618-08-000318 ↗ |
| 2008-08-04 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0000950134-08-013885 ↗ |
| 2008-09-09 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0000950134-08-016324 ↗ |
| 2008-10-09 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0000950134-08-017739 ↗ |
| 2008-10-10 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-08-003114 ↗ |
| 2008-11-21 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-08-003434 ↗ |
| 2008-11-21 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-09-000134 ↗ |
| 2009-07-29 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-09-002069 ↗ |
| 2010-01-20 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-10-000251 ↗ |
| 2010-05-06 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-10-001401 ↗ |
| 2010-05-24 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-10-001597 ↗ |
| 2010-07-30 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-10-002302 ↗ |
| 2010-10-15 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-10-002941 ↗ |
| 2011-01-05 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-11-000066 ↗ |
| 2011-04-21 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-11-001109 ↗ |
| 2011-06-06 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-11-001744 ↗ |
| 2011-06-10 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-11-001811 ↗ |
| 2011-07-29 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-11-002323 ↗ |
| 2011-08-12 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-11-002462 ↗ |
| 2011-10-07 | S-1 | S-1 (registration) | LendingClub Corp | 0001193125-11-266917 ↗ |
| 2012-03-19 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-12-121805 ↗ |
| 2012-03-22 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-12-127646 ↗ |
| 2012-04-05 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-12-151868 ↗ |
| 2012-04-10 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-12-000993 ↗ |
| 2012-07-31 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-12-002329 ↗ |
| 2012-11-20 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-12-003319 ↗ |
| 2013-04-30 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-13-001248 ↗ |
| 2014-04-30 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-14-001188 ↗ |
| 2014-05-29 | S-1 | S-1 (registration) | LendingClub Corp | 0001193125-14-217337 ↗ |
| 2014-07-23 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-14-276186 ↗ |
| 2014-08-25 | RW | RW (withdrawal request) | LendingClub Corp | 0001193125-14-319075 ↗ |
| 2014-08-27 | S-1 | S-1 (registration) | LendingClub Corp | 0001193125-14-323136 ↗ |
| 2014-10-20 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-14-375401 ↗ |
| 2014-11-17 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-14-414075 ↗ |
| 2014-12-01 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-14-428454 ↗ |
| 2014-12-08 | S-1/A | S-1/A (amendment) | LendingClub Corp | 0001193125-14-435442 ↗ |
| 2014-12-10 | S-1MEF | S-1MEF (added securities) | LendingClub Corp | 0001193125-14-439133 ↗ |
| 2014-12-10 | EFFECT | EFFECT (declared effective) | LendingClub Corp | 9999999995-14-003634 ↗ |
| 2014-12-11 | 424B4 | 424B4 (final prospectus) | LendingClub Corp | 0001193125-14-440140 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-12-08 | S-1/A | registration statement | $12.00–$14.00 | 57,700,000 | - | NYSE LC | 9 | primary document; range, shares headline, cover names 9 | document ↗ | |
| 2014-12-11 | 424B4 | final prospectus | $15.00 | 58,000,000 | $870,000,000 | NYSE LC | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Canaan Partners VII LLC | Director; Director,TenPercentOwner; TenPercentOwner | 10 | 2014–2016 | ||
| Canaan VII LP | Director; Director,TenPercentOwner | 10 | 2014–2016 | ||
| CHEN CHAOMEI | Officer | Chief Risk Officer | 11 | 2014–2016 | |
| Ciporin Daniel T | Director | 11 | 2014–2020 | ||
| Crowe Jeffrey | Director; Director,TenPercentOwner | 16 | 2014–2017 | ||
| Dolan Carrie | Officer | Chief Financial Officer | 7 | 2014–2016 | |
| ELMORE WILLIAM B | TenPercentOwnerOther | 2 | 2014 | ||
| Foundation Capital Management Co. VI, LLC | Other; TenPercentOwnerOther | 3 | 2014–2015 | ||
| FOUNDATION CAPITAL VI LP | TenPercentOwnerOther | 2 | 2014 | ||
| Foundation Capital VI Principals Fund, LLC | TenPercentOwnerOther | 2 | 2014 | ||
| HAQUE PROMOD | TenPercentOwner | 4 | 2014–2015 | ||
| HOLLAND PAUL R | TenPercentOwnerOther | 2 | 2014 | ||
| Howard Matthew D. | Director,TenPercentOwner; TenPercentOwner | 4 | 2014–2015 | ||
| KOONTZ PAUL G | TenPercentOwnerOther | 2 | 2014 | ||
| Laplanche Renaud | Director,Officer | Chief Executive Officer | 7 | 2014–2016 | |
| Lynn Rebecca | Director | 3 | 2014–2015 | ||
| MacIlwaine John | Officer | Chief Technology Officer | 16 | 2014–2017 | |
| MACK JOHN J | Director | 10 | 2014–2019 | ||
| Meeker Mary G | Director | 13 | 2014–2019 | ||
| Moldow Charles | TenPercentOwnerOther | 2 | 2014 | ||
| Morris John C. | Director | 19 | 2014–2025 | ||
| NORWEST VENTURE PARTNERS X L P | TenPercentOwner | 4 | 2014–2015 | ||
| Redelfs Richard | TenPercentOwnerOther | 2 | 2014 | ||
| Sanborn Scott | Director,Officer; Officer | CEO; Chief Mrktg & Optg Officer; President and Acting CEO | 118 | 2014–2026 | |
| SCHUH MICHAEL N | TenPercentOwnerOther | 2 | 2014 | ||
| Summers Lawrence Henry | Director | 13 | 2014–2018 | ||
| Vassallo Steven | TenPercentOwnerOther | 2 | 2014 | ||
| Weiss Warren M | TenPercentOwnerOther | 2 | 2014 | ||
| Williams Simon | Director | 18 | 2014–2020 | ||
| BHANDARI SANDEEP | Officer | Chief Credit Officer | 15 | 2015–2017 | |
| Gulati Sameer | Officer | Chief Operations Officer | 35 | 2016–2019 | |
| Premium Lead Co Ltd. | TenPercentOwner | 8 | 2016–2018 | ||
| SHANDA ASSET MANAGEMENT HOLDINGS Ltd | TenPercentOwner | 9 | 2016–2020 | ||
| Shanda Media LTD | TenPercentOwner | 9 | 2016–2020 | ||
| Shanda Technology Overseas Capital Co. | TenPercentOwner | 9 | 2016–2020 | ||
| Chen Tian Qiao | TenPercentOwner | 8 | 2016–2020 | ||
| Coleman Bradley | Officer | Principal Accounting Officer; Principle Accounting Officer | 7 | 2016–2017 | |
| Mayopoulos Timothy J | Director | 14 | 2016–2026 | person page Fuzzy | |
| CASEY THOMAS W | Director,Officer; Officer | Chief Financial Officer | 37 | 2016–2022 | person page Fuzzy |
| Bogan Timothy | Officer | Chief Risk Officer | 24 | 2016–2020 | |
| Dunne Patrick J | Officer | Chief Capital Officer | 6 | 2016–2018 | |
| ELMER RUSSELL S | Officer | General Counsel | 9 | 2016–2018 | |
| ALLOCCA STEVEN | Officer | President | 17 | 2017–2020 | |
| DENMAN KENNETH D | Director | 7 | 2017–2020 | ||
| Stack Fergal | Officer | SVP, Corporate Controller | 48 | 2017–2026 | |
| McCORD PATRICIA J | Director | 8 | 2017–2022 | ||
| Shanda Group USA Ltd | TenPercentOwner | 2 | 2018–2020 | ||
| Athey Susan C | Director | 10 | 2018–2021 | ||
| Koohestani Bahman | Officer | Bank-Chief Technology Officer; Chief Technology Officer | 21 | 2018–2022 | |
| Kay Valerie | Officer | Bank-Chief Capital Officer; Chief Capital Officer | 48 | 2018–2023 | |
| Momen Ronnie | Officer | Bank-Chief Business Officer; Bank-Chief of Consumer Banking; Chief Consumer Banking Officer; Chief Lending Officer | 41 | 2018–2024 | |
| PACE BRANDON | Officer | Chief Administrative Officer; General Counsel and Secretary | 26 | 2019–2023 | |
| ZEISSER MICHAEL P | Director | 16 | 2019–2026 | ||
| Shanda Global Investment Ltd | TenPercentOwner | 1 | 2020 | ||
| ARMSTRONG ANNIE | Officer | Chief Risk Officer | 51 | 2020–2026 | |
| LANDON ALLAN R | Director | 15 | 2021–2026 | ||
| Selleck Erin | Director | 22 | 2021–2026 | ||
| Harris Adrienne | Director | 2 | 2021 | ||
| Ahmad Syed Faiz | Director | 7 | 2022–2026 | ||
| Reimann Kathryn | Director | 7 | 2022–2026 | ||
| LaBenne Andrew | Officer | Chief Financial Officer | 30 | 2022–2026 | |
| Cutler Stephen M | Director | 8 | 2023–2026 | ||
| Whiteside Janey | Director | 7 | 2023–2026 | ||
| Cheng Jordan | Officer | General Counsel & Secretary | 22 | 2023–2026 | |
| Mattics Steven C | Officer | Bank - Chief Lending Officer | 4 | 2025–2026 | |
| Haselkorn Dov Eytan | Officer | Chief Risk Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Happen, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Happen, Inc. | State business registries | name and state | |
| Business registration | Happen, Inc. | State business registries | name and state | |
| Business registration | HAPPEN, INC. | State business registries | name and state | |
| Business registration | HAPPEN, INC. | State business registries | name and state | |
| Business registration | HAPPEN, INC. | State business registries | name and state | |
| Business registration | HAPPEN, INC. | State business registries | name and state | |
| Business registration | HAPPEN, INC. | State business registries | name and state | |
| Person page | Thomas W Casey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Timothy J Mayopoulos | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Personal Credit Institutions, CA first:
- ONYX ACCEPTANCE CORP CA
- CENTRAL FINANCIAL ACCEPTANCE CORP CA
- CFAC CAPITAL I CA
- NEXTCARD INC CA
- White River Capital Inc CA
- Daric, Inc. CA
- Affirm Holdings, Inc. CA
- CYGNET FINANCIAL CORP AZ
- EQUIVEST FINANCE INC CT
- SLM Corp DE
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Personal Credit Institutions · Finance