IPO registrations (S-1, F-1) · Registrants
Ulta Beauty, Inc.
- SEC CIK
- 1403568 · filings on EDGAR ↗
- Name on the registration
- Ulta Salon, Cosmetics & Fragrance, Inc.
- Former names
- Ulta Salon, Cosmetics & Fragrance, Inc. (2007–2016)
- Registration
- Form S-1, first filed 2007-07-06, last 2007-10-24; 1 initial registration, 8 amendments
- Outcome
- Final prospectus filed 2007-10-25; declared effective 2007-10-24
- Industry (SIC)
- Retail-Retail Stores, NEC 5990
- Business address
- 1000 REMINGTON BLVD, SUITE 120, Bolingbrook, IL 60440
- EIN
- 38-4022268
- Ticker
- ULTA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ulta Beauty, Inc. on the corporate pages
Offering terms
- Proposed price range
- $17.00–$18.00 per share (S-1/A filed 2007-10-24)
- Final price
- $18.00 per share, within the range (424B1 filed 2007-10-25, an initial public offering)
- Shares sold
- 8,539,648 (7,666,667 by the company, 872,981 by selling holders)
- Gross proceeds
- $153,713,664 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ULTA
- Lead underwriters
- J.P. Morgan; Wachovia
- Syndicate
- Weisel Partners LLC; Cowen; Thomas Weisel Partners; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ULTA BEAUTY Fuzzy (name and state)
- SEC filer: Ulta Beauty, Inc. EXACT (CIK (EXACT))
- Person page: Heidi G Petz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Jodi J Caro Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mary N Dillon Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-06 | S-1 | S-1 (registration) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-009758 ↗ |
| 2007-08-17 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-012546 ↗ |
| 2007-09-27 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-014758 ↗ |
| 2007-10-11 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950134-07-021161 ↗ |
| 2007-10-12 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-015492 ↗ |
| 2007-10-22 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-015797 ↗ |
| 2007-10-23 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950124-07-005242 ↗ |
| 2007-10-24 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950124-07-005260 ↗ |
| 2007-10-24 | S-1/A | S-1/A (amendment) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-015926 ↗ |
| 2007-10-24 | EFFECT | EFFECT (declared effective) | Ulta Salon, Cosmetics & Fragrance, Inc. | 9999999995-07-004202 ↗ |
| 2007-10-25 | 424B1 | 424B1 (final prospectus) | Ulta Salon, Cosmetics & Fragrance, Inc. | 0000950137-07-015988 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-10-24 | S-1/A | registration statement | $17.00–$18.00 | 8,539,648 | - | Nasdaq ULTA | 6 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 6 | document ↗ | |
| 2007-10-25 | 424B1 | final prospectus | $18.00 | 8,539,648 | $153,713,664 | Nasdaq ULTA | 6 | primary document; price sentence, shares headline, proceeds table, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BARKUS BRUCE E | Officer | Chief Operating Officer | 1 | 2007 | |
| Bodnar Gregg R | Officer | Chief Financial Officer | 17 | 2007–2012 | |
| Chanel International B.V. | Other; TenPercentOwner | 6 | 2007–2012 | ||
| CREDIT SUISSE/ | TenPercentOwner | 2 | 2007 | ||
| Defforey Herve | Director; Director,TenPercentOwner | 7 | 2007–2011 | ||
| DiRomualdo Robert F | Director | 29 | 2007–2020 | ||
| DLJ DIVERSIFIED PARTNERS-A LP | TenPercentOwner | 2 | 2007 | ||
| DLJ DIVERSIFIED PARTNERS LP | TenPercentOwner | 2 | 2007 | ||
| DLJ ESC II LP/NY | TenPercentOwner | 2 | 2007 | ||
| Doublemousse B.V. | Other; TenPercentOwner | 6 | 2007–2012 | ||
| Eck Dennis K | Director; Director,Officer | Interim CEO | 41 | 2007–2019 | |
| GALLAGHER GERALD R | Director; Director,TenPercentOwner; Other | 11 | 2007–2009 | ||
| Global Retail Partners Funding, Inc. | TenPercentOwner | 2 | 2007 | ||
| GLOBAL RETAIL PARTNERS LP | TenPercentOwner | 6 | 2007–2009 | ||
| GRP II Investors, L.P. | TenPercentOwner | 8 | 2007–2010 | ||
| GRP II, L.P. | TenPercentOwner | 8 | 2007–2009 | ||
| GRP II Partners, L.P. | TenPercentOwner | 8 | 2007–2010 | ||
| GRP PARTNERS LP | TenPercentOwner | 4 | 2007–2009 | ||
| Hanson Terry J | Director | 2 | 2007 | ||
| HEILBRONN CHARLES | Director; Director,TenPercentOwner | 31 | 2007–2021 | ||
| Kirby Lynelle P | Director; Director,Officer | Chief Executive Officer | 18 | 2007–2011 | |
| LEBOW STEVEN E | Director,TenPercentOwner | 6 | 2007–2009 | ||
| Oak Associates VII, LLC | TenPercentOwner | 2 | 2007 | ||
| OAK INVESTMENT PARTNERS VII L P | TenPercentOwner | 3 | 2007–2008 | ||
| OAK VII AFFILIATES FUND LP | TenPercentOwner | 3 | 2007–2008 | ||
| Oak VII Affiliates, L.L.C | TenPercentOwner | 2 | 2007 | ||
| Sisteron Yves | Director; Director,TenPercentOwner | 6 | 2007–2010 | ||
| GRP Management Services Corp. | TenPercentOwner | 2 | 2007–2010 | ||
| PHILIPPIN CHARLES J | Director | 18 | 2008–2018 | ||
| Nagler Lorna | Director | 33 | 2009–2026 | ||
| GUTTMAN ROBERT S | Officer | See Remarks; SVP, General Counsel & Secr. | 16 | 2009–2015 | |
| LHEUREUX WAYNE D | Officer | SVP Human Resources | 5 | 2009–2010 | |
| GRP AQ, L.P. | TenPercentOwner | 3 | 2009–2010 | ||
| GRPVC III, L.P. | TenPercentOwner | 2 | 2009 | ||
| AOS Partners, LP | TenPercentOwner | 2 | 2009–2010 | ||
| Hique, Inc. | TenPercentOwner | 1 | 2009 | ||
| RUBIN CARL | Officer | Chief Operating Officer; President and CEO | 8 | 2010–2012 | |
| GRP Operations, Inc. | TenPercentOwner | 1 | 2010 | ||
| GRPVC, L.P. | TenPercentOwner | 1 | 2010 | ||
| STEVENS KENNETH T | Director | 5 | 2011–2013 | ||
| Halligan Catherine Ann | Director | 40 | 2012–2026 | ||
| HARTMAN BRUCE L | Officer | Chief Financial Officer; Senior Vice President, Finance | 2 | 2012 | |
| Settersten Scott M | Officer | Acting Chief Financial Officer; Chief Financial Officer | 26 | 2012–2024 | |
| MacDonald Michael R | Director | 17 | 2012–2024 | ||
| Severts Jeffrey T. | Officer | Sr. VP - Marketing | 2 | 2013–2014 | |
| Taake Janet | Officer | Chief Merchandising Officer; Sr. VP - Merchandising | 7 | 2013–2015 | |
| Dillon Mary | Director; Director,Officer; Officer | CEO; Chief Executive Officer | 33 | 2013–2022 | person page Fuzzy |
| CHILDS JEFFREY J | Officer | Chief Human Resources Officer | 26 | 2013–2022 | |
| Kimbell David C | Director,Officer; Officer | Chief Executive Officer; Chief Marketing Officer; President; See Remarks | 31 | 2014–2024 | |
| WITTMAN VANESSA AMES | Director | 7 | 2014–2018 | ||
| COLLINS MICHELLE L | Director | 14 | 2014–2025 | ||
| Caro Jodi J | Officer | GC and Corporate Secretary; GC, Chief Risk & Compl. Ofc.; See Remarks | 28 | 2015–2025 | person page Fuzzy |
| MRKONIC GEORGE R JR | Director | 22 | 2015–2026 | ||
| Blount Sally E. | Director | 8 | 2017–2021 | ||
| Smith Mike C. | Director | 11 | 2019–2026 | ||
| LITTLE PATRICIA A | Director | 9 | 2019–2026 | ||
| Steelman Kecia | Officer | Chief Operating Officer; President and CEO; President and COO | 22 | 2021–2026 | |
| GARCIA KELLY E | Director; Officer | Chief Technology Officer | 8 | 2022–2026 | |
| Ruiz Gisel | Director | 7 | 2022–2026 | ||
| Ryan Anita Jane | Officer | Chief Human Resources Officer | 13 | 2022–2026 | |
| Petz Heidi G | Director | 5 | 2022–2025 | person page Fuzzy | |
| Oyibo Paula M | Officer | Chief Financial Officer | 4 | 2024–2025 | |
| Casares Rene G. | Officer | Chief Legal Officer | 3 | 2025–2026 | |
| Lialios Christopher | Officer | Interim CFO; SVP, Controller (P. Acct Ofc.) | 2 | 2025–2026 | |
| Brok Martin | Director | 3 | 2025–2026 | ||
| Landry Stephenie Lee | Director | 3 | 2025–2026 | ||
| DelOrefice Christopher | Officer | Chief Financial Officer | 3 | 2025–2026 | |
| Olson Brieane Lee | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ULTA BEAUTY | IL | State business registries | name and state |
| SEC filer | Ulta Beauty, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Ulta Beauty, Inc. | IL | Trademarks (USPTO) | name and state |
| Person page | Heidi G Petz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Jodi J Caro | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mary N Dillon | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Retail Stores, NEC, IL first:
- FIRSTIN WIRELESS TECHNOLOGY, INC. A8
- BRASS EAGLE INC AR
- Leslie's, Inc. AZ
- LESLIES POOLMART INC AZ
- CORNERSTONE PROPANE PARTNERS LP CA
- COLLECTIBLES USA INC CA
- BARBEQUES GALORE LTD CA
- SPENDSMART NETWORKS, INC. CA
- PETOPIA COM INC CA
- IPET HOLDINGS INC CA
In other datasets, the same topic (Retail) in IL:
- Form D issuer: 11 Point Capital Management LLC (Form D private offerings)
Interests: Retail-Retail Stores, NEC · Retail