IPO registrations (S-1, F-1) · Registrants

Heritage-Crystal Clean, Inc.

SEC CIK
1403431 · filings on EDGAR ↗
Registration
Form S-1, first filed 2007-06-19, last 2022-03-24; 2 initial registrations, 11 amendments
Outcome
Final prospectus filed 2008-03-12; declared effective 2008-03-11
Industry (SIC)
Sanitary Services 4950
Incorporated in
DE
Business address
2000 CENTER DRIVE, SUITE EAST C300, Hoffman Estates, IL 60192
EIN
26-0351454
EDGAR entity type
operating
Insiders and CEO pay
Heritage-Crystal Clean, Inc. on the corporate pages

Offering terms

Proposed price range
$10.50–$12.50 per share (S-1/A filed 2008-03-11)
Final price
$11.50 per share, within the range (424B4 filed 2008-03-12, an initial public offering)
Shares sold
1,914,000
Gross proceeds
$22,011,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol HCCI
Lead underwriters
William Blair (1,148,000 shares)
Syndicate
Piper Sandler (765,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 24

FiledFormWhat it isName as filedEDGAR
2007-06-19S-1S-1 (registration)Heritage-Crystal Clean, Inc.0000950134-07-013607 ↗
2007-08-03S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-07-011292 ↗
2007-08-31S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-07-013442 ↗
2008-01-04S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-08-000088 ↗
2008-02-01S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-08-001525 ↗
2008-02-08S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-08-001850 ↗
2008-02-25S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-08-002690 ↗
2008-03-07S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-08-003369 ↗
2008-03-11S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950124-08-001140 ↗
2008-03-11S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950137-08-003506 ↗
2008-03-11S-1MEFS-1MEF (added securities)Heritage-Crystal Clean, Inc.0000950137-08-003542 ↗
2008-03-11EFFECTEFFECT (declared effective)Heritage-Crystal Clean, Inc.9999999995-08-000752 ↗
2008-03-12424B4424B4 (final prospectus)Heritage-Crystal Clean, Inc.0000950124-08-001175 ↗
2008-03-13424B4424B4 (final prospectus)Heritage-Crystal Clean, Inc.0000950134-08-004658 ↗
2010-05-18S-1S-1 (registration)Heritage-Crystal Clean, Inc.0000950123-10-050865 ↗
2010-06-01S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0000950123-10-054501 ↗
2010-06-08S-1MEFS-1MEF (added securities)Heritage-Crystal Clean, Inc.0000950123-10-056721 ↗
2010-06-08EFFECTEFFECT (declared effective)Heritage-Crystal Clean, Inc.9999999995-10-001738 ↗
2010-06-09424B4424B4 (final prospectus)Heritage-Crystal Clean, Inc.0000950123-10-056724 ↗
2012-04-02EFFECTEFFECT (declared effective)Heritage-Crystal Clean, Inc.9999999995-12-000913 ↗
2014-03-03EFFECTEFFECT (declared effective)Heritage-Crystal Clean, Inc.9999999995-14-000574 ↗
2022-03-24S-1/AS-1/A (amendment)Heritage-Crystal Clean, Inc.0001403431-22-000034 ↗
2022-03-28EFFECTEFFECT (declared effective)Heritage-Crystal Clean, Inc.9999999995-22-000735 ↗
2023-10-30EFFECTEFFECT (declared effective)Heritage-Crystal Clean, Inc.9999999995-23-003123 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2008-03-11S-1/Aregistration statement$10.50–$12.501,740,000-Nasdaq HCCI3primary document; range, shares headline, underwriting table 1, cover names 2document ↗
2008-03-12424B4final prospectus$11.501,914,000$22,011,000Nasdaq HCCI2primary document; price table, shares headline, proceeds table, underwriting table 2, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Brinckman DonaldDirector92008–2012
BRUCKMANN BRUCEDirector; Director,TenPercentOwner202008–2023
BRUCKMANN ROSSER SHERRILL & CO II LPDirector; TenPercentOwner42008–2011
Chalhoub JosephDirector; Director,Officer; Director,Officer,TenPercentOwnerPresident and CEO; President & CEO402008–2017
Heritage GroupTenPercentOwner52008–2014
Hillstrom TomOfficerVP - M&A; VP of Operations222008–2018
Lucks JohnOfficerSenior VP Sales & Marketing; VP of Sales; VP of Sales & Marketing362008–2019
Ray GregoryOfficerCFO, VP Bus. Mgmt & Secretary; COO402008–2017
Falcone CarmineDirector282008–2022
Fehsenfeld Fred M JrDirector; Director,TenPercentOwner242008–2023person page Fuzzy
Schalliol Charles EDirector202008–2023
Willmschen Robert W JrDirector242008–2023
Bruce EllieOfficerEVP Business Management; VP Business Management; VP Sales & Oil; VP Sales & Oil/CAO292012–2023
DeVita MarkOfficerChief Financial Officer; Chief Financial Officer & EVP242012–2023
Recatto BrianDirector; Director,OfficerPresident & CEO252012–2023
Schumacher Paul James Jr.Director212018–2023
CHASE ANTHONY RDirector12021
Thompson Mary Patricia BDirector42022–2023

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Lobbying clientHERITAGE CRYSTAL CLEANILFederal lobbying (LDA)name and state
Patent assigneeHeritage-Crystal Clean, LLCILPatents (USPTO)name and state
SEC filerHeritage-Crystal Clean, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerHeritage-Crystal Clean, LLCILTrademarks (USPTO)name and state
Person pageFred M Fehsenfeld JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.