IPO registrations (S-1, F-1) · Registrants
Protara Therapeutics, Inc.
- SEC CIK
- 1359931 · filings on EDGAR ↗
- Name on the registration
- PROTEON THERAPEUTICS INC
- Former names
- ArTara Therapeutics, Inc. (2019–2020); PROTEON THERAPEUTICS INC (2006–2019)
- Registration
- Form S-1, first filed 2014-09-16, last 2019-03-14; 2 initial registrations, 1 amendment
- Outcome
- Final prospectus filed 2014-10-22; declared effective 2014-10-21; withdrawal requested 2019-12-20
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Business address
- 345 PARK AVENUE SOUTH, 3RD FLOOR, New York, NY 10010
- EIN
- 20-4580525
- Ticker
- TARA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Protara Therapeutics, Inc. on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2014-10-07)
- Final price
- $10.00 per share, below the range (424B4 filed 2014-10-22, an initial public offering)
- Shares sold
- 6,110,000
- Gross proceeds
- $61,100,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PRTO
- Lead underwriters
- Stifel (2,444,000 shares); JMP Securities (1,833,000 shares)
- Syndicate
- Baird (916,500); Oppenheimer (916,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PROTARA THERAPEUTICS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: PROTEON THERAPEUTICS, INC. EXACT (EIN (EXACT))
- Form D issuer: PROTEON THERAPEUTICS INC EXACT (CIK (EXACT))
- SEC filer: ArTara Therapeutics, Inc. EXACT (CIK (EXACT))
- Person page: James E Flynn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: Luke M Beshar Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-09-16 | S-1 | S-1 (registration) | PROTEON THERAPEUTICS INC | 0001047469-14-007662 ↗ |
| 2014-10-07 | S-1/A | S-1/A (amendment) | PROTEON THERAPEUTICS INC | 0001047469-14-008146 ↗ |
| 2014-10-21 | S-1MEF | S-1MEF (added securities) | PROTEON THERAPEUTICS INC | 0001047469-14-008435 ↗ |
| 2014-10-21 | EFFECT | EFFECT (declared effective) | PROTEON THERAPEUTICS INC | 9999999995-14-003104 ↗ |
| 2014-10-22 | 424B4 | 424B4 (final prospectus) | PROTEON THERAPEUTICS INC | 0001047469-14-008456 ↗ |
| 2016-01-12 | EFFECT | EFFECT (declared effective) | PROTEON THERAPEUTICS INC | 9999999995-16-003506 ↗ |
| 2017-08-21 | EFFECT | EFFECT (declared effective) | PROTEON THERAPEUTICS INC | 9999999995-17-002173 ↗ |
| 2019-02-07 | EFFECT | EFFECT (declared effective) | PROTEON THERAPEUTICS INC | 9999999995-19-000120 ↗ |
| 2019-03-14 | S-1 | S-1 (registration) | PROTEON THERAPEUTICS INC | 0001047469-19-001252 ↗ |
| 2019-12-19 | EFFECT | EFFECT (declared effective) | PROTEON THERAPEUTICS INC | 9999999995-19-002863 ↗ |
| 2019-12-20 | RW | RW (withdrawal request) | PROTEON THERAPEUTICS INC | 0001104659-19-074969 ↗ |
| 2020-02-10 | EFFECT | EFFECT (declared effective) | ArTara Therapeutics, Inc. | 9999999995-20-000308 ↗ |
| 2020-05-26 | EFFECT | EFFECT (declared effective) | Protara Therapeutics, Inc. | 9999999995-20-001251 ↗ |
| 2020-12-18 | EFFECT | EFFECT (declared effective) | Protara Therapeutics, Inc. | 9999999995-20-003587 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-10-07 | S-1/A | registration statement | $12.00–$14.00 | 4,700,000 | - | Nasdaq PRTO | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2014-10-22 | 424B4 | final prospectus | $10.00 | 6,110,000 | $61,100,000 | Nasdaq PRTO | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Abingworth LLP | Other; TenPercentOwner | 8 | 2014–2019 | ||
| Birner Hubert | Director,TenPercentOwner | 8 | 2014–2018 | ||
| BOHLIN GAREN G | Director | 6 | 2014–2018 | ||
| Burke Steven Keith | Officer | Snr VP & Chief Medical Officer; Sr VP & Chief Medical Officer; Sr. VP & Chief Medical Officer; SVP and Chief Medical Officer; SVP & Chief Medical Officer | 16 | 2014–2019 | |
| DEERFIELD MANAGEMENT CO | DirectorOther; TenPercentOwnerOther | 6 | 2014–2018 | ||
| Deerfield Mgmt III, L.P. | DirectorOther; TenPercentOwnerOther | 3 | 2014–2017 | ||
| Deerfield Mgmt L.P. | DirectorOther; TenPercentOwnerOther | 4 | 2014–2017 | ||
| Deerfield Private Design Fund III, L.P. | DirectorOther; TenPercentOwnerOther | 3 | 2014–2017 | ||
| Deerfield Special Situations Fund, L.P. | DirectorOther; TenPercentOwnerOther | 3 | 2014–2017 | ||
| Deerfield Special Situations International Master Fund, L.P. | TenPercentOwnerOther | 2 | 2014 | ||
| Eldridge, George Arthur | Officer | Snr VP,CFO,Treasurer,Asst Secy; Sr VP, CFO, Treasr, Asst Secy; Sr VP, CFO, Treasurer & Sec.; Sr VP, CFO, Treasurer, Sec.; Sr VP, CFO, Treasurer, Secy | 12 | 2014–2019 | |
| Fischer Stefan | TenPercentOwner | 4 | 2014–2017 | ||
| Flynn James E | DirectorOther; TenPercentOwnerOther | 6 | 2014–2018 | person page Fuzzy | |
| Freund John Gordon | Director; Director,TenPercentOwner; TenPercentOwner | 10 | 2014–2019 | ||
| Goll Alexandra | TenPercentOwner | 2 | 2014 | ||
| Gottlieb Daniel Philip | Officer | VP Corporate Development; VP Marketing & Bus Development; VP Marketing & Business Dev't | 8 | 2014–2019 | |
| Haines Timothy | Director,TenPercentOwner; Other | 8 | 2014–2019 | ||
| KANEKO YASUNORI | TenPercentOwner | 2 | 2014 | ||
| Kobyzev Dmitry | Director,TenPercentOwner | 3 | 2014–2015 | ||
| NOYES TIMOTHY P | Director,Officer | President and CEO; President & CEO | 19 | 2014–2019 | |
| Pharmstandard International S.A. | TenPercentOwner | 2 | 2014 | ||
| PHELPS GREGORY D | Director | 2 | 2014–2015 | ||
| Prism Venture Partners V L P | Director,TenPercentOwner; TenPercentOwner | 3 | 2014 | ||
| Public Joint Stock Co Pharmstandard | TenPercentOwner | 2 | 2014 | ||
| SCHUHSLER HELMUT | TenPercentOwner | 4 | 2014–2017 | ||
| Skyline Venture Management IV, LLC | TenPercentOwner | 2 | 2014 | ||
| Skyline Venture Partners Qualified Purchaser Fund IV L P | TenPercentOwner | 2 | 2014 | ||
| TVM Life Science Ventures VI GmbH & Co KG | Director,TenPercentOwner; TenPercentOwner | 4 | 2014–2017 | ||
| TVM Life Science Ventures VI LP | Director,TenPercentOwner; TenPercentOwner | 4 | 2014–2017 | ||
| O'Leary Brendan | Director | 5 | 2014–2016 | ||
| Prism Venture Partners V-A LP | TenPercentOwner | 2 | 2014 | ||
| Toner E. Scott | Officer | Senior VP of Commercial; Senior VP of Marketing | 12 | 2015–2019 | |
| Canute Scott A | Director | 5 | 2015–2018 | ||
| Kingsley Stuart A | Director | 5 | 2015–2018 | ||
| HASTINGS PAUL J | Director | 4 | 2016–2018 | ||
| Kowalsky Matthew Paul | Officer | VP, Legal and Secretary | 7 | 2017–2019 | |
| Deerfield International Master Fund, L.P. | DirectorOther; TenPercentOwnerOther | 2 | 2017 | ||
| Deerfield Mgmt IV, L.P. | DirectorOther | 1 | 2017 | ||
| DEERFIELD PARTNERS, L.P. | DirectorOther; TenPercentOwnerOther | 2 | 2017 | ||
| Deerfield Private Design Fund IV, L.P. | DirectorOther | 1 | 2017 | ||
| LEFF JONATHAN S | Director | 3 | 2017–2018 | ||
| Hartman Bradley J | Officer | VP, People | 3 | 2018–2019 | |
| BESHAR LUKE M | Director | 13 | 2020–2026 | person page Fuzzy | |
| Braunstein Scott | Director | 4 | 2020 | ||
| Casoy Julio | Officer | Chief Medical Officer | 2 | 2020 | |
| GARCEAU ROGER | Director | 10 | 2020–2026 | ||
| Levy Richard S | Director | 11 | 2020–2026 | ||
| Marshall Randall | Other; TenPercentOwner | 18 | 2020 | ||
| Opaleye, L.P. | TenPercentOwner | 2 | 2020 | ||
| SARGEN GREGORY | Director | 9 | 2020–2026 | ||
| Shefferman Jesse | Director,Officer | CEO and President | 29 | 2020–2026 | |
| Solomon Michael Edward | Director | 10 | 2020–2026 | ||
| Zummo Jacqueline | Officer | Chf Scientific Operations Off; Chief R&D Officer; Sr. Vice President, Research | 22 | 2020–2026 | |
| Davis Blaine | Officer | Chief Financial Officer | 6 | 2020–2022 | |
| Flannelly Barry P | Director | 9 | 2020–2026 | ||
| Opaleye Management Inc. | TenPercentOwner | 24 | 2020–2024 | ||
| Smith Cynthia | Director | 8 | 2021–2026 | ||
| Olivo Martin Sebastian | Officer | Chief Medical Officer | 3 | 2021 | |
| Huang Jane | Director | 7 | 2021–2026 | ||
| Bandari Jathin | Officer | Chief Medical Officer | 9 | 2022–2024 | |
| Fry Hannah | Officer | VP, Controller | 14 | 2022–2026 | |
| Fabbio Patrick | Officer | Chief Financial Officer | 9 | 2023–2026 | |
| Nicacio Leonardo Viana | Officer | Chief Medical Officer | 3 | 2025–2026 | |
| CONKLING WILLIAM | Officer | Chief Commercial Officer | 4 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-08-16 | PROTEON THERAPEUTICS INC | Biotechnology | $22,000,000 | $22,000,000 | 11 | 1 |
| 2014-05-28 | PROTEON THERAPEUTICS INC | Biotechnology | $29,565,934 | $29,565,934 | 22 | 1 |
| 2014-02-19 | PROTEON THERAPEUTICS INC | Biotechnology | $4,338,660 | $4,338,660 | 17 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | PROTARA THERAPEUTICS, INC. | NY | State business registries | name and state |
| Form D issuer | PROTEON THERAPEUTICS INC | MA | Form D private offerings | CIK (EXACT) |
| Patent assignee | PROTARA THERAPEUTICS, INC. | NY | Patents (USPTO) | name and state |
| SEC filer | Protara Therapeutics, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Protara Therapeutics, Inc. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PROTEON THERAPEUTICS, INC. | EIN (EXACT) | ||
| Person page | James E Flynn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | Luke M Beshar | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), NY first:
- Acorda Therapeutics, Inc. NY
- BRAINSTORM CELL THERAPEUTICS INC. NY
- ANAVEX LIFE SCIENCES CORP. NY
- CytRx Oncology Corp NY
- Omrix Biopharmaceuticals, Inc. NY
- COGNITION THERAPEUTICS INC NY
- Bavarian Nordic A/S / ADR NY
- Qrons Inc. NY
- Prevail Therapeutics Inc. NY
- MeiraGTx Holdings plc NY
In other datasets, the same topic (Health) in NY:
- Nonprofit: AABR FOUNDATION INC (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health