IPO registrations (S-1, F-1) · Registrants
REX ENERGY CORP
- SEC CIK
- 1397516 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-04-27, last 2008-04-21; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2007-07-26; declared effective 2007-07-24
- Industry (SIC)
- Crude Petroleum & Natural Gas 1311
- Incorporated in
- DE
- Business address
- 366 WALKER DRIVE, State College, PA 16801
- EIN
- 20-8814402
- EDGAR entity type
- operating
- Insiders and CEO pay
- REX ENERGY CORP on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2007-07-20)
- Final price
- $11.00 per share, within the range (424B4 filed 2007-07-26, an initial public offering)
- Shares sold
- 9,600,000 (8,800,000 by the company, 800,000 by selling holders)
- Gross proceeds
- $105,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol REXX
- Lead underwriters
- KeyBanc Capital Markets
- Syndicate
- RBC Capital Markets; A.G. Edwards; Johnson Rice; Pickering Energy Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: REX ENERGY CORP EXACT (CIK (EXACT))
- Person page: John A Lombardi Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John J Zak Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-04-27 | S-1 | S-1 (registration) | REX ENERGY CORP | 0001193125-07-093837 ↗ |
| 2007-06-11 | S-1/A | S-1/A (amendment) | REX ENERGY CORP | 0001193125-07-132769 ↗ |
| 2007-07-06 | S-1/A | S-1/A (amendment) | REX ENERGY CORP | 0001193125-07-151093 ↗ |
| 2007-07-12 | S-1/A | S-1/A (amendment) | REX ENERGY CORP | 0001193125-07-153664 ↗ |
| 2007-07-20 | S-1/A | S-1/A (amendment) | REX ENERGY CORP | 0001193125-07-159071 ↗ |
| 2007-07-24 | EFFECT | EFFECT (declared effective) | REX ENERGY CORP | 9999999995-07-002944 ↗ |
| 2007-07-26 | 424B4 | 424B4 (final prospectus) | REX ENERGY CORP | 0001193125-07-162669 ↗ |
| 2008-04-07 | S-1 | S-1 (registration) | REX ENERGY CORP | 0001193125-08-076370 ↗ |
| 2008-04-21 | S-1/A | S-1/A (amendment) | REX ENERGY CORP | 0001193125-08-085650 ↗ |
| 2008-04-29 | EFFECT | EFFECT (declared effective) | REX ENERGY CORP | 9999999995-08-001289 ↗ |
| 2008-04-30 | S-1MEF | S-1MEF (added securities) | REX ENERGY CORP | 0001193125-08-096321 ↗ |
| 2008-04-30 | 424B1 | 424B1 (final prospectus) | REX ENERGY CORP | 0001193125-08-097190 ↗ |
| 2009-10-26 | EFFECT | EFFECT (declared effective) | REX ENERGY CORP | 9999999995-09-002939 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-07-20 | S-1/A | registration statement | $11.00–$13.00 | 14,670,000 | - | Nasdaq REXX | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2007-07-26 | 424B4 | final prospectus | $11.00 | 9,600,000 | $105,600,000 | Nasdaq REXX | 0 | primary document; price table, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CARLSON MICHAEL SCOTT | Officer | VP and Appalachian Basin Man; VP & Appal. Basin Dist. Mgr. | 5 | 2007–2008 | |
| CLEMENT JOE | Officer | VP & Permian Basin Dist. Mgr. | 2 | 2007 | |
| HULBURT BENJAMIN WARD | Director,Officer; Other | CEO and President; Chief Executive Officer; President and CEO | 9 | 2007–2010 | |
| HULBURT CHRISTOPHER KENT | Officer; Other | EVP, Secy. & GC; Exec. VP, Sec. and Gen. Coun. | 8 | 2007–2010 | |
| JOYNER ANDREW MICHAEL | Officer | Director of Land; Vice President - Land Admin | 4 | 2007 | |
| LOMBARDI JOHN A | Director | 27 | 2007–2017 | person page Fuzzy | |
| SHANER LANCE T | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman; Chairman of the Board | 54 | 2007–2017 | |
| SHAWVER JACK S. | Officer | VP & IL Basin Dist. Mgr.; VP & Illinois Basin Manager | 5 | 2007–2008 | |
| SHIELDS THOMAS FRANCIS | Director,Officer; Other | President and COO | 5 | 2007–2008 | |
| STABLEY THOMAS CHARLES | Director,Officer; Officer | CEO; CEO and CFO; Chief Financial Officer; Exec. VP and CFO; President and CEO | 45 | 2007–2018 | |
| Ottaviani William Louis | Officer | Exec. VP & COO; Sr. VP of Reservoir Eng. | 5 | 2007–2009 | |
| CHURAY DANIEL J | Director; Director,Officer | President and CEO | 7 | 2007–2010 | |
| HIGBEE JOHN W | Director | 19 | 2007–2016 | ||
| FORD MATTHEW J | Officer | Director of Accounting | 2 | 2007 | |
| Clayton Bryan James | Officer | Sr. VP & Ill Dist Manager; Sr. VP & lL Regional Mgr.; Vice President & Ill Dist Man | 5 | 2008–2010 | |
| Beattie Timothy Paul | Officer | Sr. VP & Appalachian Reg Mgr; S VP & Appalachian Dist Man | 5 | 2008–2010 | |
| MATTSON ERIC L | Director | 18 | 2010–2017 | ||
| MCKINNEY PATRICK M | Officer | Exec. VP and COO; President; President and COO | 22 | 2010–2015 | |
| Zak John J | Director | 17 | 2010–2017 | person page Fuzzy | |
| Pratt David E | Officer | Sr. VP, Exploration Manager; Sr. VP of Exploration | 27 | 2010–2018 | |
| MCDONOUGH JENNIFER L | Officer | SVP, General Counsel and Secr.; VP, General Counsel and Secr. | 23 | 2011–2017 | |
| HODGES F SCOTT | Officer | Sr. VP, Land; Sr. VP, Land & Business Dev; Sr. VP, Land & Business Devel | 25 | 2011–2018 | |
| MARSHALL CHRISTINA K | Officer | Sr. VP, HR & Admin. | 8 | 2011–2014 | |
| WALKER CURTIS J | Officer | Chief Accounting Officer; Chief Financial Officer | 28 | 2012–2018 | |
| HODGES MICHAEL L | Officer | CFO | 12 | 2012–2014 | |
| TIPTON TODD N. | Director | 12 | 2013–2016 | ||
| Rajan Thomas | Officer | CFO | 13 | 2015–2018 | |
| Aydin Jack N | Director | 8 | 2015–2017 | ||
| Ovitz Robert W | Officer | Chief Operating Officer | 14 | 2015–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | INVESTED ADVISORS | PA | Investment advisers (Form ADV) | same street address and ZIP code, 366 WALKER DR 16801 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | REX ENERGY CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | John A Lombardi | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John J Zak | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.