IPO registrations (S-1, F-1) · Registrants
Juhl Energy, Inc
- SEC CIK
- 1366312 · filings on EDGAR ↗
- Former names
- Juhl Wind, Inc (2008–2013); MH&SC, INC (2007–2008); HELP U DRIVE INC (2006–2006)
- Registration
- Form S-1, first filed 2008-10-22, last 2014-07-29; 6 initial registrations, 11 amendments
- Outcome
- Final prospectus filed 2014-08-04; declared effective 2009-06-24; withdrawal requested 2009-09-30
- Industry (SIC)
- Services-Management Consulting Services 8742
- Incorporated in
- DE
- Business address
- 1502 17TH STREET SE, Pipestone, MN 56164
- EIN
- 20-4947667
- EDGAR entity type
- operating
- Insiders and CEO pay
- Juhl Energy, Inc on the corporate pages
Offering terms
- Proposed price range
- $0.16–$0.20 per share (S-1/A filed 2014-07-29)
- Final price
- $1.37 per share, above the range (424B4 filed 2014-08-04)
- Shares sold
- 10,750,000
- Gross proceeds
- $14,727,500 before underwriting discounts and any over-allotment option
- Listing
- OTC under the symbol JUHL
- Lead underwriters
- Northland Securities (10,750,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: JUHL WIND, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: ZERO6 ENERGY, INC. EXACT (EIN (EXACT))
- SEC filer: Juhl Energy, Inc EXACT (CIK (EXACT))
Filings 25
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-10-22 | S-1 | S-1 (registration) | Juhl Wind, Inc | 0001144204-08-058805 ↗ |
| 2009-01-21 | S-1/A | S-1/A (amendment) | Juhl Wind, Inc | 0001144204-09-002789 ↗ |
| 2009-04-15 | S-1/A | S-1/A (amendment) | Juhl Wind, Inc | 0001144204-09-020766 ↗ |
| 2009-05-20 | S-1/A | S-1/A (amendment) | Juhl Wind, Inc | 0001144204-09-028646 ↗ |
| 2009-06-12 | S-1/A | S-1/A (amendment) | Juhl Wind, Inc | 0001144204-09-032316 ↗ |
| 2009-06-24 | EFFECT | EFFECT (declared effective) | Juhl Wind, Inc | 9999999995-09-001741 ↗ |
| 2009-09-30 | RW | RW (withdrawal request) | Juhl Wind, Inc | 0001144204-09-050859 ↗ |
| 2009-09-30 | S-1 | S-1 (registration) | Juhl Wind, Inc | 0001144204-09-050861 ↗ |
| 2009-10-14 | EFFECT | EFFECT (declared effective) | Juhl Wind, Inc | 9999999995-09-002853 ↗ |
| 2011-04-29 | S-1 | S-1 (registration) | Juhl Wind, Inc | 0001437749-11-002631 ↗ |
| 2011-05-12 | S-1/A | S-1/A (amendment) | Juhl Wind, Inc | 0001437749-11-003161 ↗ |
| 2011-05-13 | EFFECT | EFFECT (declared effective) | Juhl Wind, Inc | 9999999995-11-001547 ↗ |
| 2012-07-30 | S-1 | S-1 (registration) | Juhl Wind, Inc | 0001437749-12-007389 ↗ |
| 2012-09-20 | S-1/A | S-1/A (amendment) | Juhl Wind, Inc | 0001437749-12-009636 ↗ |
| 2012-10-09 | EFFECT | EFFECT (declared effective) | Juhl Wind, Inc | 9999999995-12-002926 ↗ |
| 2014-04-21 | S-1 | S-1 (registration) | Juhl Energy, Inc | 0001437749-14-006875 ↗ |
| 2014-05-01 | S-1 | S-1 (registration) | Juhl Energy, Inc | 0001437749-14-007747 ↗ |
| 2014-05-02 | RW | RW (withdrawal request) | Juhl Energy, Inc | 0001437749-14-007861 ↗ |
| 2014-06-06 | S-1/A | S-1/A (amendment) | Juhl Energy, Inc | 0001437749-14-010807 ↗ |
| 2014-06-23 | S-1/A | S-1/A (amendment) | Juhl Energy, Inc | 0001437749-14-011708 ↗ |
| 2014-07-09 | S-1/A | S-1/A (amendment) | Juhl Energy, Inc | 0001437749-14-012595 ↗ |
| 2014-07-28 | S-1/A | S-1/A (amendment) | Juhl Energy, Inc | 0001437749-14-013374 ↗ |
| 2014-07-29 | S-1/A | S-1/A (amendment) | Juhl Energy, Inc | 0001437749-14-013500 ↗ |
| 2014-07-31 | EFFECT | EFFECT (declared effective) | Juhl Energy, Inc | 9999999995-14-002330 ↗ |
| 2014-08-04 | 424B4 | 424B4 (final prospectus) | Juhl Energy, Inc | 0001437749-14-014117 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-07-29 | S-1/A | registration statement | $0.16–$0.20 | 15,000,000 | - | OTC JUHL | 1 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 1 | document ↗ | |
| 2014-08-04 | 424B4 | final prospectus | $1.37 | 10,750,000 | $14,727,500 | OTC JUHL | 1 | primary document; price line, shares headline, proceeds computed, underwriting table 1, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Juhl Dan | Director,Officer,TenPercentOwner | Chief Executive Officer | 3 | 2008–2014 | |
| Mitola John P | Director,Officer; Director,Officer,TenPercentOwner | President | 6 | 2008–2014 | |
| Hurley Edward C. | Director | 6 | 2008–2014 | ||
| Brand John J. | Officer | Chief Financial Officer | 6 | 2009–2014 | |
| Clark Wesley | Director; Other | 7 | 2009–2014 | ||
| Beck James W. | Director | 5 | 2009–2014 | ||
| Templeton Chuck | Director | 3 | 2014 | ||
| Trellus Management Company, LLC | TenPercentOwner | 1 | 2014 | ||
| TRELLUS PARTNERS LP | TenPercentOwner | 1 | 2014 | ||
| Usdan Adam | TenPercentOwner | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | JUHL WIND, INC. | MN | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | Juhl Energy, Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Juhl Energy, Inc. | MN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ZERO6 ENERGY, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.