IPO registrations (S-1, F-1) · Registrants
Heritage-Crystal Clean, Inc.
- SEC CIK
- 1403431 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-06-19, last 2022-03-24; 2 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2008-03-12; declared effective 2008-03-11
- Industry (SIC)
- Sanitary Services 4950
- Incorporated in
- DE
- Business address
- 2000 CENTER DRIVE, SUITE EAST C300, Hoffman Estates, IL 60192
- EIN
- 26-0351454
- EDGAR entity type
- operating
- Insiders and CEO pay
- Heritage-Crystal Clean, Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.50–$12.50 per share (S-1/A filed 2008-03-11)
- Final price
- $11.50 per share, within the range (424B4 filed 2008-03-12, an initial public offering)
- Shares sold
- 1,914,000
- Gross proceeds
- $22,011,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol HCCI
- Lead underwriters
- William Blair (1,148,000 shares)
- Syndicate
- Piper Sandler (765,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Lobbying client: HERITAGE CRYSTAL CLEAN Fuzzy (name and state)
- SEC filer: Heritage-Crystal Clean, Inc. EXACT (CIK (EXACT))
- Person page: Fred M Fehsenfeld Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-06-19 | S-1 | S-1 (registration) | Heritage-Crystal Clean, Inc. | 0000950134-07-013607 ↗ |
| 2007-08-03 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-07-011292 ↗ |
| 2007-08-31 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-07-013442 ↗ |
| 2008-01-04 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-08-000088 ↗ |
| 2008-02-01 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-08-001525 ↗ |
| 2008-02-08 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-08-001850 ↗ |
| 2008-02-25 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-08-002690 ↗ |
| 2008-03-07 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-08-003369 ↗ |
| 2008-03-11 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950124-08-001140 ↗ |
| 2008-03-11 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950137-08-003506 ↗ |
| 2008-03-11 | S-1MEF | S-1MEF (added securities) | Heritage-Crystal Clean, Inc. | 0000950137-08-003542 ↗ |
| 2008-03-11 | EFFECT | EFFECT (declared effective) | Heritage-Crystal Clean, Inc. | 9999999995-08-000752 ↗ |
| 2008-03-12 | 424B4 | 424B4 (final prospectus) | Heritage-Crystal Clean, Inc. | 0000950124-08-001175 ↗ |
| 2008-03-13 | 424B4 | 424B4 (final prospectus) | Heritage-Crystal Clean, Inc. | 0000950134-08-004658 ↗ |
| 2010-05-18 | S-1 | S-1 (registration) | Heritage-Crystal Clean, Inc. | 0000950123-10-050865 ↗ |
| 2010-06-01 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0000950123-10-054501 ↗ |
| 2010-06-08 | S-1MEF | S-1MEF (added securities) | Heritage-Crystal Clean, Inc. | 0000950123-10-056721 ↗ |
| 2010-06-08 | EFFECT | EFFECT (declared effective) | Heritage-Crystal Clean, Inc. | 9999999995-10-001738 ↗ |
| 2010-06-09 | 424B4 | 424B4 (final prospectus) | Heritage-Crystal Clean, Inc. | 0000950123-10-056724 ↗ |
| 2012-04-02 | EFFECT | EFFECT (declared effective) | Heritage-Crystal Clean, Inc. | 9999999995-12-000913 ↗ |
| 2014-03-03 | EFFECT | EFFECT (declared effective) | Heritage-Crystal Clean, Inc. | 9999999995-14-000574 ↗ |
| 2022-03-24 | S-1/A | S-1/A (amendment) | Heritage-Crystal Clean, Inc. | 0001403431-22-000034 ↗ |
| 2022-03-28 | EFFECT | EFFECT (declared effective) | Heritage-Crystal Clean, Inc. | 9999999995-22-000735 ↗ |
| 2023-10-30 | EFFECT | EFFECT (declared effective) | Heritage-Crystal Clean, Inc. | 9999999995-23-003123 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-03-11 | S-1/A | registration statement | $10.50–$12.50 | 1,740,000 | - | Nasdaq HCCI | 3 | primary document; range, shares headline, underwriting table 1, cover names 2 | document ↗ | |
| 2008-03-12 | 424B4 | final prospectus | $11.50 | 1,914,000 | $22,011,000 | Nasdaq HCCI | 2 | primary document; price table, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brinckman Donald | Director | 9 | 2008–2012 | ||
| BRUCKMANN BRUCE | Director; Director,TenPercentOwner | 20 | 2008–2023 | ||
| BRUCKMANN ROSSER SHERRILL & CO II LP | Director; TenPercentOwner | 4 | 2008–2011 | ||
| Chalhoub Joseph | Director; Director,Officer; Director,Officer,TenPercentOwner | President and CEO; President & CEO | 40 | 2008–2017 | |
| Heritage Group | TenPercentOwner | 5 | 2008–2014 | ||
| Hillstrom Tom | Officer | VP - M&A; VP of Operations | 22 | 2008–2018 | |
| Lucks John | Officer | Senior VP Sales & Marketing; VP of Sales; VP of Sales & Marketing | 36 | 2008–2019 | |
| Ray Gregory | Officer | CFO, VP Bus. Mgmt & Secretary; COO | 40 | 2008–2017 | |
| Falcone Carmine | Director | 28 | 2008–2022 | ||
| Fehsenfeld Fred M Jr | Director; Director,TenPercentOwner | 24 | 2008–2023 | person page Fuzzy | |
| Schalliol Charles E | Director | 20 | 2008–2023 | ||
| Willmschen Robert W Jr | Director | 24 | 2008–2023 | ||
| Bruce Ellie | Officer | EVP Business Management; VP Business Management; VP Sales & Oil; VP Sales & Oil/CAO | 29 | 2012–2023 | |
| DeVita Mark | Officer | Chief Financial Officer; Chief Financial Officer & EVP | 24 | 2012–2023 | |
| Recatto Brian | Director; Director,Officer | President & CEO | 25 | 2012–2023 | |
| Schumacher Paul James Jr. | Director | 21 | 2018–2023 | ||
| CHASE ANTHONY R | Director | 1 | 2021 | ||
| Thompson Mary Patricia B | Director | 4 | 2022–2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | HERITAGE CRYSTAL CLEAN | IL | Federal lobbying (LDA) | name and state |
| Patent assignee | Heritage-Crystal Clean, LLC | IL | Patents (USPTO) | name and state |
| SEC filer | Heritage-Crystal Clean, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Heritage-Crystal Clean, LLC | IL | Trademarks (USPTO) | name and state |
| Person page | Fred M Fehsenfeld Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.