IPO registrations (S-1, F-1) · Registrants
People's United Financial, Inc.
- SEC CIK
- 1378946 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-11-02, last 2007-02-13; 1 initial registration, 4 amendments
- Outcome
- Declared effective 2007-02-14
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- DE
- Business address
- C/O PEOPLE'S BANK, 850 MAIN STREET, Bridgeport, CT 06604
- EDGAR entity type
- operating
- Insiders and CEO pay
- People's United Financial, Inc. on the corporate pages
Offering terms
- Shares offered
- 2,000,000
- Listing
- Nasdaq under the symbol PBCT
- Lead underwriters
- Morgan Stanley
- Syndicate
- R Yan
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PEOPLE'S UNITED FINANCIAL, INC. Fuzzy (name and state)
- SEC filer: People's United Financial, Inc. EXACT (CIK (EXACT))
- Person page: David K Norton Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Galan G Daukas Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Janet M Hansen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Louise T Sandberg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mark F Herron Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Richard M Barry Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert R D'Amore Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Sara M Longobardi Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-11-02 | S-1 | S-1 (registration) | People's United Financial, Inc. | 0001193125-06-222237 ↗ |
| 2006-12-21 | S-1/A | S-1/A (amendment) | People's United Financial, Inc. | 0001193125-06-257475 ↗ |
| 2007-01-12 | S-1/A | S-1/A (amendment) | People's United Financial, Inc. | 0001193125-07-006117 ↗ |
| 2007-02-02 | S-1/A | S-1/A (amendment) | People's United Financial, Inc. | 0001193125-07-019027 ↗ |
| 2007-02-13 | S-1/A | S-1/A (amendment) | People's United Financial, Inc. | 0001193125-07-029033 ↗ |
| 2007-02-14 | EFFECT | EFFECT (declared effective) | People's United Financial, Inc. | 9999999995-07-000664 ↗ |
| 2007-10-19 | EFFECT | EFFECT (declared effective) | People's United Financial, Inc. | 9999999995-07-004142 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-02-13 | S-1/A | registration statement | $20.00 | 2,000,000 | $40,000,000 | Nasdaq PBCT | 2 | primary document; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Baron Collin P | Director | 21 | 2007–2022 | ||
| Carter George P | Director | 32 | 2007–2022 | ||
| Coleman Jacinta A | Officer | Executive Vice President; Executive VP; Exec VP/Chief Info Officer | 4 | 2007–2008 | |
| D'Amore Robert R | Officer | Executive Vice President; Exec VP Marketing/RegionalBank; Sen. Exec. VP; Senior Exec VP; Sr. Executive Vice President; Sr. Exec. VP | 27 | 2007–2014 | person page Fuzzy |
| Dreyer Brian F | Officer | Executive Vice President; Executive VP; Exec VP/Commercial Banking; Sen. Exec. VP; Senior Executive VP; Senior Exec. VP; Sr. Executive Vice President | 27 | 2007–2011 | |
| Eunice Groark S | Director | 15 | 2007–2012 | ||
| Franklin Jerry | Director | 40 | 2007–2022 | ||
| Hansen Janet M | Director | 24 | 2007–2022 | person page Fuzzy | |
| Hoyt Richard M | Director | 19 | 2007–2021 | ||
| Huebner Bryan J | Director; Officer | Executive Vice President; Executive Vice President (5); Executive VP; Exec VP/Consumer Financial Ser | 6 | 2007–2008 | |
| Klein John A | Director,Officer | President and CEO; President/CEO/Chairman | 3 | 2007 | |
| Kosturko William T | Officer | EVP and General Counsel; Exec VP and General Counsel; Exec. VP and General Counsel; Senior Exec. VP; Senior Exec. VP & Gen. Counsel | 10 | 2007–2008 | |
| Lowney Jeremiah J Jr | Director | 6 | 2007–2009 | ||
| Mandel Henry R | Officer | Executive Vice President; Exec. VP; Exec VP/ Organization Effectiv | 8 | 2007–2009 | |
| McGregor Jack E | Director | 2 | 2007 | ||
| Sherringham Philip R | Director,Officer; Officer | Acting President & CEO/EVP/CFO; Acting President/CEO/EVP/CFO; Executive Vice President/CFO; Executive VP and CFO; Exec VP and CFO; President and CEO/CFO; President & CEO | 14 | 2007–2010 | |
| Vitelli Mark K | Officer | Executive Vice President; Exec VP/ Direct Banking and Op | 4 | 2007–2008 | |
| THOMAS JAMES A | Director | 10 | 2007–2011 | ||
| Bliven Christina M | Officer | Acting Controller | 3 | 2007 | |
| HOYT JEFFREY | Officer | Chief Accounting Officer; Controller | 62 | 2007–2022 | |
| BARNES JOHN P | Director,Officer; Officer | Chairman and CEO; President and CEO; President & CEO; Senior Exec. VP; Sr. Executive Vice President | 69 | 2008–2022 | |
| DWIGHT JOHN K | Director | 22 | 2008–2022 | ||
| RICHARDS MARK W | Director | 47 | 2008–2022 | ||
| Sandberg Louise T | Officer | Senior Executive VP; Senior Exec. VP; Sr. Executive Vice President | 21 | 2008–2013 | person page Fuzzy |
| Bodor David A | Officer | Executive Vice President; Exec. VP | 6 | 2008–2011 | |
| Burner Paul D | Officer | Sen. Exec. VP and CFO; Senior EVP and CFO | 10 | 2008–2011 | |
| Trautmann Robert E | Officer | Exec. VP and GC; Exec. VP & GC; Sen. Exec. VP & GC; Sr. EVP, Gen. Counsel & Sec.; Sr. EVP,Gen. Counsel & Sec.; Sr Ex VP, Gen Cnsl & Secretary | 61 | 2008–2018 | |
| Simon Chantal D | Officer | Exec. VP & Chief Risk Officer; Sr. EVP & Chief Risk Officer; Sr Ex VP & Chief Risk Officer | 30 | 2009–2018 | |
| NORTON DAVID K | Officer | Sen. Exec. VP and CHRO; Sr EVP and Chief HR Officer; Sr. Exec. VP and CHRO; Sr Ex VP & Chief HR Offcr; Sr Ex VP & Chief HR Office; Sr Ex VP & Chief HR Officer | 46 | 2009–2022 | person page Fuzzy |
| Powlus Lee C | Officer | Exec VP, Chief Admin. Officer; Sr. EVP & Chief Admin. Officer; Sr Ex VP & Chief Admin Officer | 50 | 2010–2022 | |
| Tengel Jeffrey J | Officer | President; Senior Exec VP; Senior Exec. VP; Sr. Executive Vice President; Sr. Exec. VP | 35 | 2011–2022 | |
| WALTERS KIRK W | Director,Officer; Officer | Senior Exec VP and CFO; Sr Executive Vice President; Sr. Exec. VP and CFO; Sr Exec VP & Chief Fin Officer; Sr Ex VP & Chief Fin'l Officer | 37 | 2011–2022 | |
| Bottomley Kevin T. | Director | 17 | 2011–2020 | ||
| McAllister, Nancy | Director | 11 | 2013–2022 | ||
| Daukas Galan G | Officer | Former SEVP; Sr. Executive Vice President | 22 | 2013–2019 | person page Fuzzy |
| Longobardi Sara M | Officer | Sr Executive Vice President | 28 | 2014–2022 | person page Fuzzy |
| Rosato R David | Officer | Senior Exec Vice President; Sr EVP and CFO | 34 | 2014–2022 | |
| Cruger William Frank Jr. | Director | 10 | 2014–2022 | ||
| Chwick Jane | Director | 6 | 2017–2022 | ||
| Berey David P | Officer | Executive Vice President | 7 | 2018–2020 | |
| Herron Mark F | Officer | Executive Vice President | 14 | 2018–2022 | person page Fuzzy |
| Roberts Daniel G | Officer | Executive Vice President | 11 | 2018–2022 | |
| Berner Kristy | Officer | EVP, Gen. Counsel & Secretary; Exec. V.P. & General Counsel | 13 | 2018–2022 | |
| Boardman Michael M | Officer | Executive Vice President | 7 | 2020–2022 | |
| BARRY RICHARD M | Officer | Chief Credit Officer; EVP, Chief Credit Officer | 7 | 2020–2022 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | PEOPLE'S UNITED FINANCIAL, INC. | CT | State business registries | name and state |
| SEC filer | People's United Financial, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PEOPLE'S UNITED FINANCIAL, INC. | CT | Trademarks (USPTO) | name and state |
| Person page | David K Norton | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Galan G Daukas | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Janet M Hansen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Louise T Sandberg | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mark F Herron | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Richard M Barry | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert R D'Amore | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Sara M Longobardi | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.