IPO registrations (S-1, F-1) · Registrants
ONE STOP SYSTEMS, INC.
- SEC CIK
- 1394056 · filings on EDGAR ↗
- Name on the registration
- ONE STOP SYSTEMS INC
- Former names
- ONE STOP SYSTEMS INC (2007–2018)
- Registration
- Form S-1, first filed 2017-12-18, last 2018-01-29; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2018-02-01; declared effective 2018-01-31
- Industry (SIC)
- Electronic Computers 3571
- Business address
- 2235 ENTERPRISE ST STE 110, Escondido, CA 92029
- EIN
- 33-0885351
- Ticker
- OSS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ONE STOP SYSTEMS, INC. on the corporate pages
Offering terms
- Proposed price range
- $6.00–$8.00 per share (S-1/A filed 2018-01-29)
- Final price
- $5.00 per share, below the range (424B4 filed 2018-02-01, an initial public offering)
- Shares sold
- 3,800,000
- Gross proceeds
- $19,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OSS
- Lead underwriters
- Roth Capital Partners (3,230,000 shares)
- Syndicate
- The Benchmark Company (570,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ONE STOP SYSTEMS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ONE STOP SYSTEMS EXACT (EIN (EXACT))
- Federal award recipient: ONE STOP SYSTEMS, INC. Fuzzy (name and state)
- Federal award recipient: ONE STOP SYSTEMS, INC. Fuzzy (name and state)
- Lobbying client: ONE STOP SYSTEMS, INC. Fuzzy (name and state)
- Lobbying client: ONE STOP SYSTEMS, INC. Fuzzy (name and state)
- SEC filer: ONE STOP SYSTEMS INC EXACT (CIK (EXACT))
- Person page: Kimberly C Sentovich Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-12-18 | S-1 | S-1 (registration) | ONE STOP SYSTEMS INC | 0001193125-17-371182 ↗ |
| 2018-01-16 | S-1/A | S-1/A (amendment) | ONE STOP SYSTEMS INC | 0001193125-18-011019 ↗ |
| 2018-01-29 | S-1/A | S-1/A (amendment) | ONE STOP SYSTEMS INC | 0001193125-18-022796 ↗ |
| 2018-01-31 | EFFECT | EFFECT (declared effective) | ONE STOP SYSTEMS INC | 9999999995-18-000295 ↗ |
| 2018-02-01 | 424B4 | 424B4 (final prospectus) | ONE STOP SYSTEMS INC | 0001193125-18-029444 ↗ |
| 2019-06-19 | EFFECT | EFFECT (declared effective) | ONE STOP SYSTEMS, INC. | 9999999995-19-001376 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-01-29 | S-1/A | registration statement | $6.00–$8.00 | $7.00 | 2,875,000 | $20,125,000 | Nasdaq OSS | 2 | primary document; range, price sentence, shares headline, proceeds computed, cover names 2 | document ↗ |
| 2018-02-01 | 424B4 | final prospectus | $5.00 | 3,800,000 | $19,000,000 | Nasdaq OSS | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Carpenter William | Director | 2 | 2018 | ||
| Cooper Revocable Trust dated April 25, 2001 | Other; TenPercentOwner | 13 | 2018–2020 | ||
| Cooper Steve D | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | President, CEO | 36 | 2018–2024 | |
| Harrison Jack | Director | 13 | 2018–2022 | ||
| Ison James | Officer | Chief Sales/Marketing Officer; CPO; CPO, CM&SO; Vice President of Sales; VP of Sales and Marketing | 60 | 2018–2026 | |
| JONES RANDY G | Director; Director,TenPercentOwner | 4 | 2018–2019 | ||
| Morrison John W Jr. | Officer | Chief Financial Officer | 41 | 2018–2024 | |
| POTASHNER KENNETH F | Director | 23 | 2018–2024 | ||
| Randy Jones & Roseann Piazza Jones Revocable Trust | Other | 1 | 2018 | ||
| RAUN DAVID | Director; Director,Officer | Interim President/CEO; President and CEO | 33 | 2018–2024 | |
| REARDON JOHN RALPH | Director | 12 | 2018–2020 | ||
| Reardon James M | Officer | President, CDI; VP of Sales | 13 | 2018–2021 | |
| Bressner Josef | Officer | Managing Director, Bressner | 5 | 2018–2020 | |
| Sentovich Kimberly C. | Director | 7 | 2019–2022 | person page Fuzzy | |
| D'Amato Barbara | Director | 2 | 2019 | ||
| Lowman Teresita M. | Director | 6 | 2020–2022 | ||
| Matz Gregory W | Director | 10 | 2020–2026 | ||
| Messinger Gioia | Director | 8 | 2020–2024 | ||
| KNOWLES MICHAEL | Director,Officer; Officer | Chief Executive Officer | 13 | 2023–2026 | |
| Dumont Michael J. | Director | 5 | 2023–2026 | ||
| Manko Joseph M. Jr. | Director | 3 | 2023–2024 | ||
| Herbets Mitchell H | Director | 4 | 2023–2026 | ||
| Gabel Daniel G. | Officer | Chief Financial Officer | 8 | 2024–2026 | |
| BASSETT DAVID GEORGE | Director | 2 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ONE STOP SYSTEMS, INC. | CA | State business registries | name and state |
| Federal award recipient | ONE STOP SYSTEMS, INC. | CA | Federal spending (USAspending) | name and state |
| Federal award recipient | ONE STOP SYSTEMS, INC. | CA | Federal spending (USAspending) | name and state |
| Lobbying client | ONE STOP SYSTEMS, INC. | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | ONE STOP SYSTEMS, INC. | CA | Federal lobbying (LDA) | name and state |
| SEC filer | ONE STOP SYSTEMS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | One Stop Systems, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ONE STOP SYSTEMS | EIN (EXACT) | ||
| Person page | Kimberly C Sentovich | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electronic Computers, CA first:
- HANDSPRING INC CA
- Silicon Graphics International Corp CA
- Super Micro Computer, Inc. CA
- FITBIT, INC. CA
- Oura Inc. CA
- BUCK A DAY CO INC A6
- Silicon Mountain Holdings, Inc. CO
- Yinlips Technology, Inc. F4
- Helo Corp. FL
- NEXAR TECHNOLOGIES INC MA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Electronic Computers · Manufacturing