IPO registrations (S-1, F-1) · Registrants
Andalay Solar, Inc.
- SEC CIK
- 1347452 · filings on EDGAR ↗
- Former names
- Westinghouse Solar, Inc. (2011–2013); Akeena Solar, Inc. (2006–2011); Fairview Energy Corporation, Inc. (2006–2006)
- Registration
- Form S-1, first filed 2013-11-26, last 2016-02-12; 6 initial registrations, 3 amendments
- Outcome
- Declared effective 2014-03-21; withdrawal requested 2014-01-24
- Industry (SIC)
- Heating Equipment, Except Electric & Warm Air Furnaces 3433
- Incorporated in
- DE
- Business address
- 336 BON AIR CTR. #352, Greenbrae, CA 94904
- EIN
- 90-0181035
- EDGAR entity type
- operating
- Insiders and CEO pay
- Andalay Solar, Inc. on the corporate pages
Offering terms
- Shares offered
- 250,000,000
- Listing
- OTCQB under the symbol WEST
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: ANDALAY SOLAR INC EXACT (EIN (EXACT))
- Form D issuer: Andalay Solar, Inc. EXACT (CIK (EXACT))
- SEC filer: Akeena Solar, Inc. EXACT (CIK (EXACT))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-11-26 | S-1 | S-1 (registration) | Andalay Solar, Inc. | 0001347452-13-000048 ↗ |
| 2014-01-24 | RW | RW (withdrawal request) | Andalay Solar, Inc. | 0001347452-14-000005 ↗ |
| 2014-01-24 | S-1 | S-1 (registration) | Andalay Solar, Inc. | 0001347452-14-000011 ↗ |
| 2014-03-11 | S-1/A | S-1/A (amendment) | Andalay Solar, Inc. | 0001347452-14-000026 ↗ |
| 2014-03-21 | EFFECT | EFFECT (declared effective) | Andalay Solar, Inc. | 9999999995-14-000729 ↗ |
| 2014-12-11 | S-1 | S-1 (registration) | Andalay Solar, Inc. | 0001347452-14-000056 ↗ |
| 2015-01-13 | S-1/A | S-1/A (amendment) | Andalay Solar, Inc. | 0001347452-15-000002 ↗ |
| 2015-01-16 | EFFECT | EFFECT (declared effective) | Andalay Solar, Inc. | 9999999995-15-000133 ↗ |
| 2015-07-01 | S-1 | S-1 (registration) | Andalay Solar, Inc. | 0001347452-15-000045 ↗ |
| 2015-07-10 | RW | RW (withdrawal request) | Andalay Solar, Inc. | 0001347452-15-000048 ↗ |
| 2015-07-21 | S-1 | S-1 (registration) | Andalay Solar, Inc. | 0001347452-15-000051 ↗ |
| 2015-07-31 | S-1/A | S-1/A (amendment) | Andalay Solar, Inc. | 0001347452-15-000057 ↗ |
| 2015-08-12 | EFFECT | EFFECT (declared effective) | Andalay Solar, Inc. | 9999999995-15-002274 ↗ |
| 2016-02-12 | S-1 | S-1 (registration) | Andalay Solar, Inc. | 0001347452-16-000092 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-02-12 | S-1 | registration statement | 250,000,000 | - | OTCQB WEST | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cinnamon Barry | Director,Officer; Director,Officer,TenPercentOwner; Other | CEO; Chief Executive Officer; President and CEO; President & CEO; President, CEO | 21 | 2007–2012 | |
| Wallace David | Officer | Chief Financial Officer | 1 | 2007 | |
| Roffman Edward | Director | 17 | 2007–2014 | ||
| LAURO GEORGE | Director | 3 | 2007–2008 | ||
| WITKIN JON | Director | 8 | 2007–2013 | ||
| CURRAN JAMES M | Officer | Chief Operating Officer; Chief Operations Officer | 3 | 2007–2008 | |
| DANIEL STEVE | Officer | EVP, Sales & Marketing; Executive VP, Sale & Marketing; Vice President, Sales | 6 | 2007–2008 | |
| WALLACE DAVID N | Officer | Chief Financial Officer | 1 | 2007 | |
| EFFREN GARY R | Director; Officer | CFO and Treasurer; Chief Financial Officer; N/A; President | 15 | 2007–2013 | |
| KIEL JEFFERY E | Officer | Executive VP, Sales & Mktg; Executive VP, Sales & Mktg.; Ex. VP Sales & Marketing | 9 | 2008–2011 | |
| Jotwani Pradeep | Director | 3 | 2009 | ||
| Randazzo Margaret R | Director,Officer; Officer | CEO and CFO; CFO; Chief Financial Officer | 8 | 2009–2014 | |
| Bernstein Edward L | Director | 9 | 2010–2015 | ||
| Kenedi Ronald | Director | 7 | 2011–2013 | ||
| Kalow Mark L | Director | 10 | 2011–2014 | ||
| KENNEDY ROBERT F JR | Director | 4 | 2011–2013 | ||
| CBD Energy Ltd | TenPercentOwner | 1 | 2012 | ||
| Steven Chan L | Officer | President and CEO | 3 | 2014 | |
| Kwok Wei-Tai | Officer | Chief Operating Officer | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-03-10 | Andalay Solar, Inc. | Other Energy | $500,000 | $200,000 | 1 | 1 |
| 2014-01-09 | Andalay Solar, Inc. | Other Energy | $350,000 | $250,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | ANDALAY SOLAR INC | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Andalay Solar, Inc. | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | Andalay Solar, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | Andalay Solar, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | ANDALAY SOLAR INC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Heating Equipment, Except Electric & Warm Air Furnaces, CA first:
- EXTREME BIODIESEL, INC. CA
- Arcis Resources Corp AL
- Spheric Technologies, Inc. AZ
- Vast Renewables Ltd C3
- Enviro Fuels Manufacturing, Inc. FL
- China Solar & Clean Energy Solutions, Inc. FL
- EURO SOLAR PARKS, INC. NJ
- SolQuest Corp. NV
- Clear Skies Solar, Inc NY
- IX ENERGY HOLDINGS, INC. NY
Interests: Heating Equipment, Except Electric & Warm Air Furnaces