IPO registrations (S-1, F-1) · Registrants
Lithium & Boron Technology, Inc.
- SEC CIK
- 1384135 · filings on EDGAR ↗
- Name on the registration
- SMARTHEAT INC.
- Former names
- SMARTHEAT INC. (2008–2019); Pacific Goldrim Resources, Inc. (2006–2008)
- Registration
- Form S-1, first filed 2008-10-17, last 2009-06-16; 1 initial registration, 6 amendments
- Outcome
- Declared effective 2009-06-23
- Industry (SIC)
- Industrial Inorganic Chemicals 2810
- Incorporated in
- NV
- Business address
- 60 EAST REN-MIN ROAD, DACHAIDAN TOWN, Xai Xi County, Qing Hai Prov., F4 817000
- EIN
- 98-0514768
- EDGAR entity type
- operating
- Insiders and CEO pay
- Lithium & Boron Technology, Inc. on the corporate pages
Offering terms
- Shares offered
- 2,023,000
- Listing
- Nasdaq under the symbol HEAT
- Lead underwriters
- of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Lithium & Boron Technology, Inc. EXACT (CIK (EXACT))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-10-17 | S-1 | S-1 (registration) | SMARTHEAT INC. | 0001144204-08-058245 ↗ |
| 2008-12-12 | S-1/A | S-1/A (amendment) | SMARTHEAT INC. | 0001144204-08-069063 ↗ |
| 2009-02-04 | S-1/A | S-1/A (amendment) | SMARTHEAT INC. | 0001144204-09-005120 ↗ |
| 2009-03-24 | S-1/A | S-1/A (amendment) | SMARTHEAT INC. | 0001144204-09-015867 ↗ |
| 2009-05-07 | S-1/A | S-1/A (amendment) | SMARTHEAT INC. | 0001144204-09-024695 ↗ |
| 2009-05-22 | S-1/A | S-1/A (amendment) | SMARTHEAT INC. | 0001144204-09-029206 ↗ |
| 2009-06-16 | S-1/A | S-1/A (amendment) | SMARTHEAT INC. | 0001144204-09-032845 ↗ |
| 2009-06-23 | EFFECT | EFFECT (declared effective) | SMARTHEAT INC. | 9999999995-09-001731 ↗ |
| 2009-08-06 | EFFECT | EFFECT (declared effective) | SMARTHEAT INC. | 9999999995-09-002181 ↗ |
| 2010-05-21 | EFFECT | EFFECT (declared effective) | SMARTHEAT INC. | 9999999995-10-001580 ↗ |
| 2010-11-01 | EFFECT | EFFECT (declared effective) | SMARTHEAT INC. | 9999999995-10-003108 ↗ |
| 2011-04-20 | EFFECT | EFFECT (declared effective) | SMARTHEAT INC. | 9999999995-11-001090 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-06-16 | S-1/A | registration statement | $3.50 | 2,023,000 | $7,080,500 | Nasdaq HEAT | 1 | primary document; price line, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Schlombs Jason | Director,Officer,TenPercentOwner | President, CEO, CFO | 1 | 2008 | |
| Gho Zhijuan | Officer | CFO and Treasurer | 1 | 2008 | |
| Wang Jun | Director,Officer; Director,Officer,TenPercentOwner; Other | Chairman and CEO; President and CEO; President & CEO | 4 | 2008–2017 | |
| RITTEREISER FREDRIC W | Director | 2 | 2008 | ||
| Staloff Arnold | Director | 5 | 2008–2012 | ||
| Wang Weiguo | Director | 1 | 2008 | ||
| Lin Wenbin | Director | 1 | 2008 | ||
| WANG XUDONG | Officer; Other | VP of Strategy and Development | 4 | 2010–2017 | |
| LI XIN | Director | 1 | 2010 | ||
| Kong Qingtai | Director | 1 | 2011 | ||
| Bialowons Oliver | Director,Officer | President | 3 | 2012–2014 | |
| Scipta Kenneth E. | Director | 3 | 2012–2014 | ||
| Wilhelm Michael | Officer | Chief Financial Officer | 1 | 2012 | |
| Ai Huajun | Officer; Other | Corporate Secretary | 2 | 2014–2017 | |
| Northtech Holdings Inc. | TenPercentOwner | 7 | 2014–2021 | ||
| Zhang Jimin | Director,Officer,TenPercentOwner; Officer,TenPercentOwner; TenPercentOwner | CEO; Chief Executive Officer | 7 | 2017–2022 | |
| Zhang Jian | TenPercentOwner | 2 | 2019–2021 | ||
| Zhang Mao | Director,TenPercentOwner; TenPercentOwner | 2 | 2019–2021 | ||
| Ginko International Investment Co., Ltd | TenPercentOwner | 1 | 2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Lithium & Boron Technology, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Industrial Inorganic Chemicals, F4 first:
- HYDROGENICS CORP A6
- UNITED HELIUM, INC. AZ
- Taronis Fuels, Inc. AZ
- VISION ENERGY Corp CA
- Terra H Inc CA
- Dear Industrial Gas Inc CA
- ATMI INC CT
- Tronox Holdings plc CT
- MILLENNIUM AMERICA INC DE
- MILLENNIUM CHEMICALS INC DE
In other datasets, the same topic (Health) in F4:
- Form D issuer: BUMM Pretty Mom Corp (Form D private offerings)
Interests: Industrial Inorganic Chemicals · Health