IPO registrations (S-1, F-1) · Registrants
ATHERSYS, INC / NEW
- SEC CIK
- 1368148 · filings on EDGAR ↗
- Former names
- BTHC VI Inc (2006–2007)
- Registration
- Form S-1, first filed 2007-07-10, last 2023-11-22; 5 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2012-10-26; declared effective 2007-10-18
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 3201 CARNEGIE AVENUE, Cleveland, OH 44115-2634
- EIN
- 20-4864095
- EDGAR entity type
- operating
- Insiders and CEO pay
- ATHERSYS, INC / NEW on the corporate pages
On this site
- Form D issuer: ATHERSYS, INC / NEW EXACT (CIK (EXACT))
- SEC filer: ATHERSYS, INC / NEW EXACT (CIK (EXACT))
- Person page: Baiju R Shah Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William C Mulligan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 41
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-10 | S-1 | S-1 (registration) | BTHC VI Inc | 0000950152-07-005716 ↗ |
| 2007-09-12 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0000950152-07-007492 ↗ |
| 2007-10-18 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-07-004107 ↗ |
| 2010-01-28 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-10-000367 ↗ |
| 2011-12-09 | S-1 | S-1 (registration) | ATHERSYS, INC / NEW | 0001193125-11-336755 ↗ |
| 2012-01-10 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001193125-12-007824 ↗ |
| 2012-01-17 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-12-000203 ↗ |
| 2012-04-09 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-12-000982 ↗ |
| 2012-04-16 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-12-001061 ↗ |
| 2012-10-09 | S-1 | S-1 (registration) | ATHERSYS, INC / NEW | 0001193125-12-417686 ↗ |
| 2012-10-17 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001193125-12-426155 ↗ |
| 2012-10-23 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001193125-12-431688 ↗ |
| 2012-10-25 | S-1MEF | S-1MEF (added securities) | ATHERSYS, INC / NEW | 0001193125-12-435939 ↗ |
| 2012-10-25 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-12-003087 ↗ |
| 2012-10-26 | 424B4 | 424B4 (final prospectus) | ATHERSYS, INC / NEW | 0001193125-12-436494 ↗ |
| 2013-01-22 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-13-000250 ↗ |
| 2013-04-05 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-13-000894 ↗ |
| 2013-11-07 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-13-003220 ↗ |
| 2014-03-27 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-14-000795 ↗ |
| 2015-02-09 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-15-000336 ↗ |
| 2016-01-13 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-16-003518 ↗ |
| 2017-03-21 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-17-000614 ↗ |
| 2018-02-13 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-18-000435 ↗ |
| 2019-11-25 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-19-002658 ↗ |
| 2020-01-29 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-20-000184 ↗ |
| 2020-06-09 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-20-001381 ↗ |
| 2020-08-21 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-20-002223 ↗ |
| 2021-07-07 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-21-002669 ↗ |
| 2023-04-13 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-23-000919 ↗ |
| 2023-05-10 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-23-001367 ↗ |
| 2023-06-07 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-23-001660 ↗ |
| 2023-07-14 | S-1 | S-1 (registration) | ATHERSYS, INC / NEW | 0001437749-23-019967 ↗ |
| 2023-07-26 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001437749-23-020653 ↗ |
| 2023-07-28 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001437749-23-020944 ↗ |
| 2023-08-07 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001437749-23-022348 ↗ |
| 2023-08-11 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-23-002358 ↗ |
| 2023-08-21 | 424B4 | 424B4 (final prospectus) | ATHERSYS, INC / NEW | 0001437749-23-024254 ↗ |
| 2023-09-21 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-23-002718 ↗ |
| 2023-11-09 | S-1 | S-1 (registration) | ATHERSYS, INC / NEW | 0001437749-23-031313 ↗ |
| 2023-11-22 | S-1/A | S-1/A (amendment) | ATHERSYS, INC / NEW | 0001437749-23-032817 ↗ |
| 2023-11-29 | EFFECT | EFFECT (declared effective) | ATHERSYS, INC / NEW | 9999999995-23-003488 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brigante David F | TenPercentOwner | 1 | 2006 | ||
| Diamond George L | TenPercentOwner | 1 | 2006 | ||
| Halter Financial Investments GP LLC | TenPercentOwner | 1 | 2006 | ||
| Halter Financial Investments LP | TenPercentOwner | 1 | 2006 | ||
| HALTER TIMOTHY P | Director,Officer,TenPercentOwner | CEO, Pres, CFO, Chairman & Sec | 1 | 2006 | |
| Rosenberg Marat | TenPercentOwner | 1 | 2006 | ||
| Brunden Kurt L | Officer | Vice President | 2 | 2007 | |
| Campbell Laura K | Officer | Senior Vice Pres Finance; Vice Pres Finance; Vice President; Vice President of Finance | 43 | 2007–2021 | |
| Davis Jordan | Director | 8 | 2007–2017 | ||
| Deans Robert J | Officer | Executive Vice President; Sr. Vice President; Vice President | 16 | 2007–2015 | |
| Harrington John J | Director,Officer; Officer | Chief Scientific Officer; Dir. & Chief Scientific Off.; EVP & Chief Scientific Officer; Exec Vice Pres and CSO | 49 | 2007–2022 | |
| Lehmann William JR | Officer | Interim CEO; Interim CEO, President, COO; President; President and COO; President & COO; President, COO | 49 | 2007–2022 | |
| LOOP FLOYD D MD | Director | 5 | 2007–2010 | ||
| LUBIN DANIEL C | TenPercentOwner | 1 | 2007 | ||
| MILNE GEORGE M JR | Director | 6 | 2007–2011 | ||
| MULLIGAN WILLIAM C | Director | 4 | 2007–2009 | person page Fuzzy | |
| ORBIMED ADVISORS LLC | DirectorOther; Director,TenPercentOwner; TenPercentOwner | 8 | 2007–2011 | ||
| Radius Venture Partners III, LLC | TenPercentOwner | 1 | 2007 | ||
| RADIUS VENTURE PARTNERS III L P | TenPercentOwner | 1 | 2007 | ||
| Radius Venture Partners III QP, L.P. | TenPercentOwner | 1 | 2007 | ||
| Radius Venture Partners II, LLC | TenPercentOwner | 1 | 2007 | ||
| RADIUS VENTURE PARTNERS II LP | TenPercentOwner | 1 | 2007 | ||
| SHEFFERY MICHAEL B | Director; Director,TenPercentOwner | 10 | 2007–2010 | ||
| Van Bokkelen Gil | Director,Officer | Chairman and CEO; Chief Executive Officer; Chmn & Chief Executive Officer | 50 | 2007–2020 | |
| Caduceus Private Investment III LP | TenPercentOwner | 1 | 2007 | ||
| Randall Lorin | Director | 19 | 2007–2021 | ||
| ISALY SAMUEL D | Director,TenPercentOwner; TenPercentOwner | 6 | 2008–2011 | ||
| WYSZOMIERSKI JACK L | Director | 18 | 2010–2023 | ||
| Babiss Lee | Director | 14 | 2010–2020 | ||
| Kola Ismail | Director | 21 | 2010–2023 | ||
| OrbiMed Capital GP III LLC | TenPercentOwner | 1 | 2011 | ||
| TRAUB KENNETH H | Director | 15 | 2012–2022 | ||
| HEALIOS K.K. | Other; TenPercentOwner | 2 | 2018–2020 | ||
| Kagimoto Tadahisa | Director; Director,TenPercentOwner | 3 | 2018–2020 | ||
| Macleod ivor | Officer | Chief Financial Officer | 9 | 2020–2022 | |
| Shah Baiju R. | Director | 3 | 2020–2021 | person page Fuzzy | |
| Wasman Jane | Director | 5 | 2020–2023 | ||
| Kalin Katherine Bach | Director | 3 | 2020–2021 | ||
| Camardo Daniel A. | Director,Officer | CEO; Chief Executive Officer | 9 | 2022–2023 | |
| Hansen Maia | Officer | Chief Operating Officer; COO | 12 | 2022–2023 | |
| Rosado Kasey | Officer | Interim, CFO | 1 | 2022 | |
| Nolan Joseph Patrick | Director | 2 | 2023 | ||
| MAYHUGH NEEMA | Director | 2 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2023-05-01 | ATHERSYS, INC / NEW | Biotechnology | $3,537,600 | $3,537,600 | 4 | 1 |
| 2012-03-22 | ATHERSYS, INC / NEW | Biotechnology | $18,000,004 | $9,000,002 | 20 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.