IPO registrations (S-1, F-1) · Registrants

Protara Therapeutics, Inc.

SEC CIK
1359931 · filings on EDGAR ↗
Name on the registration
PROTEON THERAPEUTICS INC
Former names
ArTara Therapeutics, Inc. (2019–2020); PROTEON THERAPEUTICS INC (2006–2019)
Registration
Form S-1, first filed 2014-09-16, last 2019-03-14; 2 initial registrations, 1 amendment
Outcome
Final prospectus filed 2014-10-22; declared effective 2014-10-21; withdrawal requested 2019-12-20
Industry (SIC)
Biological Products, (No Diagnostic Substances) 2836
Business address
345 PARK AVENUE SOUTH, 3RD FLOOR, New York, NY 10010
EIN
20-4580525
Ticker
TARA (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Protara Therapeutics, Inc. on the corporate pages

Offering terms

Proposed price range
$12.00–$14.00 per share (S-1/A filed 2014-10-07)
Final price
$10.00 per share, below the range (424B4 filed 2014-10-22, an initial public offering)
Shares sold
6,110,000
Gross proceeds
$61,100,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PRTO
Lead underwriters
Stifel (2,444,000 shares); JMP Securities (1,833,000 shares)
Syndicate
Baird (916,500); Oppenheimer (916,500)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 14

FiledFormWhat it isName as filedEDGAR
2014-09-16S-1S-1 (registration)PROTEON THERAPEUTICS INC0001047469-14-007662 ↗
2014-10-07S-1/AS-1/A (amendment)PROTEON THERAPEUTICS INC0001047469-14-008146 ↗
2014-10-21S-1MEFS-1MEF (added securities)PROTEON THERAPEUTICS INC0001047469-14-008435 ↗
2014-10-21EFFECTEFFECT (declared effective)PROTEON THERAPEUTICS INC9999999995-14-003104 ↗
2014-10-22424B4424B4 (final prospectus)PROTEON THERAPEUTICS INC0001047469-14-008456 ↗
2016-01-12EFFECTEFFECT (declared effective)PROTEON THERAPEUTICS INC9999999995-16-003506 ↗
2017-08-21EFFECTEFFECT (declared effective)PROTEON THERAPEUTICS INC9999999995-17-002173 ↗
2019-02-07EFFECTEFFECT (declared effective)PROTEON THERAPEUTICS INC9999999995-19-000120 ↗
2019-03-14S-1S-1 (registration)PROTEON THERAPEUTICS INC0001047469-19-001252 ↗
2019-12-19EFFECTEFFECT (declared effective)PROTEON THERAPEUTICS INC9999999995-19-002863 ↗
2019-12-20RWRW (withdrawal request)PROTEON THERAPEUTICS INC0001104659-19-074969 ↗
2020-02-10EFFECTEFFECT (declared effective)ArTara Therapeutics, Inc.9999999995-20-000308 ↗
2020-05-26EFFECTEFFECT (declared effective)Protara Therapeutics, Inc.9999999995-20-001251 ↗
2020-12-18EFFECTEFFECT (declared effective)Protara Therapeutics, Inc.9999999995-20-003587 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2014-10-07S-1/Aregistration statement$12.00–$14.004,700,000-Nasdaq PRTO4primary document; range, shares headline, cover names 4document ↗
2014-10-22424B4final prospectus$10.006,110,000$61,100,000Nasdaq PRTO4primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Abingworth LLPOther; TenPercentOwner82014–2019
Birner HubertDirector,TenPercentOwner82014–2018
BOHLIN GAREN GDirector62014–2018
Burke Steven KeithOfficerSnr VP & Chief Medical Officer; Sr VP & Chief Medical Officer; Sr. VP & Chief Medical Officer; SVP and Chief Medical Officer; SVP & Chief Medical Officer162014–2019
DEERFIELD MANAGEMENT CODirectorOther; TenPercentOwnerOther62014–2018
Deerfield Mgmt III, L.P.DirectorOther; TenPercentOwnerOther32014–2017
Deerfield Mgmt L.P.DirectorOther; TenPercentOwnerOther42014–2017
Deerfield Private Design Fund III, L.P.DirectorOther; TenPercentOwnerOther32014–2017
Deerfield Special Situations Fund, L.P.DirectorOther; TenPercentOwnerOther32014–2017
Deerfield Special Situations International Master Fund, L.P.TenPercentOwnerOther22014
Eldridge, George ArthurOfficerSnr VP,CFO,Treasurer,Asst Secy; Sr VP, CFO, Treasr, Asst Secy; Sr VP, CFO, Treasurer & Sec.; Sr VP, CFO, Treasurer, Sec.; Sr VP, CFO, Treasurer, Secy122014–2019
Fischer StefanTenPercentOwner42014–2017
Flynn James EDirectorOther; TenPercentOwnerOther62014–2018person page Fuzzy
Freund John GordonDirector; Director,TenPercentOwner; TenPercentOwner102014–2019
Goll AlexandraTenPercentOwner22014
Gottlieb Daniel PhilipOfficerVP Corporate Development; VP Marketing & Bus Development; VP Marketing & Business Dev't82014–2019
Haines TimothyDirector,TenPercentOwner; Other82014–2019
KANEKO YASUNORITenPercentOwner22014
Kobyzev DmitryDirector,TenPercentOwner32014–2015
NOYES TIMOTHY PDirector,OfficerPresident and CEO; President & CEO192014–2019
Pharmstandard International S.A.TenPercentOwner22014
PHELPS GREGORY DDirector22014–2015
Prism Venture Partners V L PDirector,TenPercentOwner; TenPercentOwner32014
Public Joint Stock Co PharmstandardTenPercentOwner22014
SCHUHSLER HELMUTTenPercentOwner42014–2017
Skyline Venture Management IV, LLCTenPercentOwner22014
Skyline Venture Partners Qualified Purchaser Fund IV L PTenPercentOwner22014
TVM Life Science Ventures VI GmbH & Co KGDirector,TenPercentOwner; TenPercentOwner42014–2017
TVM Life Science Ventures VI LPDirector,TenPercentOwner; TenPercentOwner42014–2017
O'Leary BrendanDirector52014–2016
Prism Venture Partners V-A LPTenPercentOwner22014
Toner E. ScottOfficerSenior VP of Commercial; Senior VP of Marketing122015–2019
Canute Scott ADirector52015–2018
Kingsley Stuart ADirector52015–2018
HASTINGS PAUL JDirector42016–2018
Kowalsky Matthew PaulOfficerVP, Legal and Secretary72017–2019
Deerfield International Master Fund, L.P.DirectorOther; TenPercentOwnerOther22017
Deerfield Mgmt IV, L.P.DirectorOther12017
DEERFIELD PARTNERS, L.P.DirectorOther; TenPercentOwnerOther22017
Deerfield Private Design Fund IV, L.P.DirectorOther12017
LEFF JONATHAN SDirector32017–2018
Hartman Bradley JOfficerVP, People32018–2019
BESHAR LUKE MDirector132020–2026person page Fuzzy
Braunstein ScottDirector42020
Casoy JulioOfficerChief Medical Officer22020
GARCEAU ROGERDirector102020–2026
Levy Richard SDirector112020–2026
Marshall RandallOther; TenPercentOwner182020
Opaleye, L.P.TenPercentOwner22020
SARGEN GREGORYDirector92020–2026
Shefferman JesseDirector,OfficerCEO and President292020–2026
Solomon Michael EdwardDirector102020–2026
Zummo JacquelineOfficerChf Scientific Operations Off; Chief R&D Officer; Sr. Vice President, Research222020–2026
Davis BlaineOfficerChief Financial Officer62020–2022
Flannelly Barry PDirector92020–2026
Opaleye Management Inc.TenPercentOwner242020–2024
Smith CynthiaDirector82021–2026
Olivo Martin SebastianOfficerChief Medical Officer32021
Huang JaneDirector72021–2026
Bandari JathinOfficerChief Medical Officer92022–2024
Fry HannahOfficerVP, Controller142022–2026
Fabbio PatrickOfficerChief Financial Officer92023–2026
Nicacio Leonardo VianaOfficerChief Medical Officer32025–2026
CONKLING WILLIAMOfficerChief Commercial Officer42025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2017-08-16PROTEON THERAPEUTICS INCBiotechnology$22,000,000$22,000,000111
2014-05-28PROTEON THERAPEUTICS INCBiotechnology$29,565,934$29,565,934221
2014-02-19PROTEON THERAPEUTICS INCBiotechnology$4,338,660$4,338,660171

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationPROTARA THERAPEUTICS, INC.NYState business registriesname and state
Form D issuerPROTEON THERAPEUTICS INCMAForm D private offeringsCIK (EXACT)
Patent assigneePROTARA THERAPEUTICS, INC.NYPatents (USPTO)name and state
SEC filerProtara Therapeutics, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerProtara Therapeutics, Inc.NYTrademarks (USPTO)name and state
Form 5500 plan sponsorPROTEON THERAPEUTICS, INC.EIN (EXACT)
Person pageJames E FlynnPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther)
Person pageLuke M BesharPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Biological Products, (No Diagnostic Substances), NY first:

More with this interest.

In other datasets, the same topic (Health) in NY:

Interests: Biological Products, (No Diagnostic Substances) · Health