IPO registrations (S-1, F-1) · Registrants
Compass Diversified Holdings
- SEC CIK
- 1345126 · filings on EDGAR ↗
- Name on the registration
- Compass Diversified Trust
- Former names
- Compass Diversified Trust (2005–2007)
- Registration
- Form S-1, first filed 2005-12-14, last 2007-04-20; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2006-05-11; declared effective 2007-05-02
- Industry (SIC)
- Household Furniture 2510
- Incorporated in
- DE
- Business address
- 301 RIVERSIDE AVENUE, Westport, CT 06880
- EIN
- 57-6218917
- Ticker
- CODI, CODI-PB, CODI-PA, CODI-PC (NYSE, NYSE, NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Compass Diversified Holdings on the corporate pages
Offering terms
- Final price
- $15.00 per share (424B1 filed 2006-05-11, an initial public offering)
- Shares sold
- 13,500,000
- Gross proceeds
- $202,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CODI
- Lead underwriters
- Ferris, Baker Watts; BB&T Capital Markets; Oppenheimer; Sanders Morris Harris; Ladenburg Thalmann; Maxim Group
- Syndicate
- ended (2,003)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Compass Diversified Holdings EXACT (CIK (EXACT))
- Person page: Alan B Offenberg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Glenn R Richter Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Larry L Enterline Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Mark H Lazarus Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-12-14 | S-1 | S-1 (registration) | Compass Diversified Trust | 0000950133-05-005575 ↗ |
| 2006-02-02 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950133-06-000435 ↗ |
| 2006-03-20 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950133-06-001373 ↗ |
| 2006-04-13 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950133-06-001836 ↗ |
| 2006-04-26 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950133-06-002045 ↗ |
| 2006-05-05 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950133-06-002310 ↗ |
| 2006-05-09 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950133-06-002368 ↗ |
| 2006-05-11 | 424B1 | 424B1 (final prospectus) | Compass Diversified Trust | 0000950133-06-002456 ↗ |
| 2007-04-03 | S-1 | S-1 (registration) | Compass Diversified Trust | 0000950123-07-004965 ↗ |
| 2007-04-20 | S-1/A | S-1/A (amendment) | Compass Diversified Trust | 0000950123-07-005726 ↗ |
| 2007-05-02 | EFFECT | EFFECT (declared effective) | Compass Diversified Trust | 9999999995-07-001707 ↗ |
| 2007-05-03 | 424B1 | 424B1 (final prospectus) | Compass Diversified Trust | 0000950123-07-006607 ↗ |
| 2007-11-26 | EFFECT | EFFECT (declared effective) | Compass Diversified Holdings | 9999999995-07-004609 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-04-26 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-05-05 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-05-09 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-05-11 | 424B1 | final prospectus | $15.00 | 13,500,000 | $202,500,000 | Nasdaq CODI | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BOTTIGLIERI JAMES | Other | 23 | 2006–2024 | ||
| DAY C SEAN | Other | 38 | 2006–2023 | ||
| Edwards Harold S | Other | 32 | 2006–2024 | ||
| Ewing D Eugene | Other | 42 | 2006–2021 | ||
| Lazarus Mark H | Other | 32 | 2006–2016 | person page Fuzzy | |
| MASSOUD I JOSEPH | Other | 39 | 2006–2010 | ||
| Offenberg Alan B | Other | 43 | 2006–2017 | person page Fuzzy | |
| Waitman Ted | Other | 4 | 2006–2008 | ||
| Anholt Investments Ltd. | TenPercentOwner | 43 | 2006–2024 | ||
| CGI Diversified Holdings, LP | TenPercentOwner | 40 | 2007–2024 | ||
| NAVCO Management, Inc. | TenPercentOwner | 40 | 2007–2024 | ||
| SABO ELIAS | Other | 52 | 2007–2024 | ||
| Path Spirit LTD | TenPercentOwner | 44 | 2008–2024 | ||
| BURNS GORDON M | Other | 38 | 2008–2024 | ||
| Faulkingham Ryan J | Other | 13 | 2013–2024 | ||
| McCoy Sarah Gaines | Director; Other | 8 | 2017–2023 | ||
| MACIARIELLO PATRICK A | Other | 11 | 2019–2024 | ||
| ENTERLINE LARRY L | Other | 8 | 2019–2026 | person page Fuzzy | |
| BHATHAL ALEXANDER S. | Other | 5 | 2022–2024 | ||
| SHAFFER TERI | Other | 6 | 2022–2026 | ||
| Mahon Nancy | Other | 3 | 2023–2024 | ||
| Locke Simon Heidi | Other | 3 | 2023–2024 | ||
| CGI Magyar Holdings LLC | TenPercentOwner | 5 | 2024 | ||
| Stevns Trust | TenPercentOwner | 5 | 2024 | ||
| Keller Stephen | Other | 6 | 2024–2026 | ||
| RICHTER GLENN R | Other | 3 | 2026 | person page Fuzzy | |
| Kim Eugene L. | Other | 2 | 2026 | ||
| ADW Capital Management, LLC | TenPercentOwner | 3 | 2026 | ||
| ADW Capital Partners, L.P. | TenPercentOwner | 3 | 2026 | ||
| Wyden Adam D | TenPercentOwner | 3 | 2026 | ||
| Sawtelle Zachary T. | Other | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Compass Diversified Holdings | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Alan B Offenberg | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Glenn R Richter | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Larry L Enterline | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Mark H Lazarus | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.