IPO registrations (S-1, F-1) · Registrants

ADMA BIOLOGICS, INC.

SEC CIK
1368514 · filings on EDGAR ↗
Former names
R&R ACQUISITION VI, INC (2006–2012)
Registration
Form S-1, first filed 2012-03-29, last 2017-11-08; 3 initial registrations, 13 amendments
Outcome
Final prospectus filed 2013-10-17; declared effective 2012-08-13
Industry (SIC)
Biological Products, (No Diagnostic Substances) 2836
Incorporated in
DE
Business address
C/O ADMA BIOLOGICS, INC., 465 STATE ROUTE 17, Ramsey, NJ 07446
EIN
56-2590442
Ticker
ADMA (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
ADMA BIOLOGICS, INC. on the corporate pages

Offering terms

Proposed price range
$8.50–$9.50 per share (S-1/A filed 2013-10-04)
Final price
$6.89 per share, below the range (424B4 filed 2013-10-17, an initial public offering)
Shares sold
3,352,941
Gross proceeds
$23,101,763 before underwriting discounts and any over-allotment option
Listing
OTCQB under the symbol ADMA
Lead underwriters
Oppenheimer (1,676,471 shares)
Syndicate
Ladenburg Thalmann (670,588); Maxim Group (670,588); Laidlaw & Company (335,294)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 26

FiledFormWhat it isName as filedEDGAR
2012-03-29S-1S-1 (registration)ADMA BIOLOGICS, INC.0001193805-12-000562 ↗
2012-05-08S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-12-000858 ↗
2012-06-05S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-12-001013 ↗
2012-07-03S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-12-001123 ↗
2012-08-10S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-12-001341 ↗
2012-08-13S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-12-001350 ↗
2012-08-13EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-12-002479 ↗
2013-02-11S-1S-1 (registration)ADMA BIOLOGICS, INC.0001193805-13-000287 ↗
2013-04-08S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-13-000774 ↗
2013-04-22S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-13-000810 ↗
2013-04-30S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-13-000852 ↗
2013-09-25S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-13-001679 ↗
2013-10-04S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-13-001781 ↗
2013-10-16EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-13-002981 ↗
2013-10-17424B4424B4 (final prospectus)ADMA BIOLOGICS, INC.0001193805-13-001863 ↗
2014-12-23EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-14-003800 ↗
2017-06-28EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-17-001686 ↗
2017-10-11S-1S-1 (registration)ADMA BIOLOGICS, INC.0001193805-17-003279 ↗
2017-10-23S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-17-003327 ↗
2017-11-03S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-17-003383 ↗
2017-11-08S-1/AS-1/A (amendment)ADMA BIOLOGICS, INC.0001193805-17-003417 ↗
2017-11-08S-1MEFS-1MEF (added securities)ADMA BIOLOGICS, INC.0001193805-17-003424 ↗
2017-11-08EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-17-002923 ↗
2017-11-09424B1424B1 (final prospectus)ADMA BIOLOGICS, INC.0001193805-17-003439 ↗
2018-05-31EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-18-001396 ↗
2019-10-15EFFECTEFFECT (declared effective)ADMA BIOLOGICS, INC.9999999995-19-002318 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2013-10-04S-1/Aregistration statement$8.50–$9.50$6.892,666,667$18,373,3354primary document; range, price line, shares headline, proceeds computed, cover names 4document ↗
2013-10-17424B4final prospectus$6.893,352,941$23,101,763OTCQB ADMA4primary document; price line, shares headline, proceeds computed, underwriting table 4, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
KLING ARNOLD PDirector,Officer,TenPercentOwnerPresident22006–2012
R & R INVESTMENTS VI LLCTenPercentOwner22006–2012
WARSHAW KIRK MOfficerCFO, Secretary22006–2012
Burrill Capital Fund IV, L.P.Director,TenPercentOwner; TenPercentOwner32012–2013
BURRILL STEVENDirector,TenPercentOwner22012
ELMS STEVEDirector; Director,TenPercentOwner; TenPercentOwner242012–2026
Fong BryantDirector; Director,TenPercentOwner162012–2024
GOLDSTEIN DOV A MDDirector; Director,TenPercentOwner122012–2020
Grossman Adam SDirector,Officer; Director,Officer,TenPercentOwnerPresident and CEO; President & CEO; President,CEO, and Interim CFO852012–2026person page Fuzzy
Grossman Jerrold BDirector412012–2026
RICHMAN ERIC IDirector152012–2020
WETHERELL DAVID SDirector,TenPercentOwner22012
Aisling Capital II LPTenPercentOwner22012–2013
AISLING CAPITAL PARTNERS LLCTenPercentOwner22012–2013
AISLING CAPITAL PARTNERS, LPTenPercentOwner22012–2013
Purcell Dennis JTenPercentOwner22012–2013
SCHIFF ANDREW NTenPercentOwner22012–2013
LENZ BRIANOfficerChief Financial Officer; EVP, CFO; VP, CFO422012–2024
Guiheen Lawrence P.Director262012–2026
Mond JamesOfficerCSO and CMO; CSO/CMO; EVP, CSO and CMO202012–2021
Burrill & Co (BCF IV GP), LLCTenPercentOwner12013
Ehmer BernhardDirector12017
Biotest AGDirector,TenPercentOwner; TenPercentOwner42017–2018
Biotest Pharmaceuticals CorpDirector,TenPercentOwner; TenPercentOwner42017–2018
EDELMAN JOSEPHTenPercentOwner82017–2021
PERCEPTIVE ADVISORS LLCTenPercentOwner82017–2021
PERCEPTIVE LIFE SCIENCES MASTER FUND LTDTenPercentOwner82017–2021
Biotest Divestiture TrustTenPercentOwner32018–2019
DEMSKI MARTHA JDirector72020–2023
KWON YOUNGDirector102021–2026
FINGER ALISON CECILYDirector42023–2026
Kestenberg-Messina Kaitlin M.OfficerCOO and SVP, Compliance192024–2026
Tade Brad L.OfficerCFO and Treasurer82024–2026
Salas Eduardo ReneDirector42025–2026
Kohler TerryOfficerCFO and Treasurer22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2012-02-28ADMA BIOLOGICS, INC.BiotechnologyIndefinite$091

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationAdma Biologics, Inc.NJState business registriesname and state
Business registrationADMA BIOLOGICS, Inc.NJState business registriesname and state
Business registrationADMA BIOLOGICS, INC.NJState business registriesname and state
Business registrationADMA BIOLOGICS, INC.NJState business registriesEIN (EXACT, as the state registration reports it)
Business registrationADMA BIOLOGICS, INC.NJState business registriesname and state
Business registrationADMA BIOLOGICS, INC.NJState business registriesname and state
Business registrationADMA BIOLOGICS, INC.NJState business registriesname and state
Federal award recipientADMA BIOLOGICS, INC.NJFederal spending (USAspending)name and state
Form D issuerADMA BIOLOGICS, INC.NJForm D private offeringsCIK (EXACT)
Patent assigneeADMA BIOLOGICS, INC.NJPatents (USPTO)name and state
SEC filerADMA BIOLOGICS, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerADMA Biologics, Inc.NJTrademarks (USPTO)name and state
Form 5500 plan sponsorADMA BIOLOGICS, INC.EIN (EXACT)
Person pageAdam S GrossmanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Biological Products, (No Diagnostic Substances), NJ first:

More with this interest.

In other datasets, the same topic (Health) in NJ:

Interests: Biological Products, (No Diagnostic Substances) · Health