IPO registrations (S-1, F-1) · Registrants
TFS Financial CORP
- SEC CIK
- 1381668 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-12-13, last 2007-02-09; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2007-02-12
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- DE
- Business address
- 7007 BROADWAY AVENUE, Cleveland, OH 44105
- EIN
- 52-2054948
- Ticker
- TFSL (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- TFS Financial CORP on the corporate pages
Offering terms
- Shares offered
- 87,130,102
- Listing
- Nasdaq under the symbol TFSL
- Lead underwriters
- Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: TFS Financial CORP EXACT (CIK (EXACT))
- Person page: Bernard S Kobak Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David S Huffman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Marc A Stefanski Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Michael J Carfagna Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert A Fiala Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Russell C Holmes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: William C Mulligan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-12-13 | S-1 | S-1 (registration) | TFS Financial CORP | 0001193125-06-252274 ↗ |
| 2007-01-29 | S-1/A | S-1/A (amendment) | TFS Financial CORP | 0001193125-07-015014 ↗ |
| 2007-02-09 | S-1/A | S-1/A (amendment) | TFS Financial CORP | 0001193125-07-025238 ↗ |
| 2007-02-12 | EFFECT | EFFECT (declared effective) | TFS Financial CORP | 9999999995-07-000591 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-02-09 | S-1/A | registration statement | $10.00 | 87,130,102 | $871,301,020 | Nasdaq TFSL | 1 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Adam Judith Z | Officer | Chief Accounting Officer; Chief Risk Officer; Chief Risk Off of Subsidiary; Former Chief Risk Officer | 9 | 2007–2021 | |
| Baird Thomas J | Director; Other | 10 | 2007–2011 | ||
| Betters Ralph M | Officer | Chief Information Officer | 12 | 2007–2013 | |
| Cohen Martin J | Director | 46 | 2007–2025 | ||
| Fiala Robert A | Director | 34 | 2007–2025 | person page Fuzzy | |
| Fitzpatrick John J | Director; DirectorOther | 15 | 2007–2011 | ||
| Gascoigne James S | Director | 6 | 2007–2010 | ||
| Huffman David S | Officer; Other | Chief Financial Officer | 37 | 2007–2019 | person page Fuzzy |
| Huml Paul J | Officer | Chief Financial Officer; Chief Operating Officer; Former Chief Financial Officer | 41 | 2007–2022 | |
| Kobak Bernard S | Director; Director,Officer | Corporate Secretary; EVP and Secretary | 13 | 2007–2015 | person page Fuzzy |
| MULLIGAN WILLIAM C | Director | 35 | 2007–2025 | person page Fuzzy | |
| Piterans Marianne | Director,Officer | Director of Human Resources | 10 | 2007–2012 | |
| Ringenbach John | Director; Officer | COO of Subsidiary | 30 | 2007–2025 | |
| Stefanik Paul W | Director | 13 | 2007–2016 | ||
| Stefanski Marc A | Director,Officer | Chairman, President and CEO | 133 | 2007–2026 | person page Fuzzy |
| Third Federal Savings & Loan Association of Cleveland, MHC | TenPercentOwner | 1 | 2007 | ||
| Zepp Anthony W | Director | 4 | 2007–2009 | ||
| Asher Anthony J | Director | 63 | 2008–2026 | ||
| Stefanski III Ben S | Director; Director,Officer; Other | Former Chief Mktg Off/Director; Secretarry; Secretary-Chief of Marketing | 29 | 2010–2022 | |
| HEISLER ROBERT B JR | Director | 18 | 2011–2017 | ||
| Ozan Terrence R | Director | 32 | 2011–2025 | ||
| PAULETT TERENCE C | Officer | Chief Risk Officer; Chief Risk Off of Subsidiary | 10 | 2011–2015 | |
| WEIL MEREDITH S | Director,Officer; Officer | Chief Financial Officer; Chief Operating Officer; Chief Retail Officer; COO of subsidiary | 73 | 2011–2026 | |
| Zbanek Cathy W | Officer | Chief Mkting Off / HR Off; Chief Mkting Off of subsidiary; Chief Synergy Officer | 52 | 2013–2026 | |
| Motta Anna Maria P | Officer; Other | Chief Information Officer | 21 | 2014–2022 | |
| Williams Ashley H | Director | 24 | 2018–2026 | ||
| Danckers Kathleen M. | Officer | Chief Risk Officer | 5 | 2020–2023 | |
| Holmes Russell C. | Officer | Chief Retail Officer | 5 | 2020–2023 | person page Fuzzy |
| Miller Susanne N. | Officer | Chief Accounting Officer | 7 | 2020–2026 | |
| Rubino Andrew J | Officer | Chief Information Officer; Chief Marketing Officer; Chief Operating Officer | 19 | 2020–2026 | |
| Anderson Barbara J. | Director | 17 | 2021–2026 | ||
| Mulhern Timothy W | Officer | Chief Financial Officer; Chief Innovation Officer; Finance Manager - Future CFO | 13 | 2021–2025 | |
| Gavin Benjamin Stefanski | Officer | Chief Experience Officer; Chief Lending Officer | 16 | 2022–2026 | |
| Stefanski Bradley T | Officer | Chief Strategy Officer | 15 | 2022–2026 | |
| Weir Daniel F | Director | 25 | 2022–2026 | ||
| Hand Deborah L | Officer | Chief Risk Officer | 1 | 2024 | |
| Bauer Terrence L. | Director | 4 | 2024–2025 | ||
| Long Sandra M | Officer | Chief Consumer Banking Officer | 3 | 2024–2026 | |
| Carfagna Michael J | Officer | Chief Information Officer | 1 | 2025 | person page Fuzzy |
| LaRocca James E | Officer | Accounting and Finance Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | TFS Financial CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Bernard S Kobak | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David S Huffman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Marc A Stefanski | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Michael J Carfagna | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert A Fiala | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Russell C Holmes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | William C Mulligan | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institution, Federally Chartered, OH first:
- METROPOLITAN FINANCIAL CORP /OH/ OH
- PEOPLES FINANCIAL CORP \OH\ OH
- DELPHOS CITIZENS BANCORP INC OH
- PEOPLES SIDNEY FINANCIAL CORP OH
- FIRST PLACE FINANCIAL CORP /DE/ OH
- METROPOLITAN CAPITAL TRUST II OH
- Century Commercial Bancorp Inc OH
- Cheviot Financial Corp. OH
- Cincinnati Bancorp OH
- Community Savings Bancorp, Inc. OH
In other datasets, the same topic (Finance) in OH:
- Form D issuer: 18639 Harbor County LLC (Form D private offerings)
- Lobbying client: ADS ALLIANCE DATA SYSTEMS (Federal lobbying (LDA))
Interests: Savings Institution, Federally Chartered · Finance