IPO registrations (S-1, F-1) · Registrants
ENVESTNET, INC.
- SEC CIK
- 1337619 · filings on EDGAR ↗
- Former names
- ENVESTNET ASSET MANAGEMENT GROUP INC (2005–2008)
- Registration
- Form S-1, first filed 2010-03-26, last 2013-10-08; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2010-07-30; declared effective 2010-07-28
- Industry (SIC)
- Services-Business Services, NEC 7389
- Incorporated in
- DE
- Business address
- 1000 CHESTERBROOK BOULEVARD, SUITE 250, Berwyn, PA 19312
- EIN
- 20-1409613
- EDGAR entity type
- operating
- Insiders and CEO pay
- ENVESTNET, INC. on the corporate pages
Offering terms
- Proposed price range
- $9.00–$10.00 per share (S-1/A filed 2010-07-28)
- Final price
- $9.00 per share, within the range (424B4 filed 2010-07-30, an initial public offering)
- Shares sold
- 7,000,000 (4,705,500 by the company, 2,294,500 by selling holders)
- Gross proceeds
- $63,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ENV
- Lead underwriters
- Morgan Stanley; UBS (2,100,000 shares); Barclays (1,400,000 shares)
- Syndicate
- William Blair (350,000); RBC Capital Markets (350,000); Stifel (350,000); Piper Sandler; Melvin & Company; Sandler O’Neill & Partners, L.P (210,000); Melvin Securities, LLC (140,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ENVESTNET, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Envestnet Inc. Fuzzy (name and state)
- Business registration: Envestnet Inc. Fuzzy (name and state)
- Business registration: ENVESTNET, Inc. Fuzzy (name and state)
- Business registration: ENVESTNET, INC. Fuzzy (name and state)
- Business registration: ENVESTNET, INC. Fuzzy (name and state)
- Business registration: ENVESTNET, INC. Fuzzy (name and state)
- SEC filer: ENVESTNET, INC. EXACT (CIK (EXACT))
- Person page: Lauren Taylor Wolfe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-03-26 | S-1 | S-1 (registration) | ENVESTNET, INC. | 0001193125-10-067517 ↗ |
| 2010-05-06 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-110639 ↗ |
| 2010-06-08 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-135013 ↗ |
| 2010-07-01 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-151843 ↗ |
| 2010-07-09 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-155972 ↗ |
| 2010-07-14 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-158428 ↗ |
| 2010-07-23 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-164881 ↗ |
| 2010-07-28 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001193125-10-168360 ↗ |
| 2010-07-28 | EFFECT | EFFECT (declared effective) | ENVESTNET, INC. | 9999999995-10-002274 ↗ |
| 2010-07-30 | 424B4 | 424B4 (final prospectus) | ENVESTNET, INC. | 0001193125-10-172379 ↗ |
| 2013-01-07 | EFFECT | EFFECT (declared effective) | ENVESTNET, INC. | 9999999995-13-000138 ↗ |
| 2013-08-27 | S-1 | S-1 (registration) | ENVESTNET, INC. | 0001047469-13-008706 ↗ |
| 2013-10-08 | S-1/A | S-1/A (amendment) | ENVESTNET, INC. | 0001047469-13-009550 ↗ |
| 2013-10-10 | S-1MEF | S-1MEF (added securities) | ENVESTNET, INC. | 0001104659-13-075210 ↗ |
| 2013-10-10 | EFFECT | EFFECT (declared effective) | ENVESTNET, INC. | 9999999995-13-002938 ↗ |
| 2013-10-15 | 424B4 | 424B4 (final prospectus) | ENVESTNET, INC. | 0001047469-13-009652 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-07-28 | S-1/A | registration statement | $9.00–$10.00 | $9.50 | 7,700,000 | $73,150,000 | NYSE ENV | 8 | primary document; range, price sentence, shares headline, proceeds computed, cover names 8 | document ↗ |
| 2010-07-30 | 424B4 | final prospectus | $9.00 | 7,000,000 | $63,000,000 | NYSE ENV | 10 | primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AOS Partners, LP | TenPercentOwner | 5 | 2010–2013 | ||
| Bergman Judson | Director,Officer; Officer | Chairman, CEO; Chief Executive Officer | 87 | 2010–2019 | |
| CHAPIN ROSS K | Director | Director | 27 | 2010–2023 | |
| Crager William | Director,Officer; Officer | CEO*; Chief Executive Officer; Chief Executive Officer*; Interim CEO*; President; President* | 137 | 2010–2024 | |
| D'Arrigo Peter | Officer | Chief Executive Officer; Chief Financial Officer; Chief Financial Officer | 95 | 2010–2023 | |
| ENVESTNET GROUP INC | Other; TenPercentOwner | 3 | 2010 | ||
| Grinis Scott D | Officer | Chief Information Officer; Chief Technology Officer | 90 | 2010–2020 | |
| GRP II Investors, L.P. | TenPercentOwner | 5 | 2010–2013 | ||
| GRP II Partners, L.P. | TenPercentOwner | 5 | 2010–2013 | ||
| GRPVC, L.P. | TenPercentOwner | 5 | 2010–2013 | ||
| Hawn Gates Helms | Director; Other | Director | 6 | 2010–2015 | |
| Johnson James | Director | Director | 32 | 2010–2018 | |
| KOONTZ PAUL G | Director; Other | Director | 24 | 2010–2014 | |
| O'Brien Shelly | Officer | Chief Legal Officer; CHIEF LEGAL OFFICER; General Counsel | 135 | 2010–2024 | |
| Sisteron Yves | Director; Director,TenPercentOwner; Officer | Director; Former Director | 19 | 2010–2017 | |
| Tennant Charles Floyd | Officer; Other | Chief Operating Officer | 11 | 2010–2012 | |
| Thomas Brandon | Officer | Chief Investment Officer; President | 79 | 2010–2020 | |
| Roame Charles | Director | Director | 39 | 2011–2020 | |
| Egan Cynthia | Director; Officer | Former Director | 5 | 2013–2017 | |
| Majoros Matthew | Officer | Principal Accounting Officer | 67 | 2013–2024 | |
| Mayer Joshua | Officer | Chief Operating Officer | 66 | 2014–2020 | |
| FOX JAMES L | Director; Director,Officer | Interim CEO | 16 | 2015–2024 | |
| Smith Gregory A | Director | 17 | 2015–2024 | ||
| Arora Anil | Director; Director,Officer | Envestnet | Yodlee *; Envestnet | Yodlee*; Envestnet/Yodlee * | 77 | 2015–2021 | |
| Aguilar Luis A | Director | 12 | 2016–2024 | ||
| CROWELL GAYLE A | Director | 32 | 2016–2024 | ||
| Cooper Barry D. | Officer | SVP, Head of Accounting Mgmt. | 51 | 2018–2024 | |
| Mosley Valerie | Director | 9 | 2018–2024 | ||
| BLACKROCK FINANCIAL MANAGEMENT INC/DE | TenPercentOwner | 1 | 2018 | ||
| BlackRock Holdco 2, Inc. | TenPercentOwner | 1 | 2018 | ||
| BlackRock Inc. | TenPercentOwner | 1 | 2018 | ||
| DePina Stuart | Officer | Envestnet Data & Analytics*; President; President* | 40 | 2019–2022 | |
| Turner Barbara | Director | 5 | 2023–2024 | ||
| Asmar Christian | Director | 6 | 2023–2024 | ||
| Impactive Capital LLC | Director | 6 | 2023–2024 | ||
| Impactive Capital LP | Director | 6 | 2023–2024 | ||
| LANE WENDY E | Director | 3 | 2023–2024 | ||
| Wolfe Lauren Taylor | Director | 6 | 2023–2024 | person page Fuzzy | |
| Warren Joshua | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 3 | 2023–2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Envestnet Inc. | PA | State business registries | name and state |
| Business registration | Envestnet Inc. | PA | State business registries | name and state |
| Business registration | ENVESTNET, Inc. | PA | State business registries | name and state |
| Business registration | ENVESTNET, INC. | PA | State business registries | name and state |
| Business registration | ENVESTNET, INC. | PA | State business registries | name and state |
| Business registration | ENVESTNET, INC. | PA | State business registries | name and state |
| Business registration | ENVESTNET, INC. | PA | State business registries | name and state |
| SEC filer | ENVESTNET, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ENVESTNET, INC. | PA | Trademarks (USPTO) | name and state |
| Person page | Lauren Taylor Wolfe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in PA:
- Form D issuer: 360fly, Inc. (Form D private offerings)
- Lobbying client: ACA CONNECTS - AMERICA'S COMMUNICATION ASSOCIATION (Federal lobbying (LDA))
Interests: Services-Business Services, NEC · Technology