IPO registrations (S-1, F-1) · Registrants

Compass Diversified Holdings

SEC CIK
1345126 · filings on EDGAR ↗
Name on the registration
Compass Diversified Trust
Former names
Compass Diversified Trust (2005–2007)
Registration
Form S-1, first filed 2005-12-14, last 2007-04-20; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 2006-05-11; declared effective 2007-05-02
Industry (SIC)
Household Furniture 2510
Incorporated in
DE
Business address
301 RIVERSIDE AVENUE, Westport, CT 06880
EIN
57-6218917
Ticker
CODI, CODI-PB, CODI-PA, CODI-PC (NYSE, NYSE, NYSE, NYSE)
EDGAR entity type
operating
Insiders and CEO pay
Compass Diversified Holdings on the corporate pages

Offering terms

Final price
$15.00 per share (424B1 filed 2006-05-11, an initial public offering)
Shares sold
13,500,000
Gross proceeds
$202,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol CODI
Lead underwriters
Ferris, Baker Watts; BB&T Capital Markets; Oppenheimer; Sanders Morris Harris; Ladenburg Thalmann; Maxim Group
Syndicate
ended (2,003)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 13

FiledFormWhat it isName as filedEDGAR
2005-12-14S-1S-1 (registration)Compass Diversified Trust0000950133-05-005575 ↗
2006-02-02S-1/AS-1/A (amendment)Compass Diversified Trust0000950133-06-000435 ↗
2006-03-20S-1/AS-1/A (amendment)Compass Diversified Trust0000950133-06-001373 ↗
2006-04-13S-1/AS-1/A (amendment)Compass Diversified Trust0000950133-06-001836 ↗
2006-04-26S-1/AS-1/A (amendment)Compass Diversified Trust0000950133-06-002045 ↗
2006-05-05S-1/AS-1/A (amendment)Compass Diversified Trust0000950133-06-002310 ↗
2006-05-09S-1/AS-1/A (amendment)Compass Diversified Trust0000950133-06-002368 ↗
2006-05-11424B1424B1 (final prospectus)Compass Diversified Trust0000950133-06-002456 ↗
2007-04-03S-1S-1 (registration)Compass Diversified Trust0000950123-07-004965 ↗
2007-04-20S-1/AS-1/A (amendment)Compass Diversified Trust0000950123-07-005726 ↗
2007-05-02EFFECTEFFECT (declared effective)Compass Diversified Trust9999999995-07-001707 ↗
2007-05-03424B1424B1 (final prospectus)Compass Diversified Trust0000950123-07-006607 ↗
2007-11-26EFFECTEFFECT (declared effective)Compass Diversified Holdings9999999995-07-004609 ↗

Prospectus pages read 4

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2006-04-26S-1/Aregistration statement--0primary document; no terms founddocument ↗
2006-05-05S-1/Aregistration statement--0primary document; no terms founddocument ↗
2006-05-09S-1/Aregistration statement--0primary document; no terms founddocument ↗
2006-05-11424B1final prospectus$15.0013,500,000$202,500,000Nasdaq CODI7primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 6document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BOTTIGLIERI JAMESOther232006–2024
DAY C SEANOther382006–2023
Edwards Harold SOther322006–2024
Ewing D EugeneOther422006–2021
Lazarus Mark HOther322006–2016person page Fuzzy
MASSOUD I JOSEPHOther392006–2010
Offenberg Alan BOther432006–2017person page Fuzzy
Waitman TedOther42006–2008
Anholt Investments Ltd.TenPercentOwner432006–2024
CGI Diversified Holdings, LPTenPercentOwner402007–2024
NAVCO Management, Inc.TenPercentOwner402007–2024
SABO ELIASOther522007–2024
Path Spirit LTDTenPercentOwner442008–2024
BURNS GORDON MOther382008–2024
Faulkingham Ryan JOther132013–2024
McCoy Sarah GainesDirector; Other82017–2023
MACIARIELLO PATRICK AOther112019–2024
ENTERLINE LARRY LOther82019–2026person page Fuzzy
BHATHAL ALEXANDER S.Other52022–2024
SHAFFER TERIOther62022–2026
Mahon NancyOther32023–2024
Locke Simon HeidiOther32023–2024
CGI Magyar Holdings LLCTenPercentOwner52024
Stevns TrustTenPercentOwner52024
Keller StephenOther62024–2026
RICHTER GLENN ROther32026person page Fuzzy
Kim Eugene L.Other22026
ADW Capital Management, LLCTenPercentOwner32026
ADW Capital Partners, L.P.TenPercentOwner32026
Wyden Adam DTenPercentOwner32026
Sawtelle Zachary T.Other32026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerCompass Diversified HoldingsSEC filers (EDGAR)CIK (EXACT)
Person pageAlan B OffenbergPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)
Person pageGlenn R RichterPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)
Person pageLarry L EnterlinePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)
Person pageMark H LazarusPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.