IPO registrations (S-1, F-1) · Registrants
RETAIL OPPORTUNITY INVESTMENTS CORP
- SEC CIK
- 1407623 · filings on EDGAR ↗
- Name on the registration
- NRDC Acquisition Corp.
- Former names
- NRDC Acquisition Corp. (2007–2009)
- Registration
- Form S-1, first filed 2007-07-26, last 2007-10-10; 1 initial registration, 3 amendments
- Outcome
- Declared effective 2007-10-17
- Industry (SIC)
- Real Estate Investment Trusts 6798
- Incorporated in
- MD
- Business address
- 11250 EL CAMINO REAL, SUITE 200, San Diego, CA 92130
- EIN
- 26-0500600
- EDGAR entity type
- operating
- Insiders and CEO pay
- RETAIL OPPORTUNITY INVESTMENTS CORP on the corporate pages
Offering terms
- Shares offered
- 30,000,000
- Listing
- NYSE American under the symbol NAQ.U
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RETAIL OPPORTUNITY INVESTMENTS LLC Fuzzy (name and state)
- Form 5500 plan sponsor: RETAIL OPPORTUNITY INVESTMENTS C EXACT (EIN (EXACT))
- SEC filer: NRDC Acquisition Corp. EXACT (CIK (EXACT))
- Person page: Laura H Pomerantz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Vincent S Tese Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-26 | S-1 | S-1 (registration) | NRDC Acquisition Corp. | 0000905148-07-005216 ↗ |
| 2007-09-07 | S-1/A | S-1/A (amendment) | NRDC Acquisition Corp. | 0000905148-07-005966 ↗ |
| 2007-09-27 | S-1/A | S-1/A (amendment) | NRDC Acquisition Corp. | 0000905148-07-006274 ↗ |
| 2007-10-10 | S-1/A | S-1/A (amendment) | NRDC Acquisition Corp. | 0000950123-07-013646 ↗ |
| 2007-10-17 | S-1MEF | S-1MEF (added securities) | NRDC Acquisition Corp. | 0000950123-07-013930 ↗ |
| 2007-10-17 | EFFECT | EFFECT (declared effective) | NRDC Acquisition Corp. | 9999999995-07-004088 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-10-10 | S-1/A | registration statement | $10.00 | 30,000,000 | $300,000,000 | NYSE American NAQ.U | 0 | primary document; price sentence, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Baker Richard A. | Director,Officer; Director,Officer,TenPercentOwner; Director,Other; DirectorOther | CEO and Corporate Secretary; Executive Chairman | 44 | 2007–2025 | |
| Baker Robert C. | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Vice-Chairman of the Board | 3 | 2007–2009 | |
| Indiveri Michael J. | Director | 21 | 2007–2025 | ||
| MACK WILLIAM L | Director,Officer,TenPercentOwner | Chairman of the Board | 2 | 2007 | |
| MEYER EDWARD H | Director | 14 | 2007–2021 | ||
| Neibart Lee S | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | President | 20 | 2007–2025 | |
| NRDC Capital Management, LLC | TenPercentOwner | 4 | 2007–2013 | ||
| POMERANTZ LAURA H | Director | 22 | 2007–2025 | person page Fuzzy | |
| TESE VINCENT S | Director | 2 | 2007–2009 | person page Fuzzy | |
| TYSOE RONALD W | Director | 2 | 2007–2009 | ||
| Camellia Partners, LLC | TenPercentOwner | 1 | 2009 | ||
| FIR TREE INC | TenPercentOwner | 1 | 2009 | ||
| Fir Tree, L.L.C. | TenPercentOwner | 1 | 2009 | ||
| Fredman Andrew | TenPercentOwner | 1 | 2009 | ||
| TANNENBAUM JEFFREY | TenPercentOwner | 1 | 2009 | ||
| MACK WILLIAM L | Director,TenPercentOwner | 1 | 2009 | ||
| ADESS MELVIN S. | Director | 3 | 2009–2011 | ||
| PERSICO CHARLES J. | Director | 20 | 2009–2022 | ||
| ROCHE JOHN | Officer | Chief Financial Officer | 5 | 2009–2012 | |
| TANZ STUART A | Director,Officer | Chief Executive Officer; President and CEO | 38 | 2009–2025 | |
| SCHOEBEL RICHARD | Officer | Chief Operating Officer | 44 | 2009–2025 | |
| GLENHILL ADVISORS LLC | Other; TenPercentOwner | 13 | 2010–2011 | ||
| GLENHILL CAPITAL MANAGEMENT LLC | Other; TenPercentOwner | 13 | 2010–2011 | ||
| KREVLIN GLENN J | Other; TenPercentOwner | 13 | 2010–2011 | ||
| Burton Mark | Director | 2 | 2010–2011 | ||
| Glenhill Capital Overseas Master Fund, L.P. | Other; TenPercentOwner | 2 | 2011 | ||
| Zorn Eric S | Director | 19 | 2012–2025 | ||
| Haines Michael B. | Officer | EVP CFO, TREASURER & SECRETARY; EVP,CFO, TREASURER & SECRETARY | 32 | 2012–2025 | |
| Sneve Laurie A. | Officer | Sr.VP,Chief Accounting Officer | 21 | 2013–2023 | |
| Ho Angela K | Director | 5 | 2021–2025 | ||
| Jenkins Zabrina | Director | 5 | 2021–2025 | ||
| Pitts Adrienne Banks | Director | 5 | 2021–2025 | ||
| Silveira Lauren N. | Officer | VP, Chief Accounting Officer | 5 | 2023–2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RETAIL OPPORTUNITY INVESTMENTS LLC | CA | State business registries | name and state |
| SEC filer | RETAIL OPPORTUNITY INVESTMENTS CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | RETAIL OPPORTUNITY INVESTMENTS C | EIN (EXACT) | ||
| Person page | Laura H Pomerantz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Vincent S Tese | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Real Estate Investment Trusts, CA first:
- EQUINIX INC CA
- PACIFIC OAK RESIDENTIAL TRUST, INC. CA
- HOST FUNDING INC CA
- MILLBURN WORLD RESOURCE TRUST CT
- SBA COMMUNICATIONS CORP FL
- Enterprise Acquisition Corp. FL
- HG Holdings, Inc. FL
- SOUTHERN CROSS RESOURCES GROUP, INC IL
- IDS MANAGED FUTURES L P IL
- FREMONT FUND LTD PARTNERSHIP IN
In other datasets, the same topic (Finance) in CA:
- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Real Estate Investment Trusts · Finance