BETA

IPO registrations (S-1, F-1) · Registrants

COMPLETE GENOMICS INC

SEC CIK
1361103 · filings on EDGAR ↗
Registration
Form S-1, first filed 2010-07-30, last 2011-05-18; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 2010-11-12; declared effective 2010-11-10
Industry (SIC)
Services-Commercial Physical & Biological Research 8731
Incorporated in
DE
Business address
2071 STIERLIN COURT, Mountain View, CA 94043
EIN
20-3226545
EDGAR entity type
operating
Insiders and CEO pay
COMPLETE GENOMICS INC on the corporate pages

Offering terms

Final price
$1.96 per share (424B4 filed 2010-11-12, an initial public offering)
Shares sold
6,000,000
Gross proceeds
$11,760,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol GNOM
Lead underwriters
UBS; Jefferies (2,100,000 shares)
Syndicate
Baird (900,000); Cowen (900,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 16

FiledFormWhat it isName as filedEDGAR
2010-07-30S-1S-1 (registration)COMPLETE GENOMICS INC0001193125-10-172284 ↗
2010-09-10S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-10-208076 ↗
2010-10-04S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-10-222375 ↗
2010-10-20S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-10-232569 ↗
2010-10-26S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-10-236090 ↗
2010-11-08S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-10-250629 ↗
2010-11-10S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-10-255994 ↗
2010-11-10EFFECTEFFECT (declared effective)COMPLETE GENOMICS INC9999999995-10-003195 ↗
2010-11-12424B4424B4 (final prospectus)COMPLETE GENOMICS INC0001193125-10-257485 ↗
2011-05-10S-1S-1 (registration)COMPLETE GENOMICS INC0001193125-11-133209 ↗
2011-05-18S-1/AS-1/A (amendment)COMPLETE GENOMICS INC0001193125-11-144259 ↗
2011-05-25S-1MEFS-1MEF (added securities)COMPLETE GENOMICS INC0001193125-11-150739 ↗
2011-05-25EFFECTEFFECT (declared effective)COMPLETE GENOMICS INC9999999995-11-001658 ↗
2011-05-26424B4424B4 (final prospectus)COMPLETE GENOMICS INC0001193125-11-150911 ↗
2012-01-24EFFECTEFFECT (declared effective)COMPLETE GENOMICS INC9999999995-12-000288 ↗
2013-03-20EFFECTEFFECT (declared effective)COMPLETE GENOMICS INC9999999995-13-000752 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2010-11-10S-1/Aregistration statement$9.006,000,000$54,000,000Nasdaq GNOM4primary document; price sentence, shares headline, proceeds computed, cover names 4document ↗
2010-11-12424B4final prospectus$1.966,000,000$11,760,000Nasdaq GNOM4primary document; price line, shares headline, proceeds computed, underwriting table 3, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BANSAL AJAYOfficerChief Financial Officer; SVP & Chief Financial Officer62010–2013
BARKAS ALEXANDER EDirector,TenPercentOwner32010
CASKEY C THOMASDirector72010–2013
DONDERO JAMES DTenPercentOwner32010–2011
DRMANAC RADOJE TOfficerChief Scientific Officer182010–2013
Enterprise Partners Management LLCTenPercentOwner32010–2011
ENTERPRISE PARTNERS VI LPTenPercentOwner22010
ENTERPRISE PARTNERS V L PTenPercentOwner22010
ESSEX WOODLANDS HEALTH VENTURES FUND VIII-A LPTenPercentOwner22010
ESSEX WOODLANDS HEALTH VENTURES FUND VIII-B LPTenPercentOwner22010
ESSEX WOODLANDS HEALTH VENTURES FUND VIII LPTenPercentOwner22010
GORDON CARL LDirector32010–2012
HIGHLAND CAPITAL MANAGEMENT LPTenPercentOwner32010–2011
ISALY SAMUEL DTenPercentOwner22010–2012
Martin Bruce KOfficerSVP of Product Development; SVP, Product Development62010–2012
ORBIMED ADVISORS LLCTenPercentOwner32010–2012
OrbiMed Capital GP III LLCTenPercentOwner22010–2012
OVP VENTURE PARTNERS VI LPTenPercentOwner112010–2013
Prospect Management Co. III, L.L.C.TenPercentOwner22010
Prospect Venture Partners III L PTenPercentOwner22010
REID CLIFFORD ADirector,OfficerChief Executive Officer; President & CEO; President, CEO & Director62010–2013
SENYEI ANDREW EDirector,TenPercentOwner62010–2012
Shuster LewisDirector62010–2013
Strand Advisors, Inc.TenPercentOwner32010–2011
Sutherland Mark J.OfficerSVP, Business Development; SVP of Business Development32010–2012
WAITE CHARLES P JRDirector; Director,TenPercentOwner182010–2013
WALL ROBERT TDirector72010–2013person page Fuzzy
OVP VI ENTREPRENEURS FUND LPTenPercentOwner22010
HIGHLAND CAPITAL MANAGEMENT SERVICES, INC.TenPercentOwner12011
RAFFEL KEITHOfficerSVP & Chief Commercial Officer52011–2013
HOMAN ARTHUR WOfficerSr. VP & General Counsel; SVP, Gen. Counsel & Secretary; SVP & General Counsel32012–2013

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationComplete Genomics, Inc.CAState business registriesname and state
Business registrationCOMPLETE GENOMICS INCCAState business registriesname and state
Business registrationComplete Genomics LLCCAState business registriesname and state
Business registrationComplete Genomics, LLCCAState business registriesname and state
Business registrationCOMPLETE GENOMICS LLCCAState business registriesname and state
ContractorCOMPLETE GENOMICS INCCANonprofit contractors (Form 990)name and state
Federal award recipientCOMPLETE GENOMICSCAFederal spending (USAspending)name and state
Federal award recipientCOMPLETE GENOMICS, INC.CAFederal spending (USAspending)name and state
Federal award recipientCOMPLETE GENOMICS LLCCAFederal spending (USAspending)name and state
IPO registrantAEROGEN INCCAIPO registrations (S-1, F-1)same street address and ZIP code, 2071 STIERLIN CT 94043 (FUZZY: a shared address, not proof of a shared organization)
Lobbying clientCOMPLETE GENOMICSCAFederal lobbying (LDA)name and state
Lobbying clientCOMPLETE GENOMICSCAFederal lobbying (LDA)name and state
Lobbying clientCOMPLETE GENOMICS, INC.CAFederal lobbying (LDA)name and state
Lobbying clientCOMPLETE GENOMICS, INC.CAFederal lobbying (LDA)name and state
Patent assigneeComplete Genomics, Inc.CAPatents (USPTO)name and state
SEC filerCOMPLETE GENOMICS INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerComplete Genomics, Inc.CATrademarks (USPTO)name and state
Form 5500 plan sponsorCOMPLETE GENOMICS INC.EIN (EXACT)
Person pageRobert T WallPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Services-Commercial Physical & Biological Research, CA first:

More with this interest.

In other datasets, the same topic (Medical research) in CA:

Interests: Services-Commercial Physical & Biological Research · Medical research