IPO registrations (S-1, F-1) · Registrants
Invuity, Inc.
- SEC CIK
- 1393020 · filings on EDGAR ↗
- Former names
- Spotlight Surgical Inc (2007–2007)
- Registration
- Form S-1, first filed 2015-04-17, last 2015-06-11; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2015-06-16; declared effective 2015-06-11
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- CA
- Business address
- 444 DE HARO STREET, San Francisco, CA 94107
- EDGAR entity type
- operating
- Insiders and CEO pay
- Invuity, Inc. on the corporate pages
Offering terms
- Final price
- $12.00 per share (424B4 filed 2015-06-16, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $48,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Piper Sandler; Leerink Partners
- Syndicate
- Stifel; William Blair
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Invuity, Inc. Fuzzy (name and state)
- Business registration: Invuity, Inc. Fuzzy (name and state)
- Business registration: INVUITY, INC. Fuzzy (name and state)
- Business registration: INVUITY, INC. Fuzzy (name and state)
- Business registration: INVUITY, INC. Fuzzy (name and state)
- Business registration: INVUITY, INC. Fuzzy (name and state)
- Federal award recipient: INVUITY, INC. Fuzzy (name and state)
- Form D issuer: Invuity, Inc. EXACT (CIK (EXACT))
- SEC filer: Invuity, Inc. EXACT (CIK (EXACT))
- Person page: Eric W Roberts Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James E Flynn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-04-17 | S-1 | S-1 (registration) | Invuity, Inc. | 0001193125-15-136159 ↗ |
| 2015-05-13 | S-1/A | S-1/A (amendment) | Invuity, Inc. | 0001193125-15-184231 ↗ |
| 2015-06-01 | S-1/A | S-1/A (amendment) | Invuity, Inc. | 0000950123-15-006747 ↗ |
| 2015-06-05 | S-1/A | S-1/A (amendment) | Invuity, Inc. | 0001193125-15-215128 ↗ |
| 2015-06-10 | S-1/A | S-1/A (amendment) | Invuity, Inc. | 0001193125-15-218365 ↗ |
| 2015-06-11 | S-1/A | S-1/A (amendment) | Invuity, Inc. | 0001193125-15-219832 ↗ |
| 2015-06-11 | S-1/A | S-1/A (amendment) | Invuity, Inc. | 0001193125-15-220532 ↗ |
| 2015-06-11 | EFFECT | EFFECT (declared effective) | Invuity, Inc. | 9999999995-15-001608 ↗ |
| 2015-06-15 | EFFECT | EFFECT (declared effective) | Invuity, Inc. | 9999999995-15-001626 ↗ |
| 2015-06-16 | 424B4 | 424B4 (final prospectus) | Invuity, Inc. | 0001193125-15-223922 ↗ |
| 2016-07-21 | EFFECT | EFFECT (declared effective) | Invuity, Inc. | 9999999995-16-005208 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-06-11 | S-1/A | registration statement | $12.39 | 11,294 | $139,989 | 0 | primary document; price line, shares headline, proceeds computed | document ↗ | ||
| 2015-06-16 | 424B4 | final prospectus | $12.00 | 4,000,000 | $48,000,000 | 4 | primary document; price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BROWN GREGORY B | Director | 1 | 2015 | ||
| BURKE WILLIAM W | Director | 8 | 2015–2018 | ||
| CLEVELAND BRUCE A | TenPercentOwner | 2 | 2015 | ||
| Davison Paul O | Officer | VP of Research & Development | 4 | 2015–2017 | |
| Desai Keval | TenPercentOwner | 2 | 2015 | ||
| Gandy Michael | Officer | Chief Financial Officer | 1 | 2015 | |
| Gerberich Robert | Officer | VP of Sales | 5 | 2015–2016 | |
| GIANOS PHILIP T | TenPercentOwner | 2 | 2015 | ||
| Hadley Harbor Master Investors (Cayman) L.P. | TenPercentOwner | 2 | 2015 | ||
| HealthCare Royalty Management, LLC | TenPercentOwner | 2 | 2015 | ||
| HealthCare Royalty Partners II, L.P. | TenPercentOwner | 2 | 2015 | ||
| Heigel Douglas W | Officer | SVP of Operations; SVP, Operations; SVP. Operations; VP of Operations | 9 | 2015–2018 | |
| Holmes W Stephen | TenPercentOwner | 2 | 2015 | ||
| InterWest Management Partners X, LLC | TenPercentOwner | 1 | 2015 | ||
| INTERWEST PARTNERS X LP | TenPercentOwner | 4 | 2015 | ||
| Kjellson Nina S | TenPercentOwner | 2 | 2015 | ||
| KLEINER PERKINS CAUFIELD & BYERS XII, LLC | TenPercentOwner | 2 | 2015 | ||
| Kliman Gilbert H | TenPercentOwner | 2 | 2015 | ||
| KPCB XII Associates, LLC | TenPercentOwner | 2 | 2015 | ||
| KPCB XII Founders Fund, LLC | TenPercentOwner | 2 | 2015 | ||
| LIPPS RANDALL A | Director | 11 | 2015–2018 | ||
| LUCIER GREGORY T | Director | 13 | 2015–2018 | ||
| Martin Susan | Officer | VP of Marketing | 3 | 2015–2016 | |
| NASR KHALED | TenPercentOwner | 2 | 2015 | ||
| ORONSKY ARNOLD L | TenPercentOwner | 2 | 2015 | ||
| Pepper Douglas A | TenPercentOwner | 3 | 2015 | ||
| Roberts Eric W | Director | 23 | 2015–2018 | person page Fuzzy | |
| ROBERTSON BRETT | Officer | See Remarks | 2 | 2015–2016 | |
| SAWYER PHILIP M | Director,Officer | President and CEO | 10 | 2015–2018 | |
| Vayser Alex | Officer | Chief Technology Officer | 11 | 2015–2018 | |
| Zadno Reza | Director | 5 | 2015–2017 | ||
| Mackaness James H | Officer | Chief Financial Officer | 10 | 2015–2018 | |
| Guido Joseph James | Officer | VP Business Development; VP Comm Mktg & Bus Development; VP Comm Mrktng & Bus Dvlpmnt | 5 | 2016–2018 | |
| Annen Steven | Officer | See Remarks; VP Product Mgmt & Strategy; VP Product Mngmnt and Strategy | 6 | 2016–2018 | |
| DEERFIELD MANAGEMENT CO | TenPercentOwnerOther | 2 | 2016 | ||
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 2 | 2016 | ||
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 2 | 2016 | ||
| Flynn James E | TenPercentOwnerOther | 2 | 2016 | person page Fuzzy | |
| Sale Andrew | Officer | Senior VP Global Sales | 4 | 2017–2018 | |
| Wolterman Dan | Director | 4 | 2017–2018 | ||
| Fish Marcia | Officer | Chief Human Resources Officer | 4 | 2017–2018 | |
| Flora Scott D | Director; Director,Officer | Interim President and CEO | 6 | 2017–2018 | |
| Shiblaq Hisham | Officer | VP of Commercial Operations | 4 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-02-18 | Invuity, Inc. | Other Health Care | $23,734,994 | $22,897,572 | 11 | 2 |
| 2014-03-10 | Invuity, Inc. | Other Health Care | $22,625,000 | $22,384,380 | 21 | 1 |
| 2012-01-06 | Invuity, Inc. | Other Health Care | $2,000,000 | $2,000,000 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Invuity, Inc. | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Invuity, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Invuity, Inc. | State business registries | name and state | |
| Business registration | Invuity, Inc. | State business registries | name and state | |
| Business registration | INVUITY, INC. | State business registries | name and state | |
| Business registration | INVUITY, INC. | State business registries | name and state | |
| Business registration | INVUITY, INC. | State business registries | name and state | |
| Business registration | INVUITY, INC. | State business registries | name and state | |
| Federal award recipient | INVUITY, INC. | Federal spending (USAspending) | name and state | |
| Person page | Eric W Roberts | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | James E Flynn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.