IPO registrations (S-1, F-1) · Registrants
Ocean Power Technologies, Inc.
- SEC CIK
- 1378140 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-11-13, last 2026-11-05; 11 initial registrations, 15 amendments
- Outcome
- Final prospectus filed 2007-04-25; declared effective 2007-04-24
- Industry (SIC)
- Electric Services 4911
- Incorporated in
- NJ
- Business address
- 28 ENGELHARD DRIVE, SUITE B, Monroe Township, NJ 08831
- EIN
- 22-2535818
- Ticker
- OPTT (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ocean Power Technologies, Inc. on the corporate pages
Offering terms
- Proposed price range
- $20.00–$22.00 per share (S-1/A filed 2007-04-23)
- Final price
- $20.00 per share, within the range (424B4 filed 2007-04-25, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $100,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OPTT
- Lead underwriters
- UBS
- Syndicate
- BofA Securities; Bear Stearns; First Albany Capital; Article 19 of the FSMA (Financial Promotion) Order (2,005)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OCEAN POWER TECHNOLOGIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: OCEAN POWER TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- Federal award recipient: OCEAN POWER TECHNOLOGIES, INC. Fuzzy (name and state)
- Lobbying client: OCEAN POWER TECHNOLOGIES Fuzzy (name and state)
- Lobbying client: OCEAN POWER TECHNOLOGIES Fuzzy (name and state)
- Lobbying client: OCEAN POWER TECHNOLOGIES Fuzzy (name and state)
- Lobbying client: OCEAN POWER TECHNOLOGIES Fuzzy (name and state)
- Lobbying client: OCEAN POWER TECHNOLOGIES INC Fuzzy (name and state)
- SEC filer: Ocean Power Technologies, Inc. EXACT (CIK (EXACT))
Filings 48
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-11-13 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0000950123-06-013892 ↗ |
| 2007-02-05 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0000950123-07-001262 ↗ |
| 2007-03-19 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0000950123-07-004036 ↗ |
| 2007-04-10 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0000950123-07-005227 ↗ |
| 2007-04-10 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0000950123-07-005259 ↗ |
| 2007-04-19 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0000950123-07-005653 ↗ |
| 2007-04-23 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0000950123-07-005766 ↗ |
| 2007-04-24 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-07-001442 ↗ |
| 2007-04-25 | 424B4 | 424B4 (final prospectus) | Ocean Power Technologies, Inc. | 0000950123-07-005889 ↗ |
| 2013-02-15 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-13-000544 ↗ |
| 2016-04-26 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-16-004328 ↗ |
| 2016-09-07 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001437749-16-038369 ↗ |
| 2016-09-30 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001437749-16-039337 ↗ |
| 2016-10-07 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001437749-16-039589 ↗ |
| 2016-10-13 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-16-005962 ↗ |
| 2016-10-14 | 424B4 | 424B4 (final prospectus) | Ocean Power Technologies, Inc. | 0001437749-16-039846 ↗ |
| 2017-04-07 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001144204-17-019696 ↗ |
| 2017-04-26 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-17-000971 ↗ |
| 2017-04-28 | 424B4 | 424B4 (final prospectus) | Ocean Power Technologies, Inc. | 0001144204-17-023091 ↗ |
| 2017-12-12 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-17-003208 ↗ |
| 2018-08-13 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-18-011546 ↗ |
| 2018-08-23 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-18-002184 ↗ |
| 2019-03-11 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-19-003103 ↗ |
| 2019-04-03 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-19-004784 ↗ |
| 2019-04-03 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-19-004836 ↗ |
| 2019-04-04 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-19-004874 ↗ |
| 2019-04-04 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-19-000602 ↗ |
| 2019-04-05 | 424B4 | 424B4 (final prospectus) | Ocean Power Technologies, Inc. | 0001493152-19-004981 ↗ |
| 2019-10-25 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-19-015988 ↗ |
| 2019-11-06 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-19-002508 ↗ |
| 2020-01-21 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-20-000869 ↗ |
| 2020-02-07 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-20-001794 ↗ |
| 2020-02-14 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-20-000368 ↗ |
| 2020-06-12 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-20-011083 ↗ |
| 2020-06-18 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-20-001485 ↗ |
| 2020-09-18 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-20-018029 ↗ |
| 2020-10-06 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-20-002759 ↗ |
| 2020-12-02 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-20-003374 ↗ |
| 2021-11-29 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-21-004504 ↗ |
| 2023-09-28 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-23-002806 ↗ |
| 2023-12-12 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-23-003604 ↗ |
| 2024-09-11 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-24-002793 ↗ |
| 2026-08-25 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-26-040052 ↗ |
| 2026-09-08 | S-1 | S-1 (registration) | Ocean Power Technologies, Inc. | 0001493152-26-041658 ↗ |
| 2026-09-25 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-26-044343 ↗ |
| 2026-10-14 | EFFECT | EFFECT (declared effective) | Ocean Power Technologies, Inc. | 9999999995-26-003237 ↗ |
| 2026-10-29 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-26-049198 ↗ |
| 2026-11-05 | S-1/A | S-1/A (amendment) | Ocean Power Technologies, Inc. | 0001493152-26-050261 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-04-23 | S-1/A | registration statement | $20.00–$22.00 | 5,000,000 | - | Nasdaq OPTT | 5 | primary document; range, shares headline, underwriting table 1, cover names 4 | document ↗ | |
| 2007-04-25 | 424B4 | final prospectus | $20.00 | 5,000,000 | $100,000,000 | Nasdaq OPTT | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ash Eric | Director | 4 | 2007–2008 | ||
| Baylouny John | Officer | Senior VP, Engineering | 2 | 2007 | |
| Draper Mark | Director,Officer; Officer | CEO of OPT Ltd; Chief Executive Officer; Chief Executive of OPT Ltd.; CHIEF OPERATING OFFICER | 6 | 2007–2009 | |
| Dunleavy Charles F | Director,Officer | CEO and Chairman; CFO, Senior VP, Treas and Sec; CFO, SR VP. Treas,.and Sec/; CFO, SR VP. Treas. and Sec; CFO, SVP, Treasurer and Sec.; Chief Executive Officer | 21 | 2007–2014 | |
| Meaney Thomas | Director | 8 | 2007–2012 | ||
| PRESTON SEYMOUR S III | Director | 10 | 2007–2013 | ||
| Taylor George W | Director; Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; Executive Chairman; Executive Vice Chairman; Executive Vice-Chairman | 27 | 2007–2014 | |
| LOZIER PAUL F | Director | 8 | 2007–2011 | ||
| NOCK HERBERT T | Officer | VP, BUSINESS DEVELOPMENT; VP, Business Develop. & Mktng | 3 | 2008 | |
| CHATIGNY VICTOR J | Director | 5 | 2009–2011 | ||
| POSNER BRIAN M | Officer | Chief Financial Officer | 9 | 2010–2013 | |
| Davis David L | Director | 2 | 2011–2012 | ||
| PEACOCK BRUCE | Director | 2 | 2011–2012 | ||
| cryan terence james | Director | 20 | 2012–2026 | ||
| KELLER DAVID L | Director | 5 | 2013–2015 | ||
| FEATHERSTONE MARK A | Officer | Chief Financial Officer; Principal Accounting Officer | 9 | 2013–2016 | |
| Competti Eileen M | Director | 2 | 2014 | ||
| Heinz David R | Officer | Chief Operating Officer | 4 | 2014–2015 | |
| Glover Dean J | Director | 9 | 2014–2020 | ||
| Kirby George H III | Director,Officer | President, CEO; President, CEO, and Director | 17 | 2015–2021 | |
| Burger Robert J. | Director | 3 | 2015–2016 | ||
| FLUDDER STEVEN M | Director | 6 | 2016–2020 | ||
| WINTERS ROBERT K | Director | 6 | 2016–2021 | ||
| Mekhiche Mike M | Officer | Executive Vice President; Executive VP; Executive VP Eng/Operations; Exec VP-Engineering/Operations | 6 | 2016–2017 | |
| Shafer Matthew T | Officer | CFO and Treasurer | 9 | 2016–2021 | |
| Phebus Christopher | Officer | Vice President - Engineering | 2 | 2018 | |
| Moore Kristine S | Director | 3 | 2018–2020 | ||
| Hewlett Clyde W | Director | 9 | 2020–2026 | ||
| PURCEL DIANA G | Director | 8 | 2020–2026 | ||
| Slaiby Peter E. | Director | 10 | 2020–2026 | ||
| Stratmann Philipp | Director,Officer; Officer | Chief Executive Officer; President and CEO | 20 | 2021–2026 | |
| DiPietro Joseph | Officer | Chief Accounting Officer; Controller and Treasurer | 7 | 2021–2024 | |
| Powers Robert Patrick | Officer | CFO; Chief Financial Officer; Senior VP and CFO | 18 | 2021–2026 | |
| Lorenz Anderson Natalie M. | Director | 6 | 2021–2025 | ||
| Burdyny Matthew | Officer | Chief Commercial Officer | 7 | 2023–2025 | |
| PAGLIARA TRACY D | Officer | Senior VP and General Counsel; SVP and General Counsel | 6 | 2025–2026 | |
| Montesi Corliss J. | Director | 2 | 2026 | ||
| Thompson Jim Raymond | Director | 2 | 2026 | ||
| DiGuardo Joseph A. | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | OCEAN POWER TECHNOLOGIES, INC. | NJ | State business registries | name and state |
| Federal award recipient | OCEAN POWER TECHNOLOGIES, INC. | NJ | Federal spending (USAspending) | name and state |
| Lobbying client | OCEAN POWER TECHNOLOGIES | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | OCEAN POWER TECHNOLOGIES | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | OCEAN POWER TECHNOLOGIES | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | OCEAN POWER TECHNOLOGIES | NJ | Federal lobbying (LDA) | name and state |
| Lobbying client | OCEAN POWER TECHNOLOGIES INC | NJ | Federal lobbying (LDA) | name and state |
| Patent assignee | OCEAN POWER TECHNOLOGIES, INC. | NJ | Patents (USPTO) | name and state |
| SEC filer | Ocean Power Technologies, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Ocean Power Technologies, Inc. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | OCEAN POWER TECHNOLOGIES, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.