IPO registrations (S-1, F-1) · Registrants
General Finance CORP
- SEC CIK
- 1342287 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-11-18, last 2013-05-03; 5 initial registrations, 18 amendments
- Outcome
- Final prospectus filed 2010-05-10; declared effective 2008-03-31; withdrawal requested 2010-11-09
- Industry (SIC)
- Services-Equipment Rental & Leasing, NEC 7359
- Incorporated in
- DE
- Business address
- 39 EAST UNION STREET, Pasadena, CA 91103
- EDGAR entity type
- operating
- Insiders and CEO pay
- General Finance CORP on the corporate pages
Offering terms
- Final price
- $4.00 per share (424B4 filed 2010-05-10)
- Shares sold
- 10,769,000
- Gross proceeds
- $43,076,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GFN
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: General Finance CORP EXACT (CIK (EXACT))
- SEC filer: General Finance CORP EXACT (CIK (EXACT))
- Person page: James B Roszak Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John O Johnson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Leeann R Havner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 35
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-11-18 | S-1 | S-1 (registration) | General Finance CORP | 0000950129-05-011248 ↗ |
| 2006-01-04 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950129-06-000045 ↗ |
| 2006-02-06 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950129-06-000986 ↗ |
| 2006-03-08 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950129-06-002397 ↗ |
| 2006-03-23 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950129-06-002961 ↗ |
| 2006-03-28 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950129-06-003238 ↗ |
| 2006-04-03 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950134-06-006479 ↗ |
| 2006-04-05 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950129-06-003653 ↗ |
| 2008-03-31 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-08-000914 ↗ |
| 2009-06-30 | S-1 | S-1 (registration) | General Finance CORP | 0001431360-09-000007 ↗ |
| 2009-07-13 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-09-001915 ↗ |
| 2009-12-18 | S-1 | S-1 (registration) | General Finance CORP | 0001431360-09-000042 ↗ |
| 2010-01-11 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001431360-10-000002 ↗ |
| 2010-02-08 | S-1/A | S-1/A (amendment) | General Finance CORP | 0000950123-10-009945 ↗ |
| 2010-03-29 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001342287-10-000002 ↗ |
| 2010-04-28 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001342287-10-000009 ↗ |
| 2010-05-07 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-10-001424 ↗ |
| 2010-05-10 | 424B4 | 424B4 (final prospectus) | General Finance CORP | 0001342287-10-000021 ↗ |
| 2010-11-09 | RW | RW (withdrawal request) | General Finance CORP | 0001342287-10-000069 ↗ |
| 2011-07-11 | S-1 | S-1 (registration) | General Finance CORP | 0001342287-11-000028 ↗ |
| 2011-08-03 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001193125-11-208251 ↗ |
| 2011-08-08 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001342287-11-000030 ↗ |
| 2011-08-10 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001342287-11-000034 ↗ |
| 2011-08-11 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001342287-11-000038 ↗ |
| 2011-08-12 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-11-002487 ↗ |
| 2012-03-09 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-12-000669 ↗ |
| 2013-04-02 | S-1 | S-1 (registration) | General Finance CORP | 0001193125-13-138813 ↗ |
| 2013-04-26 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001193125-13-178197 ↗ |
| 2013-05-03 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001193125-13-198397 ↗ |
| 2013-05-03 | S-1/A | S-1/A (amendment) | General Finance CORP | 0001193125-13-199224 ↗ |
| 2013-05-09 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-13-001464 ↗ |
| 2013-05-10 | 424B1 | 424B1 (final prospectus) | General Finance CORP | 0001193125-13-213320 ↗ |
| 2014-06-02 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-14-001647 ↗ |
| 2014-11-06 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-14-003269 ↗ |
| 2015-02-26 | EFFECT | EFFECT (declared effective) | General Finance CORP | 9999999995-15-000500 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-04-28 | S-1/A | registration statement | $17.00 | 4,460,000 | $75,820,000 | Nasdaq GFN | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | |
| 2010-05-10 | 424B4 | final prospectus | $4.00 | 10,769,000 | $43,076,000 | Nasdaq GFN | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Connell David M | Director | 9 | 2006–2015 | ||
| GLASCOTT LAWRENCE | Director; Director,Officer | Chairman of the Board | 9 | 2006–2013 | |
| Johnson John O | Officer | Chief Operating Officer | 7 | 2006–2008 | person page Fuzzy |
| Marrero Manuel | Director | 33 | 2006–2021 | ||
| Perez Marc | Officer | Controller | 1 | 2006 | |
| ROSZAK JAMES B | Director | 23 | 2006–2021 | person page Fuzzy | |
| Valenta Ronald | Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO, CFO and Secretary; CEO, CFO & Secretary; Chief Exec.Officer & Secty; Chief Executive Officer; Director & CEO; Director, President & CEO | 69 | 2006–2021 | |
| BARRANTES CHARLES E | Officer | Chief Financial Officer | 28 | 2006–2021 | |
| GALLEN JONATHAN | TenPercentOwner | 17 | 2007 | ||
| SILVER JACK | TenPercentOwner | 19 | 2007–2010 | ||
| Allan Robert | Officer | President of Royal Wolf; See Footnote 1; See Remarks; See Remarks Section | 16 | 2007–2014 | |
| Gagnon Neil | TenPercentOwner | 155 | 2007–2021 | ||
| Wilson Christopher A | Officer | G.C., V.P. & Sec.; Gen. Counsel, V.P. & Sec.; General Counsel & VP; General Counsel, VP and Sect.; General Counsel, VP, Secretary; General Counsel, VP & Sec'y; General Counsel, VP, Secy | 45 | 2007–2021 | |
| Mourouzis Theodore M. | Officer | Pac-Van, Inc. President & COO; President & COO of Pac-Van Inc; President of Pac-Van, Inc. | 31 | 2008–2021 | |
| HAVNER RONALD L JR | Director; TenPercentOwner | 55 | 2008–2018 | ||
| Harris Susan L | Director | 15 | 2008–2021 | ||
| Kluckman Jeffrey A | Officer | Executive Vice President | 29 | 2011–2021 | |
| Baker Gregory B | Officer | CFO-GFN Asia Pacific Holdings; CFO of Royal Wolf Holdings; CFO of Royal Wolf Holdings Ltd | 12 | 2012–2021 | |
| Dunmyer James P | Officer | VP of Finance of Pac-Van, Inc.; VP of Finance - Pac-Van, Inc. | 15 | 2012–2013 | |
| Groves James | Officer | CFO - GFN Manufacturing Corp; CFO - GFN Manufacturing Corp. | 4 | 2012 | |
| TASHJIAN LARRY D | Director | 30 | 2014–2021 | ||
| WEBER ERIC | Officer | CFO of Pac-Van, Inc. | 12 | 2014–2021 | |
| Miller Jody Edwin | Director,Officer; Officer | CEO & President; Executive Vice President; President | 12 | 2015–2021 | |
| BARIBAULT WILLIAM H | Director | 12 | 2015–2021 | ||
| Littlewood Neil | Officer | CEO-GFN Asia Pacific Holdings; CEO of Royal Wolf Holdings | 10 | 2016–2021 | |
| KEENOM BOBBY | Officer | EVP of Lone Star Tank Rental | 1 | 2017 | |
| Trussler Douglas B | Director | 1 | 2017 | ||
| Havner Family Trust | TenPercentOwner | 54 | 2018 | ||
| Havner LeeAnn R | TenPercentOwner | 56 | 2018 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-09-25 | General Finance CORP | Other | $80,000,000 | $80,000,000 | 4 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | General Finance CORP | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | General Finance CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | James B Roszak | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John O Johnson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Leeann R Havner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Equipment Rental & Leasing, NEC, CA first:
- ATEL CAPITAL EQUIPMENT FUND VII LP CA
- INTERNATIONAL AIRCRAFT INVESTORS CA
- ATEL CAPITAL EQUIPMENT FUND VIII LLC CA
- ATEL CAPITAL EQUIPMENT FUND IX LLC CA
- ATEL CAPITAL EQUIPMENT FUND X LLC CA
- ATEL Capital Equipment Fund XI, LLC CA
- ATEL 12, LLC CA
- ATEL 14, LLC CA
- SUMISHO AIR LEASE CORP CA
- ATEL 15, LLC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Services-Equipment Rental & Leasing, NEC · Technology