IPO registrations (S-1, F-1) · Registrants

Happen, Inc.

SEC CIK
1409970 · filings on EDGAR ↗
Name on the registration
LendingClub Corp
Former names
LendingClub CORP (2007–2026); LendingClub Corp (2007–2026)
Registration
Form S-1, first filed 2008-06-20, last 2014-12-08; 4 initial registrations, 11 amendments
Outcome
Final prospectus filed 2014-12-11; declared effective 2008-10-10; withdrawal requested 2014-08-25
Industry (SIC)
Personal Credit Institutions 6141
Incorporated in
DE
Business address
88 KEARNY ST, SUITE 600, San Francisco, CA 94108
Ticker
HAPN (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Happen, Inc. on the corporate pages

Offering terms

Proposed price range
$12.00–$14.00 per share (S-1/A filed 2014-12-08)
Final price
$15.00 per share, above the range (424B4 filed 2014-12-11, an initial public offering)
Shares sold
58,000,000 (50,300,000 by the company, 7,700,000 by selling holders)
Gross proceeds
$870,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol LC
Lead underwriters
Morgan Stanley; Goldman Sachs (13,920,000 shares)
Syndicate
Credit Suisse (8,120,000); Citigroup (6,960,000); Allen & Company (6,380,000); Stifel (1,740,000); BMO Capital Markets (1,450,000); William Blair (1,305,000); Wells Fargo (1,305,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 39

FiledFormWhat it isName as filedEDGAR
2008-06-20S-1S-1 (registration)LendingClub Corp0000891618-08-000318 ↗
2008-08-04S-1/AS-1/A (amendment)LendingClub Corp0000950134-08-013885 ↗
2008-09-09S-1/AS-1/A (amendment)LendingClub Corp0000950134-08-016324 ↗
2008-10-09S-1/AS-1/A (amendment)LendingClub Corp0000950134-08-017739 ↗
2008-10-10EFFECTEFFECT (declared effective)LendingClub Corp9999999995-08-003114 ↗
2008-11-21EFFECTEFFECT (declared effective)LendingClub Corp9999999995-08-003434 ↗
2008-11-21EFFECTEFFECT (declared effective)LendingClub Corp9999999995-09-000134 ↗
2009-07-29EFFECTEFFECT (declared effective)LendingClub Corp9999999995-09-002069 ↗
2010-01-20EFFECTEFFECT (declared effective)LendingClub Corp9999999995-10-000251 ↗
2010-05-06EFFECTEFFECT (declared effective)LendingClub Corp9999999995-10-001401 ↗
2010-05-24EFFECTEFFECT (declared effective)LendingClub Corp9999999995-10-001597 ↗
2010-07-30EFFECTEFFECT (declared effective)LendingClub Corp9999999995-10-002302 ↗
2010-10-15EFFECTEFFECT (declared effective)LendingClub Corp9999999995-10-002941 ↗
2011-01-05EFFECTEFFECT (declared effective)LendingClub Corp9999999995-11-000066 ↗
2011-04-21EFFECTEFFECT (declared effective)LendingClub Corp9999999995-11-001109 ↗
2011-06-06EFFECTEFFECT (declared effective)LendingClub Corp9999999995-11-001744 ↗
2011-06-10EFFECTEFFECT (declared effective)LendingClub Corp9999999995-11-001811 ↗
2011-07-29EFFECTEFFECT (declared effective)LendingClub Corp9999999995-11-002323 ↗
2011-08-12EFFECTEFFECT (declared effective)LendingClub Corp9999999995-11-002462 ↗
2011-10-07S-1S-1 (registration)LendingClub Corp0001193125-11-266917 ↗
2012-03-19S-1/AS-1/A (amendment)LendingClub Corp0001193125-12-121805 ↗
2012-03-22S-1/AS-1/A (amendment)LendingClub Corp0001193125-12-127646 ↗
2012-04-05S-1/AS-1/A (amendment)LendingClub Corp0001193125-12-151868 ↗
2012-04-10EFFECTEFFECT (declared effective)LendingClub Corp9999999995-12-000993 ↗
2012-07-31EFFECTEFFECT (declared effective)LendingClub Corp9999999995-12-002329 ↗
2012-11-20EFFECTEFFECT (declared effective)LendingClub Corp9999999995-12-003319 ↗
2013-04-30EFFECTEFFECT (declared effective)LendingClub Corp9999999995-13-001248 ↗
2014-04-30EFFECTEFFECT (declared effective)LendingClub Corp9999999995-14-001188 ↗
2014-05-29S-1S-1 (registration)LendingClub Corp0001193125-14-217337 ↗
2014-07-23S-1/AS-1/A (amendment)LendingClub Corp0001193125-14-276186 ↗
2014-08-25RWRW (withdrawal request)LendingClub Corp0001193125-14-319075 ↗
2014-08-27S-1S-1 (registration)LendingClub Corp0001193125-14-323136 ↗
2014-10-20S-1/AS-1/A (amendment)LendingClub Corp0001193125-14-375401 ↗
2014-11-17S-1/AS-1/A (amendment)LendingClub Corp0001193125-14-414075 ↗
2014-12-01S-1/AS-1/A (amendment)LendingClub Corp0001193125-14-428454 ↗
2014-12-08S-1/AS-1/A (amendment)LendingClub Corp0001193125-14-435442 ↗
2014-12-10S-1MEFS-1MEF (added securities)LendingClub Corp0001193125-14-439133 ↗
2014-12-10EFFECTEFFECT (declared effective)LendingClub Corp9999999995-14-003634 ↗
2014-12-11424B4424B4 (final prospectus)LendingClub Corp0001193125-14-440140 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-12-08S-1/Aregistration statement$12.00–$14.0057,700,000-NYSE LC9primary document; range, shares headline, cover names 9document ↗
2014-12-11424B4final prospectus$15.0058,000,000$870,000,000NYSE LC9primary document; price sentence, shares headline, proceeds table, underwriting table 8, cover names 9document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Canaan Partners VII LLCDirector; Director,TenPercentOwner; TenPercentOwner102014–2016
Canaan VII LPDirector; Director,TenPercentOwner102014–2016
CHEN CHAOMEIOfficerChief Risk Officer112014–2016
Ciporin Daniel TDirector112014–2020
Crowe JeffreyDirector; Director,TenPercentOwner162014–2017
Dolan CarrieOfficerChief Financial Officer72014–2016
ELMORE WILLIAM BTenPercentOwnerOther22014
Foundation Capital Management Co. VI, LLCOther; TenPercentOwnerOther32014–2015
FOUNDATION CAPITAL VI LPTenPercentOwnerOther22014
Foundation Capital VI Principals Fund, LLCTenPercentOwnerOther22014
HAQUE PROMODTenPercentOwner42014–2015
HOLLAND PAUL RTenPercentOwnerOther22014
Howard Matthew D.Director,TenPercentOwner; TenPercentOwner42014–2015
KOONTZ PAUL GTenPercentOwnerOther22014
Laplanche RenaudDirector,OfficerChief Executive Officer72014–2016
Lynn RebeccaDirector32014–2015
MacIlwaine JohnOfficerChief Technology Officer162014–2017
MACK JOHN JDirector102014–2019
Meeker Mary GDirector132014–2019
Moldow CharlesTenPercentOwnerOther22014
Morris John C.Director192014–2025
NORWEST VENTURE PARTNERS X L PTenPercentOwner42014–2015
Redelfs RichardTenPercentOwnerOther22014
Sanborn ScottDirector,Officer; OfficerCEO; Chief Mrktg & Optg Officer; President and Acting CEO1182014–2026
SCHUH MICHAEL NTenPercentOwnerOther22014
Summers Lawrence HenryDirector132014–2018
Vassallo StevenTenPercentOwnerOther22014
Weiss Warren MTenPercentOwnerOther22014
Williams SimonDirector182014–2020
BHANDARI SANDEEPOfficerChief Credit Officer152015–2017
Gulati SameerOfficerChief Operations Officer352016–2019
Premium Lead Co Ltd.TenPercentOwner82016–2018
SHANDA ASSET MANAGEMENT HOLDINGS LtdTenPercentOwner92016–2020
Shanda Media LTDTenPercentOwner92016–2020
Shanda Technology Overseas Capital Co.TenPercentOwner92016–2020
Chen Tian QiaoTenPercentOwner82016–2020
Coleman BradleyOfficerPrincipal Accounting Officer; Principle Accounting Officer72016–2017
Mayopoulos Timothy JDirector142016–2026person page Fuzzy
CASEY THOMAS WDirector,Officer; OfficerChief Financial Officer372016–2022person page Fuzzy
Bogan TimothyOfficerChief Risk Officer242016–2020
Dunne Patrick JOfficerChief Capital Officer62016–2018
ELMER RUSSELL SOfficerGeneral Counsel92016–2018
ALLOCCA STEVENOfficerPresident172017–2020
DENMAN KENNETH DDirector72017–2020
Stack FergalOfficerSVP, Corporate Controller482017–2026
McCORD PATRICIA JDirector82017–2022
Shanda Group USA LtdTenPercentOwner22018–2020
Athey Susan CDirector102018–2021
Koohestani BahmanOfficerBank-Chief Technology Officer; Chief Technology Officer212018–2022
Kay ValerieOfficerBank-Chief Capital Officer; Chief Capital Officer482018–2023
Momen RonnieOfficerBank-Chief Business Officer; Bank-Chief of Consumer Banking; Chief Consumer Banking Officer; Chief Lending Officer412018–2024
PACE BRANDONOfficerChief Administrative Officer; General Counsel and Secretary262019–2023
ZEISSER MICHAEL PDirector162019–2026
Shanda Global Investment LtdTenPercentOwner12020
ARMSTRONG ANNIEOfficerChief Risk Officer512020–2026
LANDON ALLAN RDirector152021–2026
Selleck ErinDirector222021–2026
Harris AdrienneDirector22021
Ahmad Syed FaizDirector72022–2026
Reimann KathrynDirector72022–2026
LaBenne AndrewOfficerChief Financial Officer302022–2026
Cutler Stephen MDirector82023–2026
Whiteside JaneyDirector72023–2026
Cheng JordanOfficerGeneral Counsel & Secretary222023–2026
Mattics Steven COfficerBank - Chief Lending Officer42025–2026
Haselkorn Dov EytanOfficerChief Risk Officer22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerHappen, Inc.SEC filers (EDGAR)CIK (EXACT)
Business registrationHappen, Inc.State business registriesname and state
Business registrationHappen, Inc.State business registriesname and state
Business registrationHAPPEN, INC.State business registriesname and state
Business registrationHAPPEN, INC.State business registriesname and state
Business registrationHAPPEN, INC.State business registriesname and state
Business registrationHAPPEN, INC.State business registriesname and state
Business registrationHAPPEN, INC.State business registriesname and state
Person pageThomas W CaseyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageTimothy J MayopoulosPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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SIC industry Personal Credit Institutions, CA first:

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In other datasets, the same topic (Finance) in CA:

Interests: Personal Credit Institutions · Finance