IPO registrations (S-1, F-1) · Registrants
ADMA BIOLOGICS, INC.
- SEC CIK
- 1368514 · filings on EDGAR ↗
- Former names
- R&R ACQUISITION VI, INC (2006–2012)
- Registration
- Form S-1, first filed 2012-03-29, last 2017-11-08; 3 initial registrations, 13 amendments
- Outcome
- Final prospectus filed 2013-10-17; declared effective 2012-08-13
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Incorporated in
- DE
- Business address
- C/O ADMA BIOLOGICS, INC., 465 STATE ROUTE 17, Ramsey, NJ 07446
- EIN
- 56-2590442
- Ticker
- ADMA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ADMA BIOLOGICS, INC. on the corporate pages
Offering terms
- Proposed price range
- $8.50–$9.50 per share (S-1/A filed 2013-10-04)
- Final price
- $6.89 per share, below the range (424B4 filed 2013-10-17, an initial public offering)
- Shares sold
- 3,352,941
- Gross proceeds
- $23,101,763 before underwriting discounts and any over-allotment option
- Listing
- OTCQB under the symbol ADMA
- Lead underwriters
- Oppenheimer (1,676,471 shares)
- Syndicate
- Ladenburg Thalmann (670,588); Maxim Group (670,588); Laidlaw & Company (335,294)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ADMA BIOLOGICS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Adma Biologics, Inc. Fuzzy (name and state)
- Business registration: ADMA BIOLOGICS, Inc. Fuzzy (name and state)
- Business registration: ADMA BIOLOGICS, INC. Fuzzy (name and state)
- Business registration: ADMA BIOLOGICS, INC. Fuzzy (name and state)
- Business registration: ADMA BIOLOGICS, INC. Fuzzy (name and state)
- Business registration: ADMA BIOLOGICS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ADMA BIOLOGICS, INC. EXACT (EIN (EXACT))
- Federal award recipient: ADMA BIOLOGICS, INC. Fuzzy (name and state)
- Form D issuer: ADMA BIOLOGICS, INC. EXACT (CIK (EXACT))
- SEC filer: ADMA BIOLOGICS, INC. EXACT (CIK (EXACT))
- Person page: Adam S Grossman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 26
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-03-29 | S-1 | S-1 (registration) | ADMA BIOLOGICS, INC. | 0001193805-12-000562 ↗ |
| 2012-05-08 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-12-000858 ↗ |
| 2012-06-05 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-12-001013 ↗ |
| 2012-07-03 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-12-001123 ↗ |
| 2012-08-10 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-12-001341 ↗ |
| 2012-08-13 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-12-001350 ↗ |
| 2012-08-13 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-12-002479 ↗ |
| 2013-02-11 | S-1 | S-1 (registration) | ADMA BIOLOGICS, INC. | 0001193805-13-000287 ↗ |
| 2013-04-08 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-13-000774 ↗ |
| 2013-04-22 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-13-000810 ↗ |
| 2013-04-30 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-13-000852 ↗ |
| 2013-09-25 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-13-001679 ↗ |
| 2013-10-04 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-13-001781 ↗ |
| 2013-10-16 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-13-002981 ↗ |
| 2013-10-17 | 424B4 | 424B4 (final prospectus) | ADMA BIOLOGICS, INC. | 0001193805-13-001863 ↗ |
| 2014-12-23 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-14-003800 ↗ |
| 2017-06-28 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-17-001686 ↗ |
| 2017-10-11 | S-1 | S-1 (registration) | ADMA BIOLOGICS, INC. | 0001193805-17-003279 ↗ |
| 2017-10-23 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-17-003327 ↗ |
| 2017-11-03 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-17-003383 ↗ |
| 2017-11-08 | S-1/A | S-1/A (amendment) | ADMA BIOLOGICS, INC. | 0001193805-17-003417 ↗ |
| 2017-11-08 | S-1MEF | S-1MEF (added securities) | ADMA BIOLOGICS, INC. | 0001193805-17-003424 ↗ |
| 2017-11-08 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-17-002923 ↗ |
| 2017-11-09 | 424B1 | 424B1 (final prospectus) | ADMA BIOLOGICS, INC. | 0001193805-17-003439 ↗ |
| 2018-05-31 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-18-001396 ↗ |
| 2019-10-15 | EFFECT | EFFECT (declared effective) | ADMA BIOLOGICS, INC. | 9999999995-19-002318 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-10-04 | S-1/A | registration statement | $8.50–$9.50 | $6.89 | 2,666,667 | $18,373,335 | 4 | primary document; range, price line, shares headline, proceeds computed, cover names 4 | document ↗ | |
| 2013-10-17 | 424B4 | final prospectus | $6.89 | 3,352,941 | $23,101,763 | OTCQB ADMA | 4 | primary document; price line, shares headline, proceeds computed, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| KLING ARNOLD P | Director,Officer,TenPercentOwner | President | 2 | 2006–2012 | |
| R & R INVESTMENTS VI LLC | TenPercentOwner | 2 | 2006–2012 | ||
| WARSHAW KIRK M | Officer | CFO, Secretary | 2 | 2006–2012 | |
| Burrill Capital Fund IV, L.P. | Director,TenPercentOwner; TenPercentOwner | 3 | 2012–2013 | ||
| BURRILL STEVEN | Director,TenPercentOwner | 2 | 2012 | ||
| ELMS STEVE | Director; Director,TenPercentOwner; TenPercentOwner | 24 | 2012–2026 | ||
| Fong Bryant | Director; Director,TenPercentOwner | 16 | 2012–2024 | ||
| GOLDSTEIN DOV A MD | Director; Director,TenPercentOwner | 12 | 2012–2020 | ||
| Grossman Adam S | Director,Officer; Director,Officer,TenPercentOwner | President and CEO; President & CEO; President,CEO, and Interim CFO | 85 | 2012–2026 | person page Fuzzy |
| Grossman Jerrold B | Director | 41 | 2012–2026 | ||
| RICHMAN ERIC I | Director | 15 | 2012–2020 | ||
| WETHERELL DAVID S | Director,TenPercentOwner | 2 | 2012 | ||
| Aisling Capital II LP | TenPercentOwner | 2 | 2012–2013 | ||
| AISLING CAPITAL PARTNERS LLC | TenPercentOwner | 2 | 2012–2013 | ||
| AISLING CAPITAL PARTNERS, LP | TenPercentOwner | 2 | 2012–2013 | ||
| Purcell Dennis J | TenPercentOwner | 2 | 2012–2013 | ||
| SCHIFF ANDREW N | TenPercentOwner | 2 | 2012–2013 | ||
| LENZ BRIAN | Officer | Chief Financial Officer; EVP, CFO; VP, CFO | 42 | 2012–2024 | |
| Guiheen Lawrence P. | Director | 26 | 2012–2026 | ||
| Mond James | Officer | CSO and CMO; CSO/CMO; EVP, CSO and CMO | 20 | 2012–2021 | |
| Burrill & Co (BCF IV GP), LLC | TenPercentOwner | 1 | 2013 | ||
| Ehmer Bernhard | Director | 1 | 2017 | ||
| Biotest AG | Director,TenPercentOwner; TenPercentOwner | 4 | 2017–2018 | ||
| Biotest Pharmaceuticals Corp | Director,TenPercentOwner; TenPercentOwner | 4 | 2017–2018 | ||
| EDELMAN JOSEPH | TenPercentOwner | 8 | 2017–2021 | ||
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 8 | 2017–2021 | ||
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 8 | 2017–2021 | ||
| Biotest Divestiture Trust | TenPercentOwner | 3 | 2018–2019 | ||
| DEMSKI MARTHA J | Director | 7 | 2020–2023 | ||
| KWON YOUNG | Director | 10 | 2021–2026 | ||
| FINGER ALISON CECILY | Director | 4 | 2023–2026 | ||
| Kestenberg-Messina Kaitlin M. | Officer | COO and SVP, Compliance | 19 | 2024–2026 | |
| Tade Brad L. | Officer | CFO and Treasurer | 8 | 2024–2026 | |
| Salas Eduardo Rene | Director | 4 | 2025–2026 | ||
| Kohler Terry | Officer | CFO and Treasurer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-02-28 | ADMA BIOLOGICS, INC. | Biotechnology | Indefinite | $0 | 9 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Adma Biologics, Inc. | NJ | State business registries | name and state |
| Business registration | ADMA BIOLOGICS, Inc. | NJ | State business registries | name and state |
| Business registration | ADMA BIOLOGICS, INC. | NJ | State business registries | name and state |
| Business registration | ADMA BIOLOGICS, INC. | NJ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ADMA BIOLOGICS, INC. | NJ | State business registries | name and state |
| Business registration | ADMA BIOLOGICS, INC. | NJ | State business registries | name and state |
| Business registration | ADMA BIOLOGICS, INC. | NJ | State business registries | name and state |
| Federal award recipient | ADMA BIOLOGICS, INC. | NJ | Federal spending (USAspending) | name and state |
| Form D issuer | ADMA BIOLOGICS, INC. | NJ | Form D private offerings | CIK (EXACT) |
| Patent assignee | ADMA BIOLOGICS, INC. | NJ | Patents (USPTO) | name and state |
| SEC filer | ADMA BIOLOGICS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ADMA Biologics, Inc. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ADMA BIOLOGICS, INC. | EIN (EXACT) | ||
| Person page | Adam S Grossman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), NJ first:
- IGX CORP/DE NJ
- Point of Care Nano-Technology, Inc. NJ
- Outlook Therapeutics, Inc. NJ
- Oyster Point Pharma, Inc. NJ
- Kalaris Therapeutics, Inc. NJ
- Tevogen Inc. NJ
- TAMIR BIOTECHNOLOGY, INC. NJ
- GENTA INC DE/ NJ
- BioNTech SE 2M
- Immatics N.V. 2M
In other datasets, the same topic (Health) in NJ:
- Nonprofit: 1ST CEREBRAL PALSY OF NEW JERSEY INC (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health